Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GTCR FUND XI/A LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001591434 Filed Document 0001591432-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Lariat Holding Company, Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463747 Filed Document 0001463747-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SILVER LINING ASSET PARTNERS, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508357 Filed Document 0001508357-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
EAE Atlantic II, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001597381 Filed Document 0001597381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Birch Grove Credit Strategies Fund Ltd. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590732 Filed Document 0000902664-14-001053 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Atlantic Investors II, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001597400 Filed Document 0001597400-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Chrome River Technologies, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $17,002,270 Associated Brokers / Dealers N/A CIK Number 0001548971 Filed Document 0001530170-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Castle Creek Class B TARP Investors, LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597233 Filed Document 0001597233-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Club, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $4,850,000 Associated Brokers / Dealers N/A CIK Number 0001596997 Filed Document 0001104659-14-003103 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CANYON VALUE REALIZATION FUND CAYMAN LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001056544 Filed Document 0001056544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMORFIX LIFE SCIENCES LTD See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $667,642 Associated Brokers / Dealers N/A CIK Number 0001374339 Filed Document 0001183740-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Vista del Mar Commons LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $9,023,968 Associated Brokers / Dealers N/A CIK Number 0001608683 Filed Document 0001608683-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Timber Ridge at Falls Church, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001596041 Filed Document 0001596041-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asian Century Quest Smaller Companies Offshore Fund, Ltd. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $39,731,792 Associated Brokers / Dealers N/A CIK Number 0001467964 Filed Document 0000919574-14-000321 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Soul & Vibe Interactive Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001515115 Filed Document 0001144204-14-002810 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
Tishman Speyer California Plaza VIII, L.L.C. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001597478 Filed Document 0001597478-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ITB PREMIUM FUND I LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346502 Filed Document 0001346502-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
RBI Capital Partners, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510266 Filed Document 0001510266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evangeline Fund, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540404 Filed Document 0001540404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Overseas Partners (Delaware 892) VIII, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $18,476,470,000 Associated Brokers / Dealers UBS AG, Picton S.A., J.P. Morgan Securities LLC, and GSA Capital Associates, LLC CIK Number 0001580045 Filed Document 0000950142-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HARD ASSETS OPPORTUNITY FUND LTD See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452732 Filed Document 0001482027-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $3,360,000 Associated Brokers / Dealers Security Research Associates, Inc. CIK Number 0001083743 Filed Document 0001140361-14-002750 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TS I Offshore Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SDDCO BROKERAGE ADVISORS LLC CIK Number 0001279816 Filed Document 0000919574-14-000326 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GADA Holdings, LLC See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539703 Filed Document 0001539703-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Galena Private Equity Resources Fund LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capstone Advisers SA and Alternative Asset Investment Management Securities, LLC CIK Number 0001557888 Filed Document 0001557885-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HNO Green Fuels, Inc See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001520092 Filed Document 0001520092-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TRINITY GLOBAL GROWTH & INCOME FUND, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502918 Filed Document 0001502918-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
Tilden Park Investment Fund LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509551 Filed Document 0000950142-14-000144 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mice on Broadway LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001597547 Filed Document 0001144204-14-002827 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
TRINITY GOLD FUND, L.P. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488950 Filed Document 0001488950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $Not Applicable Type of Security Equity
ITB Capital Income Fund I Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001394210 Filed Document 0001394210-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
TIGER NEZU PARTNERS, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535290 Filed Document 0000919574-14-000314 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Littlejohn Opportunities Fund LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510288 Filed Document 0001315863-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diversified 501 Golf, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001597284 Filed Document 0001597284-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ACQ Equity Income Fund, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510655 Filed Document 0000919574-14-000319 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moscow Mills, Inc See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001558101 Filed Document 0001558101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Nevada Sunrise Gold Corp See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $299,015 Associated Brokers / Dealers N/A CIK Number 0001415758 Filed Document 0001183740-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CapitalSpring Direct Lending Partners, LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $255,935,000 Associated Brokers / Dealers BTIG LLC CIK Number 0001567524 Filed Document 0000897069-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canyon Balanced Fund (Cayman), Ltd. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296069 Filed Document 0001296069-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moment Ventures I, L.P. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001596879 Filed Document 0001596879-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
123 Lumpsum Delaware Holdings, LLC See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001575432 Filed Document 0001575432-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GTCR FUND XI/B LP See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001591435 Filed Document 0001591432-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ZocDoc Inc See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001417902 Filed Document 0001417902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Concord Atlantic Holding, Ltd See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463748 Filed Document 0001463748-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WiL Fund I LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001596276 Filed Document 0001596276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aly Energy Services, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $2,361,750 Associated Brokers / Dealers N/A CIK Number 0000946822 Filed Document 0001477932-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ShopIgniter, Inc. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001486550 Filed Document 0001486550-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Austin Value Capital Fund I, LP See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597398 Filed Document 0001597398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cibus Global, Ltd. See All Filings	D	2014-01-17 00:00:00 UTC
Amount To Be Raised $13,600,409 Associated Brokers / Dealers N/A CIK Number 0001483752 Filed Document 0001483752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Digital Arbitrage Inc. See All Filings	D/A	2014-01-17 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001567778 Filed Document 0001567778-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-17 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity