Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Shopoff Strategic Income Fund, L.P. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Shopoff Securities, Inc. CIK Number 0001566276 Filed Document 0001566276-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Deanslist, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $80,000 Associated Brokers / Dealers N/A CIK Number 0001595310 Filed Document 0001595310-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Midwest Energy/Exploration Partners, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001595680 Filed Document 0001595680-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Other
BlueCava, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001502330 Filed Document 0001502330-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Social Finance NY State Workforce Re-Entry 2013 LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001594825 Filed Document 0001594825-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CAMBRIDGE ENDOSCOPIC DEVICES INC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,924,169 Associated Brokers / Dealers N/A CIK Number 0001310090 Filed Document 0001310090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Donner 3-D Offset Joint Venture See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,440,000 Associated Brokers / Dealers N/A CIK Number 0001595980 Filed Document 0001354488-14-000095 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
ALT Bioscience LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers Brutus Clay CIK Number 0001424900 Filed Document 0001424900-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Akamatsu Fund See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592824 Filed Document 0001592823-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGW Premier Shooting Club, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595524 Filed Document 0001595524-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CSA Medical Inc See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001403000 Filed Document 0001403000-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Ada Series Total Return Fund LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001489783 Filed Document 0001489783-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Genestamp, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001595806 Filed Document 0001595806-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NRGTEQ USA INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001595662 Filed Document 0001595662-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW HAMPSHIRE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
NB PINE ROCK FUND LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001456066 Filed Document 0001456066-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KeyView Labs, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001566760 Filed Document 0001198912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Unmanned Innovation Inc. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $14,959,440 Associated Brokers / Dealers N/A CIK Number 0001549546 Filed Document 0001549546-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Noro-Moseley Partners SBIC, L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585815 Filed Document 0001585815-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OSTARA NUTRIENT RECOVERY TECHNOLOGIES INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $629,207 Associated Brokers / Dealers N/A CIK Number 0001439004 Filed Document 0001439004-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Arizona Custard, LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001595716 Filed Document 0001595716-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business WISCONSIN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fairfield Woodway Square REIT See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595697 Filed Document 0001595697-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR All Country International Equity Fund, L.P. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551417 Filed Document 0001551417-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M West Propco XXI LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595638 Filed Document 0001595638-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fairfield Berkeley Place REIT See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001595689 Filed Document 0001595689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fred Beverages Inc See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $307,377 Associated Brokers / Dealers N/A CIK Number 0001412652 Filed Document 0001140361-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ross Creek Partners, L.P. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001499632 Filed Document 0001499632-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Godley Marsh Fund, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,673,250 Associated Brokers / Dealers N/A CIK Number 0001595514 Filed Document 0001595514-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Precision Ventures II, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001595558 Filed Document 0001595558-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DALTON ASIA (OFFSHORE FEEDER) FUND See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001428064 Filed Document 0001209191-14-000535 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenfield Acquisition Partners VII, L.P. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001595580 Filed Document 0000950172-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Upland Software, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $19,826,344 Associated Brokers / Dealers N/A CIK Number 0001505155 Filed Document 0001505155-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BA Hedge Fund Solutions, LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459582 Filed Document 0001459582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNIVERSAL BIOSENSORS INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $4,972,095 Associated Brokers / Dealers N/A CIK Number 0001279695 Filed Document 0001279695-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Option To Acquire
Excelsior Multi-Strategy Institutional Hedge Fund, Ltd. See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001459971 Filed Document 0001459971-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sugar Hill Property Fund IV, LLC See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC, Silver Leaf Partners, LLC, and Olympus Securities, LLC CIK Number 0001588589 Filed Document 0001588589-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Country Rose, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001595717 Filed Document 0001595717-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Repairogen Corp. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $465,000 Associated Brokers / Dealers N/A CIK Number 0001595709 Filed Document 0001595709-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Deanslist, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $13,976 Associated Brokers / Dealers N/A CIK Number 0001595310 Filed Document 0001595310-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
UR-ENERGY INC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $5,179,997 Associated Brokers / Dealers ROTH CAPITAL PARTNERS, H.C. WAINWRIGHT & CO., LLC, and GVC CAPITAL LLC CIK Number 0001375205 Filed Document 0001375205-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MedHab, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $1,099,346 Associated Brokers / Dealers N/A CIK Number 0001503902 Filed Document 0001209191-14-000597 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
DALTON HIGH YIELD MORTGAGE (US FEEDER) FUND LP See All Filings	D/A	2014-01-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488632 Filed Document 0001209191-14-000516 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wasatch Microfluidics, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001541582 Filed Document 0001541582-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Car Charging Group, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Ardour Capital Investments, Sunrise Securities Corp., and Sutter Securities Incorporated CIK Number 0001429764 Filed Document 0001213900-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alta California Olive Partners, LLC See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $315,500 Associated Brokers / Dealers N/A CIK Number 0001546999 Filed Document 0001546999-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
DB3 Mobile, Inc. See All Filings	D	2014-01-02 00:00:00 UTC
Amount To Be Raised $750,003 Associated Brokers / Dealers N/A CIK Number 0001557450 Filed Document 0001557450-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Lyfe Kitchen Retail, Inc. See All Filings	D	2014-01-01 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001577963 Filed Document 0001577963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-01 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SERIES D (TECHNOLOGY) - PANORAMA POINT PARTNERSHIP, LP See All Filings	D	2014-01-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593451 Filed Document 0001593449-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-01-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Basin Fund LLC See All Filings	D	2014-01-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596320 Filed Document 0001596320-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-01-01 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Iron Bay Fund, L.P. See All Filings	D/A	2014-01-01 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528104 Filed Document 0001528104-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-01-01 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Strategic Science & Technologies LLC See All Filings	D	2013-12-31 00:00:00 UTC
Amount To Be Raised $5,311,898 Associated Brokers / Dealers N/A CIK Number 0001347296 Filed Document 0001347296-14-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other