Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
MENDON CAPITAL LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Halsey, Channel Capital Group LLC, Moors and Cabot, Michael Hamblett, David Kailbourne, and Anthony Woodruff CIK Number 0001031376 Filed Document 0001031376-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Appcore, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001600439 Filed Document 0001600439-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WIRE LABS, INC. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001579735 Filed Document 0001579735-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Deerfield Investors LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $3,150,401 Associated Brokers / Dealers N/A CIK Number 0001600545 Filed Document 0001600545-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North River Partners, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001006871 Filed Document 0000919574-14-002037 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FMR LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0000315066 Filed Document 0001371811-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
CUMBERLAND BENCHMARKED PARTNERS, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104369 Filed Document 0000902664-14-001469 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
US Anesthesia Solutions, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001600465 Filed Document 0001600462-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hamilton Distillers Group, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers None CIK Number 0001599296 Filed Document 0001599296-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ADAPX INC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $4,902,631 Associated Brokers / Dealers N/A CIK Number 0001421441 Filed Document 0001421441-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AQR Multi-Strategy Fund V, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480707 Filed Document 0001480707-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Canna-Life Corp See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001601223 Filed Document 0001601223-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
GEN ONE CIG LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CIG Venture Management, LLC CIK Number 0001424500 Filed Document 0001424500-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spindrift Partners, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000941767 Filed Document 0000919574-14-002036 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MC Athens, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001601324 Filed Document 0001601324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
RIVERSTONE FIELDWOOD PARTNERS-B, L.P. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600913 Filed Document 0001140361-14-010479 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Euston Group LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001595417 Filed Document 0001595417-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Merchants' Gate Offshore Fund Ltd See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415984 Filed Document 0000950142-14-000579 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crestline IDF Partners, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479261 Filed Document 0000902664-14-001463 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SWIFTCURRENT OFFSHORE, LTD. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124973 Filed Document 0001140361-14-010455 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Lionstone Fund, Ltd. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001347556 Filed Document 0000945621-14-000086 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TUCKER AUTO-MATION HOLDINGS, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001601584 Filed Document 0001601584-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
JVM Realty Apartment Fund 5, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001600358 Filed Document 0001600358-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MA Equity Opportunity Fund, LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515408 Filed Document 0001515408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portal Instruments, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $5,524,287 Associated Brokers / Dealers N/A CIK Number 0001601163 Filed Document 0001140361-14-010424 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Lighthouse Managed Futures Fund, L.L.C. - Lighthouse Composite Series See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, SunTrust Banks, Inc., Deutsche Bank Securities, Inc., Deutsche Bank Trust Company Americas, and Stifel, Nicolaus & Company, Incorporated CIK Number 0001401970 Filed Document 0001401970-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Infinity Premier Fund (QP) Cayman, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569534 Filed Document 0001315863-14-000152 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIRIOS CAPITAL PARTNERS LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001090894 Filed Document 0001090894-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurance Gold Corp See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $275,404 Associated Brokers / Dealers N/A CIK Number 0001368939 Filed Document 0001368939-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Boka Japan, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001600369 Filed Document 0001600369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Goldman Sachs Funds SICAV See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001539798 Filed Document 0001140361-14-010599 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BOOMTRAIN, INC. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $1,966,279 Associated Brokers / Dealers N/A CIK Number 0001600810 Filed Document 0001600810-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
GREAT EAST ENERGY, INC. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers HUNTER WISE SECURITIES, LLC and BURNHAM SECURITIES INC. CIK Number 0001539574 Filed Document 0001539574-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
CitizenShipper, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001601701 Filed Document 0001601701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Other
Daeg Partners, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Rappaport CIK Number 0001134712 Filed Document 0000919574-14-002031 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harvest Development II, LLC See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001601593 Filed Document 0001601593-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Staffing 360 Solutions, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Accelerated Capital Group CIK Number 0001499717 Filed Document 0001465818-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Federal Street Associates I, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001382723 Filed Document 0001405086-14-000114 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Pole Offshore See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and Modern Capital LLP CIK Number 0001391842 Filed Document 0000902664-14-001456 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cavendish Futures Fund LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers USB FINANCIAL SERVICES INC. ("UBSFS") CIK Number 0001562622 Filed Document 0001562622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Biscotti Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $510,000 Associated Brokers / Dealers N/A CIK Number 0001538569 Filed Document 0001538569-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LONGVIEW PARTNERS B, L.P. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001272163 Filed Document 0000902664-14-001467 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sutter Mill I LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539565 Filed Document 0001539565-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merchants' Gate Onshore Fund LP See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415482 Filed Document 0000950142-14-000578 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Firebird Mongolia Fund (Cayman) Ltd. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601355 Filed Document 0001012975-14-000130 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Longbow Focus, Ltd. See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508319 Filed Document 0000902664-14-001462 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sailfish Fund, LLC See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001496283 Filed Document 0001496283-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Equity
ABSOLUTE RETURN CAYMAN LTD See All Filings	D/A	2014-03-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001336565 Filed Document 0001599462-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellie Kai, Inc. See All Filings	D	2014-03-03 00:00:00 UTC
Amount To Be Raised $730,000 Associated Brokers / Dealers N/A CIK Number 0001602404 Filed Document 0001602404-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-03 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity