Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BGA Horizon Fund, LLC - DRI Nontaxable Series See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised $4,495,000 Associated Brokers / Dealers N/A CIK Number 0001602599 Filed Document 0001602599-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APOLLO FUND See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001216244 Filed Document 0001216244-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BGA Horizon Fund, LLC - DRI Taxable Series See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $5,650,000 Associated Brokers / Dealers N/A CIK Number 0001602598 Filed Document 0001602598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw Composite Fund, L.L.C. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers D. E. Shaw Securities, L.L.C. CIK Number 0001137837 Filed Document 0001137837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GoldenTree Offshore Fund II, Ltd. See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC CIK Number 0001419212 Filed Document 0000902664-14-001783 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PERMAL CAPITAL STRUCTURE OPPORTUNITIES LTD See All Filings	D/A	2014-03-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001431615 Filed Document 0001431615-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
TriStar Gold Inc. See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $3,490,968 Associated Brokers / Dealers N/A CIK Number 0001510013 Filed Document 0001140361-14-012928 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
APjeT Venture LLC See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $1,875,000 Associated Brokers / Dealers N/A CIK Number 0001451586 Filed Document 0001451586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Apollo Global Management LLC See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $79,746 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001209191-14-020538 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
505 Carroll X LLC See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $1,975,000 Associated Brokers / Dealers N/A CIK Number 0001603870 Filed Document 0001603870-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
ASV 505 Waterford Preferred Equity, LLC See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001602483 Filed Document 0001602483-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Citizens Parking Holding Inc See All Filings	D	2014-03-13 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001602379 Filed Document 0001602379-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MERIT 1 FUND L P See All Filings	D	2014-03-12 19:06:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001344829 Filed Document 0001344829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 19:06:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Common
WSR Partners LLC See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001597904 Filed Document 0001597904-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Northwood Plaza Partners LLC See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $1,592,500 Associated Brokers / Dealers N/A CIK Number 0001597928 Filed Document 0001597928-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Shores Lender Partners LLC See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $9,930,000 Associated Brokers / Dealers N/A CIK Number 0001580148 Filed Document 0001580148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
THIRD POINT PARTNERS QUALIFIED L P See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341499 Filed Document 0001341499-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
P&A MULTI-SECTOR FUND, L.P. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer Asset Management, Summit Equities Inc., and NFP Securities Inc. CIK Number 0000921470 Filed Document 0000943663-14-000052 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cypress Point Investment Partners, LLC - Artisan Investors Fund See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575075 Filed Document 0001575075-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCW SENIOR SECURED LOAN FUND LP See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334858 Filed Document 0001334858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NPB Manager Fund, SPC-Segregated Portfolio 101 See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602289 Filed Document 0001565908-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R Corp Financial See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001602329 Filed Document 0001602329-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BRAHMAN C.P.F. PARTNERS, L.P. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001187713 Filed Document 0000902664-14-001756 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSPERITY SYSTEMS, INC. See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Joel Blumenschein CIK Number 0001601688 Filed Document 0001511164-14-000121 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Cypress Point Investment Partners, LLC - Ltd Net Exposure Fund See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575077 Filed Document 0001575076-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STILWELL ASSOCIATES L P See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000913960 Filed Document 0000913960-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD II See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425086 Filed Document 0001315863-14-000180 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GENESIS EMERGING MARKETS OPPORTUNITIES FUND LTD See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340513 Filed Document 0001315863-14-000178 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L2, Inc. See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $16,499,958 Associated Brokers / Dealers N/A CIK Number 0001601963 Filed Document 0001601963-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MKP OPPORTUNITY OFFSHORE, LTD. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC, Barclays Capital Inc., and Barclays Bank PLC CIK Number 0001170143 Filed Document 0000902664-14-001737 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tenor Opportunity Fund, Ltd. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407787 Filed Document 0000902664-14-001749 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Three Twins Organic Inc. See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $3,000,056 Associated Brokers / Dealers N/A CIK Number 0001533027 Filed Document 0001533027-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised $1,098,866 Associated Brokers / Dealers Kirk Penland CIK Number 0001135856 Filed Document 0001135856-14-000109 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Midland International Equity QP Fund L P See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379738 Filed Document 0001526359-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Third Point Offshore Fund, Ltd. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300970 Filed Document 0001300970-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Pelicanview Total Return Fund, LLC See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545451 Filed Document 0001398344-14-001620 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Conatus Capital Overseas Ltd. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426133 Filed Document 0000902664-14-001725 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BOGLE OFFSHORE OPPORTUNITY FUND II, LTD. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457895 Filed Document 0001457895-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROMUS ACCESS I, L.P. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571720 Filed Document 0000913849-14-000102 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pantheon Master Fund PLC - Athena Series 2008-1 See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Julia Ann Lohrmann CIK Number 0001601342 Filed Document 0001013594-14-000252 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Debt
KNOTT PARTNERS LP See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Osprey Partners, LLC CIK Number 0001077285 Filed Document 0001487158-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WESTMOUNTAIN GOLD, INC. See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001421601 Filed Document 0001161697-14-000103 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
HQR Capital Partners, LLC See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602455 Filed Document 0001602455-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MEADOW BAY GOLD Corp See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $964,764 Associated Brokers / Dealers N/A CIK Number 0001515336 Filed Document 0001515336-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Morris Island Partners, L.P. See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597357 Filed Document 0000935836-14-000166 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresca Medical, Inc. See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $2,477,342 Associated Brokers / Dealers ARETE WEALTH MANAGEMENT, LLC CIK Number 0001557686 Filed Document 0001557686-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MindsightMedia, Inc. See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001602194 Filed Document 0001602194-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HRA Miken Holdings, LP See All Filings	D	2014-03-12 00:00:00 UTC
Amount To Be Raised $668,239 Associated Brokers / Dealers N/A CIK Number 0001601658 Filed Document 0001601658-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EQUITY LONG-SHORT HEDGE ACCESS LLC See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001460537 Filed Document 0001460537-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORT GLOBAL DIVERSIFIED LP See All Filings	D/A	2014-03-12 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001258075 Filed Document 0001507943-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-03-12 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund