Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CM Investments III LLC - CM Turnwell LLC See All Filings	D	2025-12-11 13:54:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002100622 Filed Document 0002100622-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:54:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Augment Collective, LLC See All Filings	D	2025-12-11 13:46:16 UTC
Amount To Be Raised $1,967,833 Associated Brokers / Dealers AUGMENT CAPITAL, LLC CIK Number 0002023866 Filed Document 0002023866-25-000034 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:46:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Comvest Credit Partners VII (Luxembourg) Non-Treaty Feeder SCSp SICAV-RAIF See All Filings	D/A	2025-12-11 13:43:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001997194 Filed Document 0001997194-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:43:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Three Bridges Europe Fund, Ltd. See All Filings	D/A	2025-12-11 13:43:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456622 Filed Document 0001456622-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:43:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Capital Defense Technologies LLC See All Filings	D	2025-12-11 13:39:05 UTC
Amount To Be Raised $1,040,000 Associated Brokers / Dealers N/A CIK Number 0002086428 Filed Document 0002086428-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:39:05 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Comvest Credit Partners VII (Luxembourg) Intermediate SCSp SICAV-RAIF See All Filings	D/A	2025-12-11 13:35:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001997195 Filed Document 0001997195-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:35:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Three Bridges Europe Fund, L.P. See All Filings	D/A	2025-12-11 13:32:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377769 Filed Document 0001377769-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:32:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Comvest Credit Partners VII (Luxembourg) Feeder SCSp SICAV-RAIF See All Filings	D/A	2025-12-11 13:25:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMG Distributors, Inc. CIK Number 0001997197 Filed Document 0001997197-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:25:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
GMO Climate Change Select Transition Investment Fund, a sub-fund of GMO Investments ICAV See All Filings	D/A	2025-12-11 13:22:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001966904 Filed Document 0001966904-25-000003 Exclusions or Exemptions 506c Accepted Date 2025-12-11 13:22:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Park16 LLC See All Filings	D/A	2025-12-11 13:20:55 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0002073551 Filed Document 0002073551-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:20:55 UTC Type of Offering D/A Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Auxilium Biotechnologies Inc. See All Filings	D/A	2025-12-11 13:20:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001800618 Filed Document 0001800618-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:20:53 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GMO Equity Dislocation Investment Fund, a sub-fund of GMO Investments ICAV See All Filings	D/A	2025-12-11 13:19:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001917910 Filed Document 0001917910-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-12-11 13:19:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthNEXT, LLC See All Filings	D	2025-12-11 13:19:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002089129 Filed Document 0002088320-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:19:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
GMO Funds Plc on behalf of its sub-fund GMO Global Real Return (UCITS) Fund See All Filings	D/A	2025-12-11 13:15:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001907608 Filed Document 0001907608-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-12-11 13:15:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hockey Parent Holdings, L.P. See All Filings	D	2025-12-11 13:15:07 UTC
Amount To Be Raised $3,961,728 Associated Brokers / Dealers N/A CIK Number 0001775042 Filed Document 0001775042-25-000013 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:15:07 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Everblue Premium Storage LLC See All Filings	D	2025-12-11 13:13:02 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0002098328 Filed Document 0002098328-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:13:02 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GMO Emerging Country Debt UCITS Fund, a sub-fund of GMO Investments ICAV See All Filings	D/A	2025-12-11 13:11:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001870343 Filed Document 0001870343-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-12-11 13:11:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ringmaster Technologies, Inc. See All Filings	D	2025-12-11 13:10:34 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001800731 Filed Document 0001800731-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:10:34 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
GMO QUALIFYING INVESTOR FUNDS PLC ON BEHALF OF ITS SUB-FUND GMO SYSTEMATIC GLOBAL MACRO FUND See All Filings	D/A	2025-12-11 13:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605090 Filed Document 0001605090-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOF Capital Strategic Opportunities Fund, L.P. See All Filings	D/A	2025-12-11 13:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0002035871 Filed Document 0002035871-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:03:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GMO Emerging Country Debt Investment Fund Plc See All Filings	D/A	2025-12-11 13:02:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545529 Filed Document 0001545529-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:02:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JTVC Jurassic Management SAFE a Series of CGF2021 LLC See All Filings	D	2025-12-11 13:00:47 UTC
Amount To Be Raised $315,000 Associated Brokers / Dealers N/A CIK Number 0002095605 Filed Document 0002095605-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 13:00:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Allurean 1, LLC See All Filings	D	2025-12-11 13:00:33 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0002100716 Filed Document 0002100716-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-12-11 13:00:33 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
GMO Qualifying Investor Funds Plc on behalf of its sub-fund GMO Emerging Country Local Debt Investment Fund See All Filings	D/A	2025-12-11 12:58:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545532 Filed Document 0001545532-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:58:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXIS TECH FUND LLC See All Filings	D/A	2025-12-11 12:57:32 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0002017210 Filed Document 0002017210-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:57:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Zumma a Series of CGF2021 LLC See All Filings	D	2025-12-11 12:56:53 UTC
Amount To Be Raised $75,000 Associated Brokers / Dealers N/A CIK Number 0002096578 Filed Document 0002096578-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:56:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crossroads Buligo LP See All Filings	D	2025-12-11 12:55:52 UTC
Amount To Be Raised $11,611,755 Associated Brokers / Dealers N/A CIK Number 0002099511 Filed Document 0001493152-25-027202 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:55:52 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
General Services Holdings of New York, Inc. See All Filings	D	2025-12-11 12:55:50 UTC
Amount To Be Raised $129,999 Associated Brokers / Dealers N/A CIK Number 0002100564 Filed Document 0002100564-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:55:50 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMO Funds Plc on behalf of its sub-fund GMO Quality Investment Fund See All Filings	D/A	2025-12-11 12:53:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545531 Filed Document 0001545531-25-000002 Exclusions or Exemptions 506c Accepted Date 2025-12-11 12:53:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2U Laundry Series C a Series of FF SPV Holdings LLC See All Filings	D	2025-12-11 12:53:41 UTC
Amount To Be Raised $72,579 Associated Brokers / Dealers N/A CIK Number 0002096301 Filed Document 0002096301-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:53:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Good Tenants Services, Inc. See All Filings	C/A	2025-12-11 12:53:30 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,235,000 CIK Number 0002079526 Filed Document 0001669191-25-000572 Accepted Date 2025-12-11 12:53:30 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Common Stock State CALIFORNIA
Parcel Inc. See All Filings	D	2025-12-11 12:51:34 UTC
Amount To Be Raised $16,275,000 Associated Brokers / Dealers N/A CIK Number 0002100697 Filed Document 0002100697-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:51:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Blackwing Rainmaker Sept 2025 a Series of CGF2021 LLC See All Filings	D	2025-12-11 12:45:52 UTC
Amount To Be Raised $131,400 Associated Brokers / Dealers N/A CIK Number 0002099268 Filed Document 0002099268-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:45:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard International Equity (ACW Ex-U.S.) Trust See All Filings	D/A	2025-12-11 12:40:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001538407 Filed Document 0001538407-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:40:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Provisio Medical Technologies Corp See All Filings	D/A	2025-12-11 12:38:28 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002082025 Filed Document 0001437749-25-037510 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:38:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAREN CAPITAL MAREN FUND LP See All Filings	D/A	2025-12-11 12:33:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001960261 Filed Document 0001960261-25-000006 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:33:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series 8-1, a series of StartEngine Private Funds LLC See All Filings	D	2025-12-11 12:33:29 UTC
Amount To Be Raised $1,891,000 Associated Brokers / Dealers N/A CIK Number 0002100503 Filed Document 0002100503-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-12-11 12:33:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Athos Growth Fund IV, LP See All Filings	D/A	2025-12-11 12:21:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002047641 Filed Document 0002047641-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:21:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cooling Cell, a cell of GIM Investments PCC Ltd. See All Filings	D	2025-12-11 12:15:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002096557 Filed Document 0002096557-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:15:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Taiwan Global Ventures, L.P. - Series 1 See All Filings	D	2025-12-11 12:06:13 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0002100490 Filed Document 0002100490-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 12:06:13 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Spar Systems Inc. See All Filings	D/A	2025-12-11 11:57:49 UTC
Amount To Be Raised $699,999 Associated Brokers / Dealers N/A CIK Number 0001945414 Filed Document 0001945414-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-11 11:57:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ICG Europe Fund IX Feeder SCSp See All Filings	D/A	2025-12-11 11:56:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002047808 Filed Document 0002062357-25-000136 Exclusions or Exemptions 506b Accepted Date 2025-12-11 11:56:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Elf Labs, Inc See All Filings	C/A	2025-12-11 11:55:41 UTC
Financial Interest None Filing Platform DEALMAKER SECURITIES LLC Offering Amount $2,264,909 CIK Number 0002019817 Filed Document 0001493152-25-027187 Accepted Date 2025-12-11 11:55:41 UTC Type of Offering C/A Security Offered Amount 4,400 Security Offered Type Other State CALIFORNIA
ICG Europe Fund IX SCSp See All Filings	D/A	2025-12-11 11:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002047807 Filed Document 0002062357-25-000134 Exclusions or Exemptions 506b Accepted Date 2025-12-11 11:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Sandbrook Voltwise Co-Invest LP See All Filings	D	2025-12-11 11:51:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002090047 Filed Document 0002090047-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-11 11:51:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Wasatch Emerging Markets Select Fund, Ltd. See All Filings	D	2025-12-11 11:50:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001940132 Filed Document 0000912282-25-001388 Exclusions or Exemptions 506c Accepted Date 2025-12-11 11:50:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AIP SF2 EIP Limited Partnership See All Filings	D	2025-12-11 11:50:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002100555 Filed Document 0000950127-25-000130 Exclusions or Exemptions 506b Accepted Date 2025-12-11 11:50:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SC Wonder II SPV, LP See All Filings	D	2025-12-11 11:50:15 UTC
Amount To Be Raised $18,840,000 Associated Brokers / Dealers N/A CIK Number 0002094281 Filed Document 0002094281-25-000001 Exclusions or Exemptions 506c Accepted Date 2025-12-11 11:50:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Convex Venture Fund, LP - SSI Series See All Filings	D	2025-12-11 11:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002047614 Filed Document 0000919574-25-007329 Exclusions or Exemptions 506b Accepted Date 2025-12-11 11:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Wahed Real Estate Series 1 LLC See All Filings	1-A POS	2025-12-11 11:47:33 UTC
Amount To Be Raised $1,706,600 Associated Brokers / Dealers Dalmore Group, LLC CIK Number 0002033610 Filed Document 0001213900-25-120493 Accepted Date 2025-12-11 11:47:33 UTC Type of Offering 1-A POS Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $4,200 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)