Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Semper US RMBS Opportunity REIT, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers CAVU Securities LLC, American Capital Partners, LLC, Buckman, Buckman & Reid, Inc., Financial West Group, Wilson-Davis & Co., Inc., First Liberties Financial, Newbridge Securities Corporation, VFG Securities, Inc., and IBN Financial Services, Inc. CIK Number 0001540420 Filed Document 0001540420-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Osmium Special Opportunity Fund, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001592547 Filed Document 0001592547-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Resonate Industries Inc See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001299500 Filed Document 0001299500-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Spin-Off Opportunities Fund, LLC See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HRC Fund Associates, LLC CIK Number 0001523555 Filed Document 0001523555-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enumeral Biomedical Corp. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001518957 Filed Document 0001518957-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TAULIA INC. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001505178 Filed Document 0001505178-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HighFlyer LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001599572 Filed Document 0001015325-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
LONG OAR GLOBAL PARTNERS LP See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457907 Filed Document 0000919574-14-000662 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClipMine, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001599998 Filed Document 0001599998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GAM FCM Cat Bond Inc. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570016 Filed Document 0001570016-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
GREAT EAST ENERGY, INC. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers HUNTER WISE SECURITIES, LLC CIK Number 0001539574 Filed Document 0001563315-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
DRZ Long Short, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594625 Filed Document 0001594625-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Flinders Resources Ltd See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $12,913,967 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0000949353-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
APPALOOSA INVESTMENT LIMITED PARTNERSHIP I See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001485034 Filed Document 0000919574-14-000650 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHARTER OAK PARTNERS See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000755696 Filed Document 0000902664-14-000662 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqua Ag 21, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001600449 Filed Document 0001600449-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business IOWA Revenue or Assets $No Revenues Type of Security Equity
Chicago Standard Holding Company, Ltd See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459859 Filed Document 0001459859-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business BERMUDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Tybourne Equity (Offshore) Fund See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553803 Filed Document 0001140361-14-005557 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next Graphite, Inc. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Hunter Wise Securities, LLC CIK Number 0001563315 Filed Document 0001563315-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Nitor Capital LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514805 Filed Document 0001445866-14-000054 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ThinkDex, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599528 Filed Document 0001599528-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mosaic Biosciences, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $2,310,000 Associated Brokers / Dealers N/A CIK Number 0001526054 Filed Document 0001526054-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AWJ Global Sustainable Offshore Fund Ltd. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482425 Filed Document 0000898432-14-000213 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Global Long Short II ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569486 Filed Document 0000898432-14-000206 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evacuation Complete LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001597327 Filed Document 0001597327-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PSAV Holdings LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $282,670,822 Associated Brokers / Dealers N/A CIK Number 0001599165 Filed Document 0001599165-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Il Castagno Distributors, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001599541 Filed Document 0001599541-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
HilbSPV II, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599307 Filed Document 0001599305-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zweig-DiMenna Natural Resources L.P. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364902 Filed Document 0001364902-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Venator Capital Partners LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595912 Filed Document 0001595912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intensity Therapeutics, Inc. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Cato Capital, LLC CIK Number 0001567264 Filed Document 0000908662-14-000060 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SLG Funding REIT LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers First Liberties Securities, Inc. d/b/a First Liberties Financial CIK Number 0001596333 Filed Document 0000950172-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Architizer, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $1,910,715 Associated Brokers / Dealers N/A CIK Number 0001598681 Filed Document 0001598681-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Senior Loan Fund I LP See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569662 Filed Document 0001315863-14-000079 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WYTEC INTERNATIONAL INC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $205,380 Associated Brokers / Dealers N/A CIK Number 0001560143 Filed Document 0001065949-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Celadon Technology Fund I, LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $2,835,677 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001599501 Filed Document 0001599501-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Carum Capital Management, L.P. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599607 Filed Document 0001599607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACM Emerging Markets Master Fund I L P See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001385343 Filed Document 0001385343-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Urban Planet Media & Entertainment Corp. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001472912 Filed Document 0001472912-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BARCLAYS WEALTH ADVISOR SERIES - GLOBAL EQUITY LP See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Barclays Capital Inc. and Lehman Brothers Inc. CIK Number 0001437948 Filed Document 0001533968-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CHARTER OAK PARTNERS II, LP See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459441 Filed Document 0000902664-14-000661 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frey Multi-Strategy (Delaware) Fund LP See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480765 Filed Document 0001512354-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EAST HILL HEDGE FUND LLC See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161148 Filed Document 0001161148-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Codeship, Inc. See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $3,200,428 Associated Brokers / Dealers N/A CIK Number 0001599781 Filed Document 0001599781-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
629 Grand Street LLC See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised $3,776,031 Associated Brokers / Dealers N/A CIK Number 0001599542 Filed Document 0001599542-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Safinia Partners, L.P. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LCS Securities, L.L.C. and Pickwick Capital Partners, LLC CIK Number 0001539456 Filed Document 0000902664-14-000627 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TRIGRAN INVESTMENTS LP II See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Phillips Capital CIK Number 0001315014 Filed Document 0001544824-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JIREH PROPERTIES Corp See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001576520 Filed Document 0001576520-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AWJ Global Sustainable Fund L.P. See All Filings	D/A	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482418 Filed Document 0000898432-14-000212 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hedgemon Alternative, LP See All Filings	D	2014-02-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599402 Filed Document 0001599402-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund