Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
State Credit Investments 2009 LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,180,614 Associated Brokers / Dealers Visionquest Securities, LLC CIK Number 0001503459 Filed Document 0001503459-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AZG TANGIBLE ASSETS FUND LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001273340 Filed Document 0001273340-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fourteenth Street Capital Value Fund, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591876 Filed Document 0001591876-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIMROCK STRATEGIC INCOME FUND, LTD. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593108 Filed Document 0001593108-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPA Holdings, L.L.C. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001593501 Filed Document 0001593501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ONEX PARTNERS IV LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001593476 Filed Document 0001140361-13-045023 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stellus Credit Master Fund I, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588956 Filed Document 0001140361-13-045686 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Stellus Credit Offshore Fund I, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592509 Filed Document 0001140361-13-045693 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Learning Egg LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001586762 Filed Document 0001586762-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Strategic Solutions Core Real Estate Fund, LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMMONFUND SECURITIES, INC. CIK Number 0001536012 Filed Document 0001593310-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pharmetrics Specialty Group of Arkansas, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593416 Filed Document 0001593416-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
JEFFERSON CITY RETIREMENT, L.L.C. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,880,000 Associated Brokers / Dealers NONE CIK Number 0001591513 Filed Document 0001591513-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business SOUTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
Great Bay Energy, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001509628 Filed Document 0001509628-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENDURANCE PARTNERS QP LP See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161269 Filed Document 0001315863-13-000590 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InsuranceZebra, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,000,063 Associated Brokers / Dealers N/A CIK Number 0001560429 Filed Document 0001560429-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Skip Hop Holdings, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $32,475,560 Associated Brokers / Dealers Dominick & Dominick CIK Number 0001593489 Filed Document 0001140361-13-045061 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SKKY Inc See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,240,000 Associated Brokers / Dealers N/A CIK Number 0001593553 Filed Document 0001362118-13-000126 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Eye Investment Fund Ltd. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464505 Filed Document 0000945621-13-000354 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Norse Corp See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $9,999,998 Associated Brokers / Dealers N/A CIK Number 0001553826 Filed Document 0001467481-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
LONGBOARD PARTNERS, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592151 Filed Document 0001592151-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fortress Florida Coinvestment Fund (Fund B) LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $202,737,113 Associated Brokers / Dealers Fortress Capital Formation LLC CIK Number 0001593278 Filed Document 0000950172-13-000122 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Palantir Technologies Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001321655 Filed Document 0001321655-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Qspex Technologies Inc See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001418588 Filed Document 0001418588-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Placencia Group, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers Clark Dodge and Company, Inc. CIK Number 0001592421 Filed Document 0001592421-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
G2G Market, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001593441 Filed Document 0001593441-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Cheyne Long/Short Credit Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590901 Filed Document 0000945621-13-000366 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Explorer Equity Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590748 Filed Document 0000945621-13-000361 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hawaiian Legacy Hardwoods LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-13-000301 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
Xenex Disinfection Services LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $11,356,343 Associated Brokers / Dealers N/A CIK Number 0001556814 Filed Document 0001556814-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Benson Hill Biosystems, Inc. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565847 Filed Document 0001565847-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Black Gold Industries LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001525782 Filed Document 0001525782-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Cheyne European High Yield Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590746 Filed Document 0000945621-13-000359 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chaikin Analytics, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001497109 Filed Document 0001497109-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Total Return Credit Fund Inc. - December 2017 See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590888 Filed Document 0000945621-13-000373 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANO CAP NEW MILLENNIUM GROWTH FUND L P See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277890 Filed Document 0001277890-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Investors Group LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001584318 Filed Document 0001584318-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oak Street Health, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001564406 Filed Document 0001564406-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Healthbox Global Partners, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001591652 Filed Document 0001591652-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES (ONSHORE) FUND, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530150 Filed Document 0001144204-13-066861 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scratch-It, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001593122 Filed Document 0001593122-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
LoanLogics, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $12,258,841 Associated Brokers / Dealers Equus Financial Consulting, LLC CIK Number 0001518893 Filed Document 0001518893-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Street Real Estate Credit Partners II Offshore Master Fund, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001592278 Filed Document 0001140361-13-045022 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARVEST NATURAL RESOURCES, INC. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $5,370,120 Associated Brokers / Dealers N/A CIK Number 0000845289 Filed Document 0001209191-13-055405 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Freelance Anesthesia, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers None CIK Number 0001591891 Filed Document 0001591891-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324541 Filed Document 0000902664-13-003899 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stellus Credit VCOC Fund I, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588903 Filed Document 0001140361-13-045700 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Progress Ventures Fund II, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001575181 Filed Document 0001575181-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DigiPuppets LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001593202 Filed Document 0001593202-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Grubb Southeast Multifamily Fund IV, LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001543858 Filed Document 0001543858-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ROY G NIEDERHOFFER NEGATIVE CORRELATION FUND LTD See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454217 Filed Document 0001454217-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund