Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PR International Place, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595463 Filed Document 0001595463-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EASTWARD CAPITAL PARTNERS VI, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001586822 Filed Document 0001586822-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIP Private Markets Fund VI Offshore Investors LP See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001594998 Filed Document 0000950103-13-007516 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accipiter Systems, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $402,712 Associated Brokers / Dealers N/A CIK Number 0001539927 Filed Document 0001539927-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
SmartMove, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001595418 Filed Document 0000950138-13-000572 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Realty Mogul 12, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0001594501 Filed Document 0001594501-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
PRISA LHC, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595472 Filed Document 0001595472-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Sibling Capital Fund II-A L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001593693 Filed Document 0001593693-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
GMI-164 CORPUS, LP See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $3,777,117 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, Torry Scott, Taher Gilani, Booby Kyle Cowand, Maria Escobar, Donald Beary, Jay Wallinger, John H. Towers, MF Long II, Steven Pfaff, Azam Jaber, Carl Fuhrmann, Javier Larrea, Paul Gautier, Thomas Faught, Craig Drewes Emerson, John (Bradley) Wilson, Ronn Kudlacek, Shannon G Kropp, Lisa Allen, Mikiel Featherston, and Brian E Smith CIK Number 0001587891 Filed Document 0001587891-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
UFI Acquisition, Inc. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $4,582,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001571173 Filed Document 0001571173-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Piper Jaffray Senior Living Fund I, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001595366 Filed Document 0001595366-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SEVEN GENERATIONS ENERGY LTD. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $81,775,000 Associated Brokers / Dealers RBC Capital Markets, LLC and Peters & Co. Equities Inc. CIK Number 0001439727 Filed Document 0001439727-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
KNOX ENERGY, INC. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $2,030,000 Associated Brokers / Dealers Prime Solutions, Inc. CIK Number 0001427213 Filed Document 0001427213-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Mineral Property
J.W. Opportunities Fund, LLC See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594084 Filed Document 0001594084-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $2,967,975 Associated Brokers / Dealers David Fisher, Thomas Chisholm, and Kevin Ballou CIK Number 0001135856 Filed Document 0001135856-13-000333 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Elan Raleigh Property, LLC See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595400 Filed Document 0001595400-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redbooth, Inc. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $6,859,317 Associated Brokers / Dealers N/A CIK Number 0001595059 Filed Document 0001595059-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cornerstone Capital Partners, LP See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493665 Filed Document 0001019056-13-001391 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Horizon Tower Ltd Partnership-II See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers David P Dyer, Marshall H. Dean, Michael M. Roberts, and Thomas R. Cameron CIK Number 0001587255 Filed Document 0001587255-13-000003 Exclusions or Exemptions 506c Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Other
INTELLIGENT PORTAL SYSTEMS, INC. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $4,372,930 Associated Brokers / Dealers N/A CIK Number 0001594828 Filed Document 0001594828-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
COURAGE CREDIT OPPORTUNITIES OFFSHORE FUND III, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers North Creek Butler CIK Number 0001594059 Filed Document 0000919574-13-007032 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRG Petroleum LLC See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised $11,050,000 Associated Brokers / Dealers Nicholas Cochran, A J Houston, Jack Kenny, Joel Knight, Clarence Yee, Bryan Kocen, Gail Kocen, Joel Kocen, Kenneth Foreman, Russell Ketron, Helen Dietz, Donald Finsthwait, Robert E Gee, Jeffrey Keimer, Dieter Kaelker, Daniel McCourt, Martin Shapiro, Mary Warga, Mary Gustafson, Richard Warga, Jordan Gibbs, John Kirkpatrick, Talia Pierluissi, Gregory Hubbell, John Parsons, and S. Katherine Campbell CIK Number 0001400821 Filed Document 0001400821-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Mineral Property
AQR ARF Global Total Return Fund II, L.P. See All Filings	D/A	2013-12-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538359 Filed Document 0001538359-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accelecare - Cain Brothers Holdings, L.P. See All Filings	D	2013-12-30 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001594629 Filed Document 0001144204-13-069531 Exclusions or Exemptions 506b Accepted Date 2013-12-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Inpria Corp See All Filings	D	2013-12-29 00:00:00 UTC
Amount To Be Raised $7,313,053 Associated Brokers / Dealers N/A CIK Number 0001503387 Filed Document 0001503387-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Nexis Vision, Inc. See All Filings	D	2013-12-29 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001423273 Filed Document 0001423273-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Concordia Healthcare Inc. See All Filings	D	2013-12-28 00:00:00 UTC
Amount To Be Raised $5,058,074 Associated Brokers / Dealers GMP Securities L.P., Canaccord Genuity Corp., Beacon Securities Limited, Cormark Securities Inc., and National Bank Financial Inc. CIK Number 0001595330 Filed Document 0001140361-13-047682 Exclusions or Exemptions 506b Accepted Date 2013-12-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TRICOR PACIFIC CAPITAL PARTNERS (FUND V), LIMITED PARTNERSHIP See All Filings	D/A	2013-12-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shannon Advisors, LLC CIK Number 0001560319 Filed Document 0001560319-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $44,364,627 Associated Brokers / Dealers Michael Shute CIK Number 0001135856 Filed Document 0001135856-13-000322 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
T-C Las Vegas Retail REIT LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, and Patrick Whelchel CIK Number 0001595474 Filed Document 0001595474-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
GLASSDOOR INC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $50,020,000 Associated Brokers / Dealers N/A CIK Number 0001420715 Filed Document 0001420715-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
McMorgan Infrastructure Fund I, LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Grandfund Investment Group, LLC CIK Number 0001595191 Filed Document 0001595191-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Gilded Rogue Enterprises, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers None CIK Number 0001595414 Filed Document 0001595414-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
YES EXP REIT, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iriquois Capital Advisors, LLC CIK Number 0001595259 Filed Document 0001595259-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $35,365 Associated Brokers / Dealers John Sanford CIK Number 0001135856 Filed Document 0001135856-13-000310 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ACTIVECARE, INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001429896 Filed Document 0001010924-13-000010 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
INTERCLOUD SYSTEMS, INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001128725 Filed Document 0001213900-13-007446 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Urgent Clinics Medical Care, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001585275 Filed Document 0001585275-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
RHA 2 INC. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001595405 Filed Document 0001595405-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TrovRx, Inc. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001595419 Filed Document 0001595419-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RDM Land Holdings, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $345,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001595292 Filed Document 0001595292-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $10,018,465 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-13-000315 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lab7 Systems, Inc. See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001553175 Filed Document 0001553175-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Wyoming Authentic Products LLC See All Filings	D/A	2013-12-27 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001560145 Filed Document 0001560145-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hamilton Lane Co-Investment Fund III LP See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001595444 Filed Document 0001595444-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $44,030,881 Associated Brokers / Dealers Donald Tippett CIK Number 0001135856 Filed Document 0001135856-13-000327 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cyclonaire Holding Corp. See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $11,800,000 Associated Brokers / Dealers N/A CIK Number 0001594809 Filed Document 0001594809-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MIDDLETON INTECH 12 LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001595427 Filed Document 0001595427-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Ascent Lifestyle Portfolio Fund, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594600 Filed Document 0001594600-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NPC III, LLC See All Filings	D	2013-12-27 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001585455 Filed Document 0001585455-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-27 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt