Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NCT Ventures Fund II, LP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001581719 Filed Document 0001581719-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tucson Hospitality Properties, LLLP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001519700 Filed Document 0001519700-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Houston Auburn Lakes Associates, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $3,405,000 Associated Brokers / Dealers N/A CIK Number 0001590867 Filed Document 0001590867-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
Utopia Funding LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001590719 Filed Document 0001590719-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WI-MM CORP See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001590725 Filed Document 0001590725-13-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Repunch, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001567599 Filed Document 0001567599-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Simulmedia, Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $39,999 Associated Brokers / Dealers N/A CIK Number 0001458198 Filed Document 0001458198-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Jelloshotmaker, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001577213 Filed Document 0001577213-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ellington Mortgage Opportunities Fund, Ltd. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468154 Filed Document 0001012975-13-000501 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Via Novus Capital LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $590,000 Associated Brokers / Dealers N/A CIK Number 0001534581 Filed Document 0001534581-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Equity
FusionOps Inc See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001341302 Filed Document 0001341302-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Bakken Income Fund LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., and Cape Securities Inc. CIK Number 0001534460 Filed Document 0001534460-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cohanzick HY Inst Fund I, Ltd. See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561374 Filed Document 0001315863-13-000498 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WelVU Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001585522 Filed Document 0000896595-13-000143 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Xcaliber Technologies, LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001590487 Filed Document 0001140361-13-040039 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BP XXI Diamond, LLC See All Filings	D/A	2013-10-31 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001590709 Filed Document 0001546927-13-000221 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Apollo Global Management LLC See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $219,683 Associated Brokers / Dealers N/A CIK Number 0001411494 Filed Document 0001181431-13-055955 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Equity
Birchwood Resources Inc. See All Filings	D	2013-10-31 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001541032 Filed Document 0001541032-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-31 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets $No Revenues Type of Security Equity
KUDU PARTNERS LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001142454 Filed Document 0000945621-13-000326 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
1660 University, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001589510 Filed Document 0001589510-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
TARANIS RESOURCES INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $24,310 Associated Brokers / Dealers N/A CIK Number 0001377524 Filed Document 0001183740-13-000404 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
QuorumLabs, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001473836 Filed Document 0001473836-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
San Simon Estate Land Company, LLC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $24,000,000 Associated Brokers / Dealers N/A CIK Number 0001544660 Filed Document 0001544660-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Semper Active MBS Fund, Ltd. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590414 Filed Document 0000945621-13-000340 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Immune Design Corp. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $57,750,000 Associated Brokers / Dealers N/A CIK Number 0001437786 Filed Document 0001437786-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Morgan Stanley HedgePremier/Tricadia Credit Strategies Offshore Fund II L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001590463 Filed Document 0001590463-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison India Opportunities II See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001590194 Filed Document 0001590194-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
QED Labs LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001590505 Filed Document 0001590505-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
North Bridge Growth Equity II, L.P. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $581,666,666 Associated Brokers / Dealers N/A CIK Number 0001581744 Filed Document 0001581744-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Social Starts II, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001590273 Filed Document 0001590273-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opry One LP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590289 Filed Document 0001013594-13-000526 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Susa Ventures, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001590579 Filed Document 0001590579-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AtoZ Sports, Inc. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $737,000 Associated Brokers / Dealers N/A CIK Number 0001465832 Filed Document 0001465832-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEGEND GOLD CORP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,821,654 Associated Brokers / Dealers N/A CIK Number 0001274997 Filed Document 0001534122-13-000028 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SunBridge Partners JJV Fund, L.P. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers North South Capital, LLC and Pickwick Capital Partners, LLC CIK Number 0001586515 Filed Document 0001586515-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ENERGY FUELS INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $137,264 Associated Brokers / Dealers Haywood Securities Inc., Dundee Securities Ltd., and Cantor Fitzgerald Canada Corporation CIK Number 0001385849 Filed Document 0001140361-13-039966 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
TOWERHILL LONG/SHORT EQUITY LLC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Benjamin F. Edwards CIK Number 0001133076 Filed Document 0001133076-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DIH BARRY, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $11,993,000 Associated Brokers / Dealers N/A CIK Number 0001590653 Filed Document 0001590653-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
DLLRG, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers Fourth Dimension Real Estate, Inc CIK Number 0001590337 Filed Document 0001590337-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BOOM ENTERTAINMENT INC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $3,702,640 Associated Brokers / Dealers N/A CIK Number 0001406132 Filed Document 0001181431-13-055709 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Middle Market Opportunities Fund II, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $8,750,000 Associated Brokers / Dealers N/A CIK Number 0001590455 Filed Document 0001590455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PC Wrangler Fund, LP See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590052 Filed Document 0000902664-13-003537 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AKRC Investments, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590429 Filed Document 0000902664-13-003544 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Centre Capital Fund I, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001589753 Filed Document 0001589753-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Opry One LP See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590289 Filed Document 0001013594-13-000527 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HEART PHYSICIANS LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $2,232,000 Associated Brokers / Dealers N/A CIK Number 0001438547 Filed Document 0001144204-13-057623 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WWA GROUP INC See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $65,000 Associated Brokers / Dealers N/A CIK Number 0001036478 Filed Document 0001551163-13-000130 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
SCS High Income Strategies Fund, LLC See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588797 Filed Document 0001588797-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kaiwu Walden Capital, L.P. See All Filings	D/A	2013-10-30 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001556407 Filed Document 0001556407-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protea Biosciences Group, Inc. See All Filings	D	2013-10-30 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001335103 Filed Document 0001335103-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-30 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt