Found 41 results

Name Type of Offering Accepted Date
DAFNA Fund LP
D/A 2011-05-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-11-000003
Exclusions or Exemptions N/A
Accepted Date 2011-05-20
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2012-03-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-12-000001
Exclusions or Exemptions N/A
Accepted Date 2012-03-26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2014-03-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-14-000002
Exclusions or Exemptions 506b
Accepted Date 2014-03-25
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2017-03-30 16:04:46
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-03-30 16:04:46
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2019-03-28 14:05:26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-19-000002
Exclusions or Exemptions 506b
Accepted Date 2019-03-28 14:05:26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2020-03-30 15:13:12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-20-000002
Exclusions or Exemptions 506b
Accepted Date 2020-03-30 15:13:12
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2023-03-30 14:11:40
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-23-000001
Exclusions or Exemptions 506b
Accepted Date 2023-03-30 14:11:40
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2025-03-28 13:24:02
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-25-000001
Exclusions or Exemptions 506b
Accepted Date 2025-03-28 13:24:02
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D 2010-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-10-000003
Exclusions or Exemptions N/A
Accepted Date 2010-03-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2013-03-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-13-000002
Exclusions or Exemptions N/A
Accepted Date 2013-03-22
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2015-03-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-15-000003
Exclusions or Exemptions 506b
Accepted Date 2015-03-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2016-03-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-16-000005
Exclusions or Exemptions 506b
Accepted Date 2016-03-28
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2017-03-30 16:13:18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-17-000003
Exclusions or Exemptions 506b
Accepted Date 2017-03-30 16:13:18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2018-03-28 13:49:39
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-03-28 13:49:39
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2021-03-30 14:58:06
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-21-000002
Exclusions or Exemptions 506b
Accepted Date 2021-03-30 14:58:06
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2024-03-27 13:44:04
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-24-000001
Exclusions or Exemptions 506b
Accepted Date 2024-03-27 13:44:04
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D 2010-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-10-000002
Exclusions or Exemptions N/A
Accepted Date 2010-03-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2012-03-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-12-000003
Exclusions or Exemptions N/A
Accepted Date 2012-03-26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2013-03-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-13-000001
Exclusions or Exemptions N/A
Accepted Date 2013-03-22
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2015-03-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-15-000002
Exclusions or Exemptions 506b
Accepted Date 2015-03-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2016-03-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-16-000006
Exclusions or Exemptions 506b
Accepted Date 2016-03-28
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2018-03-28 13:54:11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-18-000002
Exclusions or Exemptions 506b
Accepted Date 2018-03-28 13:54:11
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2022-03-30 13:47:18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-22-000001
Exclusions or Exemptions 506b
Accepted Date 2022-03-30 13:47:18
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2024-03-27 13:53:07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-24-000002
Exclusions or Exemptions 506b
Accepted Date 2024-03-27 13:53:07
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D 2010-03-12
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-10-000004
Exclusions or Exemptions N/A
Accepted Date 2010-03-12
Type of Offering D
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2011-05-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-11-000002
Exclusions or Exemptions N/A
Accepted Date 2011-05-20
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2013-03-22
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-13-000003
Exclusions or Exemptions N/A
Accepted Date 2013-03-22
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2014-03-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-14-000001
Exclusions or Exemptions 506b
Accepted Date 2014-03-25
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2016-03-28
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-03-28
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2017-03-30 16:09:49
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-17-000002
Exclusions or Exemptions 506b
Accepted Date 2017-03-30 16:09:49
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $1 - $5,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2021-03-30 14:48:05
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-21-000001
Exclusions or Exemptions 506b
Accepted Date 2021-03-30 14:48:05
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2023-03-30 14:26:59
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-23-000002
Exclusions or Exemptions 506b
Accepted Date 2023-03-30 14:26:59
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2011-05-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-11-000004
Exclusions or Exemptions N/A
Accepted Date 2011-05-20
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2012-03-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-12-000002
Exclusions or Exemptions N/A
Accepted Date 2012-03-26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $5,000,001 - $25,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2014-03-25
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-14-000003
Exclusions or Exemptions 506b
Accepted Date 2014-03-25
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $50,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2015-03-19
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-15-000001
Exclusions or Exemptions 506b
Accepted Date 2015-03-19
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2018-03-28 13:59:26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-18-000003
Exclusions or Exemptions 506b
Accepted Date 2018-03-28 13:59:26
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $50,000,001 - $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2020-03-30 15:06:59
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-20-000001
Exclusions or Exemptions 506b
Accepted Date 2020-03-30 15:06:59
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2022-03-30 14:05:39
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-22-000002
Exclusions or Exemptions 506b
Accepted Date 2022-03-30 14:05:39
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2019-03-28 13:54:46
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-19-000001
Exclusions or Exemptions 506b
Accepted Date 2019-03-28 13:54:46
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund
DAFNA Fund LP
D/A 2025-03-28 13:31:40
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001407156
Filed Document 0001407156-25-000002
Exclusions or Exemptions 506b
Accepted Date 2025-03-28 13:31:40
Type of Offering D/A
Industry Pooled Investment Fund
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Over $100,000,000
Type of Security Pooled Investment Fund