|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001282899
- Filed Document
- 0001566114-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595736
- Filed Document
- 0001595736-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574608
- Filed Document
- 0001574608-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001559778
- Filed Document
- 0001559778-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000,000
- Associated Brokers / Dealers
- UBS SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MERRILL LYNCH INTERNATIONAL & CO. C.V., and HSBC ALTERNATIVE INVESTMENTS LIMITED
- CIK Number
- 0001568041
- Filed Document
- 0001568041-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001595836
- Filed Document
- 0001595836-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $45
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543623
- Filed Document
- 0001262463-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $92,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001511735
- Filed Document
- 0001213900-14-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Real Estate Group LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001587376
- Filed Document
- 0001587376-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001595846
- Filed Document
- 0001595846-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $75,450
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001474607
- Filed Document
- 0001474607-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595023
- Filed Document
- 0001354488-14-000030
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509148
- Filed Document
- 0001509148-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $2,970,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001035864
- Filed Document
- 0001035864-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001595844
- Filed Document
- 0001595844-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545107
- Filed Document
- 0001140361-14-001049
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $50,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595748
- Filed Document
- 0001595748-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467909
- Filed Document
- 0001467909-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512228
- Filed Document
- 0001512228-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595924
- Filed Document
- 0001595924-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NOVA SCOTIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $4,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522561
- Filed Document
- 0001522561-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Mineral Property
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001593979
- Filed Document
- 0001593979-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595772
- Filed Document
- 0001595772-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595721
- Filed Document
- 0001595721-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001595827
- Filed Document
- 0001595827-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000,000
- Associated Brokers / Dealers
- UBS SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MERRILL LYNCH INTERNATIONAL & CO. C.V., and HSBC ALTERNATIVE INVESTMENTS LIMITED
- CIK Number
- 0001568082
- Filed Document
- 0001568082-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588533
- Filed Document
- 0001012975-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $45,225,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586544
- Filed Document
- 0001586544-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- REIT Funding, LLC, H&L Equities LLC, Charles B. Harrison, Phyllis J. Beck, Patrick J. Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001595714
- Filed Document
- 0000945621-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $153,000,000
- Associated Brokers / Dealers
- Bonnie Plulnkett
- CIK Number
- 0001586712
- Filed Document
- 0001586712-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Real Estate Group LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001587241
- Filed Document
- 0001587241-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001595841
- Filed Document
- 0001595841-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594616
- Filed Document
- 0001594616-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis J. Beck, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001595331
- Filed Document
- 0001595331-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001442551
- Filed Document
- 0001442551-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595878
- Filed Document
- 0001595878-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $2,460,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001553697
- Filed Document
- 0001553697-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $2,835,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001465177
- Filed Document
- 0001465177-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575519
- Filed Document
- 0001575519-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595722
- Filed Document
- 0001595722-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593274
- Filed Document
- 0001593274-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595850
- Filed Document
- 0001595850-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571040
- Filed Document
- 0001571040-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595834
- Filed Document
- 0001595834-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457018
- Filed Document
- 0001457018-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595774
- Filed Document
- 0001595774-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $3,975,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595649
- Filed Document
- 0001595649-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $600,000,000
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001548833
- Filed Document
- 0001548833-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588613
- Filed Document
- 0001012975-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-03 00:00:00 UTC |
- Amount To Be Raised
- $565,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595842
- Filed Document
- 0001595842-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|