Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hawaiian Legacy Hardwoods LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-13-000264 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Divide Nine LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,938,000 Associated Brokers / Dealers Rita Mansour CIK Number 0001588024 Filed Document 0001588024-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Optima Emerging Markets Fund LTD See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. CIK Number 0001297333 Filed Document 0001297333-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 6, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580758 Filed Document 0001580758-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Quad Opportunity Fund, LP See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588069 Filed Document 0001588069-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Energy Enterprises LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,105,180 Associated Brokers / Dealers N/A CIK Number 0001585092 Filed Document 0001585092-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Rain City Capital, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001512803 Filed Document 0001512803-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
United SPC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001497151 Filed Document 0001140361-13-037331 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Qview Medical, Inc. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,323,039 Associated Brokers / Dealers N/A CIK Number 0001577951 Filed Document 0001577951-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
POMH Off-Broadway LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588383 Filed Document 0001588383-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Mobile App Machine, LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $810,000 Associated Brokers / Dealers N/A CIK Number 0001574045 Filed Document 0001446933-13-000012 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Fund LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463726 Filed Document 0001315863-13-000452 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ping4 Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001538529 Filed Document 0001144204-13-053593 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Other
Comgest Growth PLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508623 Filed Document 0001315863-13-000445 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Funding Gates Corp See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,445,000 Associated Brokers / Dealers N/A CIK Number 0001525001 Filed Document 0001525001-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GEF TRANSITION FUND (A SERIES OF GLOBAL ENDOWMENT TARGETED STRATEGY FUND, LP) See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467914 Filed Document 0001467914-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima Discretionary Macro Fund LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001509531 Filed Document 0001509531-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COCRYSTAL DISCOVERY INC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001448266 Filed Document 0001448266-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Centrose LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001412428 Filed Document 0001412428-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
Mindshare Technologies, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $18,999,996 Associated Brokers / Dealers N/A CIK Number 0001530921 Filed Document 0001530921-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
BEECKEN PETTY O'KEEFE FUND IV, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558932 Filed Document 0001558932-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
JLP Partners Fund LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507117 Filed Document 0001019056-13-001109 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Emerging Markets Fund Ltd. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472018 Filed Document 0001315863-13-000457 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Other
Altegris Global Macro Fund, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, more than 5, and more than 5 CIK Number 0001463266 Filed Document 0001566114-13-000045 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kingstown Partners Offshore Ltd See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Budge Collins and David Yazdan Jr. CIK Number 0001495673 Filed Document 0001495673-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GAC Global Diversified IDF LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586229 Filed Document 0001586229-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
For Kids By Parents, Inc. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kurt G Briscoe CIK Number 0001588114 Filed Document 0001588114-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Inventions Unlimited Corp. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001587242 Filed Document 0001587242-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Other
EMMAUS LIFE SCIENCES, INC. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $7,551,253 Associated Brokers / Dealers T.R. Winston & Company LLC CIK Number 0001420031 Filed Document 0001387131-13-003661 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GEM Liquid Markets Fund A, LP See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511222 Filed Document 0001511222-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL ENDOWMENT FUND I LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458849 Filed Document 0001458849-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Chip Opportunity Fund LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512766 Filed Document 0001553290-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alta Park Fund Onshore, LP See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587465 Filed Document 0000935836-13-000479 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Health Holdings LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $1,095,947 Associated Brokers / Dealers N/A CIK Number 0001467771 Filed Document 0001467771-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Realty Mogul 6, LLC See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580758 Filed Document 0001580758-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Pace-Spectrum Investors, L.L.C. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001588045 Filed Document 0001588045-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Optima Fund Ltd See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. CIK Number 0001502396 Filed Document 0001509531-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InstyBook, LLC See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001587866 Filed Document 0001587866-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business LOUISIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GAC Global Partners, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552099 Filed Document 0001552099-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GAC Global Long, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552232 Filed Document 0001552232-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
JENOP GLOBAL HEALTHCARE FUND Ltd See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562185 Filed Document 0001553290-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BEECKEN PETTY O'KEEFE FUND IV-A, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers LAZARD & CO., LIMITED, LAZARD FRERES & CO. LLC, OPPENHEIMER & CO. INC., and STIFFEL, NICOLAUS & COMPANY, INCORPORATED CIK Number 0001558933 Filed Document 0001558932-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NLCF Fund LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001531602 Filed Document 0001315863-13-000451 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Point Partners II, L.P. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Wedge Alternatives LLC CIK Number 0001558558 Filed Document 0001558558-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Neon Liberty Lorikeet Fund Ltd. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472016 Filed Document 0001315863-13-000456 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PACIFIC SHORE HOLDINGS, INC. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001421712 Filed Document 0001065949-13-000130 Exclusions or Exemptions 506c Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Freestone Ergonomic Seating Partners, L.P. See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001588144 Filed Document 0001588144-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ATLAS COPCO AB See All Filings	D	2013-10-01 00:00:00 UTC
Amount To Be Raised $83,700 Associated Brokers / Dealers N/A CIK Number 0000748954 Filed Document 0000748954-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business SWEDEN Revenue or Assets $Over $100,000,000 Type of Security Equity
Gamefish Impact Fund LP See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532080 Filed Document 0001264128-13-000042 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JLP Credit Opportunity Cayman Fund Ltd. See All Filings	D/A	2013-10-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520070 Filed Document 0001019056-13-001105 Exclusions or Exemptions 506b Accepted Date 2013-10-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity