Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hampden Agencies Ltd See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001351058 Filed Document 0001351058-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
CrossFleet, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $135,000 Associated Brokers / Dealers N/A CIK Number 0001596093 Filed Document 0001596093-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
ChowNow, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,320,000 Associated Brokers / Dealers N/A CIK Number 0001558379 Filed Document 0001140361-14-001221 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aeolus Property Catastrophe Spire Fund LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595867 Filed Document 0001595867-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
NB Crossroads Fund XX - Plan Asset Allocation LP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566330 Filed Document 0001452732-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Holdings L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $44,980,000 Associated Brokers / Dealers N/A CIK Number 0001595603 Filed Document 0001595603-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets $Not Applicable Type of Security Equity
WM CAPITAL PARTNERS XXXIX, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $8,250,000 Associated Brokers / Dealers N/A CIK Number 0001595416 Filed Document 0001595416-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Alexar Therapeutics, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $21,500,000 Associated Brokers / Dealers N/A CIK Number 0001596494 Filed Document 0001596494-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Euston Group LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595417 Filed Document 0001595417-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Fenway HTM Partners, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $11,300,000 Associated Brokers / Dealers N/A CIK Number 0001595977 Filed Document 0001595977-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Dreamfund Holdings, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001594810 Filed Document 0001594810-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
U.S. Hotel Rochester Ventures LLLP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $4,960,000 Associated Brokers / Dealers N/A CIK Number 0001595919 Filed Document 0001595919-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
155 Passaic TEI Investors LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001591273 Filed Document 0001594089-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Medefile International, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000842013 Filed Document 0001013762-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Mobile Fueling Solutions LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers Mobile Fueling Solutions LLC(no compensation) CIK Number 0001596803 Filed Document 0000909012-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Wasatch Microfluidics, Inc. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001541582 Filed Document 0001541582-14-000002 Exclusions or Exemptions 505 and 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Anabatic Fund, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590308 Filed Document 0000919574-14-000072 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outrider Onshore, LP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001294311 Filed Document 0000919574-14-000065 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GDD HCAnalytics, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595892 Filed Document 0001595892-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Grey Owl Partners, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509940 Filed Document 0000919574-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TONOGOLD RESOURCES INC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001337085 Filed Document 0001337085-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clayton, Dubilier & Rice Fund IX, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not applicable CIK Number 0001584485 Filed Document 0001181431-14-001594 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GOLUB CAPITAL PEARLS DIRECT LENDING PROGRAM, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518266 Filed Document 0001518266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Side Capital Offshore, Ltd. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345015 Filed Document 0000919574-14-000089 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREENWOOD CAPITAL LIMITED PARTNERSHIP See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121944 Filed Document 0001121944-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mundane International Ltd See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001419752 Filed Document 0001419752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Rip van Wafels, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001596009 Filed Document 0001596009-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Great Lakes III Master Fund, L.P. See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Babson Capital Securities LLC CIK Number 0001565775 Filed Document 0001565779-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cyber Risk Marketplace, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595890 Filed Document 0001595890-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Banyan Investments LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001566648 Filed Document 0001566648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AIT Bioscience, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595728 Filed Document 0001178858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Digital Arbitrage Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001567778 Filed Document 0001567778-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Cardon Healthcare Holdings, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,500,083 Associated Brokers / Dealers N/A CIK Number 0001541460 Filed Document 0001541460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Corinthian Equity Fund II, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001595872 Filed Document 0001595872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aeolus Property Catastrophe Keystone Fund LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564928 Filed Document 0001595867-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Albee Square Hotel LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Brooklyn Hotel Group LLC CIK Number 0001595251 Filed Document 0001594089-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
HCM Venture Fund VII, LLC See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001591686 Filed Document 0001591686-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levant Power Corp See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001473107 Filed Document 0001473107-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Patriot Investment Holdings, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580989 Filed Document 0001594911-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GEODIGITAL INTERNATIONAL INC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $11,976,470 Associated Brokers / Dealers N/A CIK Number 0001455096 Filed Document 0001062993-14-000056 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Mulberry Health Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $30,000,005 Associated Brokers / Dealers N/A CIK Number 0001568651 Filed Document 0001568651-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock European Hedge Fund Ltd See All Filings	D/A	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566474 Filed Document 0000950172-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bell Biosystems, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,103,004 Associated Brokers / Dealers N/A CIK Number 0001550379 Filed Document 0001550379-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lone Tamarack, L.P. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595338 Filed Document 0000902664-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Green Payments Company, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001596280 Filed Document 0001596280-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Legato International Equity Fund, LP See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595477 Filed Document 0001595477-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mantra Capital Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $56,391 Associated Brokers / Dealers N/A CIK Number 0001594856 Filed Document 0001140361-14-001154 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
aPEEL Technologies, Inc. See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001595566 Filed Document 0001595566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Fresh Matters, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001530900 Filed Document 0001530900-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
HCOP Merrimack, LLC See All Filings	D	2014-01-07 00:00:00 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001596192 Filed Document 0001546927-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-01-07 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity