Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NOVEM See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001117699 Filed Document 0000919574-14-001944 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L3 Cubed LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Blackwall Capital Markets, Inc. CIK Number 0001600800 Filed Document 0001013762-14-000158 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUPER NOVA MINERALS CORP. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $236,888 Associated Brokers / Dealers N/A CIK Number 0001600864 Filed Document 0001534122-14-000016 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
SmarterRemarketer, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001527696 Filed Document 0001140361-14-009422 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
DUPONT CAPITAL MANAGEMENT CORP GEM TRUST See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361653 Filed Document 0001507943-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maple Leaf FX Fund LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601087 Filed Document 0001546927-14-000070 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLITARIO EXPLORATION & ROYALTY CORP. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $630,000 Associated Brokers / Dealers N/A CIK Number 0000917225 Filed Document 0001599839-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ARCHANGEL GLOBAL INVESTORS LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600509 Filed Document 0001181431-14-009131 Exclusions or Exemptions 506c Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ADAMAS OPPORTUNITIES, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001132886 Filed Document 0000919574-14-001951 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Conservative Strategy LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512007 Filed Document 0001546927-14-000082 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arden Erisa Fund, Ltd. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Multiple CIK Number 0001319630 Filed Document 0000919574-14-001949 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adproval LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001601005 Filed Document 0001601005-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
City Soles, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601056 Filed Document 0001601056-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Clinovo Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers I-Bankers Securities, Inc. CIK Number 0001600540 Filed Document 0001600540-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
3401 Riverdale LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $835,000 Associated Brokers / Dealers N/A CIK Number 0001600114 Filed Document 0001600114-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Fixed Income GlobalAlpha Offshore Fund Ltd. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542227 Filed Document 0000902664-14-002244 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PINE GROVE OFFSHORE FUND LTD See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citigroup Global Markets Inc., Fairview Securities, Inc., UBS Securities LLC, and Suntrust Investment Services, Inc. CIK Number 0001180121 Filed Document 0001180121-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prisma Columbus Fund LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515409 Filed Document 0000902664-14-001366 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Zeppelin Group, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001555679 Filed Document 0001508498-14-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Matisse Absolute Return Fund LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479895 Filed Document 0001507943-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reflektion, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $8,410,428 Associated Brokers / Dealers N/A CIK Number 0001561338 Filed Document 0001581196-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
mobile.pro Corp See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001600556 Filed Document 0001600556-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
LUMICELL, INC. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,563,572 Associated Brokers / Dealers N/A CIK Number 0001521898 Filed Document 0001521898-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Manalapan Oracle Eagle Fund L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001366699 Filed Document 0000919574-14-001936 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SANUWAVE Health, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $278,500 Associated Brokers / Dealers N/A CIK Number 0001417663 Filed Document 0001417663-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AEW Partners VII, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568317 Filed Document 0001568317-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MSDX, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001505022 Filed Document 0001505022-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
TPI COMPOSITES, INC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001455684 Filed Document 0001455684-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Forerun, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001404539 Filed Document 0001404539-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Keep Moving Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601063 Filed Document 0001601063-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prisma Triathlon Fund LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001479799 Filed Document 0000902664-14-001361 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
International Development Group Advisory Services, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001576061 Filed Document 0001576061-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
INNOVUS PHARMACEUTICALS, INC. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001411879 Filed Document 0001144204-14-011473 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AWG International Water Corp See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001394872 Filed Document 0001052918-14-000055 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TITAN PARTNERS LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457812 Filed Document 0000919574-14-001943 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RT-SQ TS, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $8,620,000 Associated Brokers / Dealers N/A CIK Number 0001600441 Filed Document 0001600441-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Global Aggressive Strategy LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569213 Filed Document 0001546927-14-000076 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HealthScripts of America - Central Louisiana, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001600388 Filed Document 0001600388-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Riva Ridge Overseas Fund, Ltd. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460172 Filed Document 0000902664-14-001347 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulf Coast Mineral, LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers N/A CIK Number 0001462359 Filed Document 0001462359-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALABAMA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Ivory Offshore Optimal Fund, Ltd. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406184 Filed Document 0000902664-14-001354 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Recombine, Inc. See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $3,626,702 Associated Brokers / Dealers N/A CIK Number 0001601011 Filed Document 0001601011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Angel's Share Brands LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001519556 Filed Document 0001144204-14-011500 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ADAMAS PARTNERS, L.P. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001132868 Filed Document 0000919574-14-001950 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEI NATIONAL INCOME PROPERTY FUND VIII LP See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers AEI Securities, Inc CIK Number 0001570740 Filed Document 0001570740-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Lexington CH, LLC See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001424281 Filed Document 0000902664-14-001359 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
VOBILE CO LTD See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $268,235 Associated Brokers / Dealers N/A CIK Number 0001421436 Filed Document 0001421436-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bergen Projects LLC See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001569247 Filed Document 0001569247-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Digifit, Inc. See All Filings	D/A	2014-02-25 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001557064 Filed Document 0001557064-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vascular Lab of San Jose LP See All Filings	D	2014-02-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001598339 Filed Document 0000909143-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-02-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity