Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Laissez Faire Capital, LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604483 Filed Document 0001604483-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medinvus, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001604388 Filed Document 0001604388-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
GTxcel, Inc. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001474099 Filed Document 0001474099-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UNICO #2 (HULL) JOINT VENTURE See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $497,500 Associated Brokers / Dealers N/A CIK Number 0001603962 Filed Document 0001566114-14-000020 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
PIMCO TAIL RISK HEDGING SEPTEMBER OFFSHORE FUND LTD. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001565437 Filed Document 0001603977-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO PRIVATE SERIES Co LLC - PIMCO MUNICIPAL REAL RETURN FUND See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001139696 Filed Document 0001603977-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Starboard Value & Opportunity Fund LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel L. Holligan, Brian Snider, and OCP Capital, LLC CIK Number 0001430825 Filed Document 0000902664-14-002024 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Context Matters, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001502123 Filed Document 0001502123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ultra Ink, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001603816 Filed Document 0001603816-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Estimize, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,064,977 Associated Brokers / Dealers N/A CIK Number 0001559313 Filed Document 0001140361-14-015289 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MD MANAGEMENT LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $96,640 Associated Brokers / Dealers N/A CIK Number 0001423624 Filed Document 0001423624-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171962 Filed Document 0001603977-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kirkland Partners, LLC, a Delaware Ltd liability Co See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $7,476,000 Associated Brokers / Dealers N/A CIK Number 0001604470 Filed Document 0001604470-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Livingston Investment Fund I, LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564531 Filed Document 0001095449-14-000034 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MD INVESTMENT LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $869,760 Associated Brokers / Dealers N/A CIK Number 0001423625 Filed Document 0001423625-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
StocksPLUS, L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459534 Filed Document 0001603977-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Special Opportunities Fund V (Cayman), L.P. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Jefferies & Company, Inc., London Management Group LLP, Dynasty Wealth Management Inc., PPS Securities, LLC, and NewMarket Capital Advisors CIK Number 0001572270 Filed Document 0000950142-14-000802 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Earnest Series, a Series of LPE, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558414 Filed Document 0001558414-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RIMROCK CAPITAL MARKETS OPPORTUNITIES FUND, LP See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596019 Filed Document 0001596019-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frankel Yacht Club, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001603764 Filed Document 0001603764-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Vaztec, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001604593 Filed Document 0001604593-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Tomboy Exchange, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001579674 Filed Document 0001579674-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001171963 Filed Document 0001603977-14-000036 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
REACH Call, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001500088 Filed Document 0001500088-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Little Pim Corp See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $800,026 Associated Brokers / Dealers N/A CIK Number 0001558335 Filed Document 0001558335-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Starboard Value & Opportunity Fund Ltd See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital, LLC CIK Number 0001430743 Filed Document 0000902664-14-002023 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Global Credit Opportunity Onshore Fund LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001459533 Filed Document 0001603977-14-000024 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UNICO #3 (HULL-2) JOINT VENTURE See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $547,250 Associated Brokers / Dealers N/A CIK Number 0001603960 Filed Document 0001566114-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
AMP Capital Infrastructure Debt Fund II (USD), LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities LLC CIK Number 0001603942 Filed Document 0001144204-14-020157 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO Multi-Asset Volatility Offshore Fund II Ltd. See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001567357 Filed Document 0001603977-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Tail Risk Hedging September Onshore Fund LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001589071 Filed Document 0001603977-14-000029 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Warwick Cash Management Fund L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603316 Filed Document 0000945621-14-000105 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marcus Capital Partners Fund IIA, L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001603406 Filed Document 0001603406-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
UNICO #1 (EW) JOINT VENTURE See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $398,000 Associated Brokers / Dealers N/A CIK Number 0001603965 Filed Document 0001566114-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Integrated Energy Companies, LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $7,800,000 Associated Brokers / Dealers N/A CIK Number 0001603805 Filed Document 0001080368-14-000008 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PIMCO TRENDS - 1 FUND LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001454082 Filed Document 0001603977-14-000017 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silicium Energy, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001532685 Filed Document 0001532685-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Skylar Energy LP See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603791 Filed Document 0000902664-14-002009 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cascade Settlement Services Claim Purchase Fund II L.P. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $46,000,000 Associated Brokers / Dealers N/A CIK Number 0001595684 Filed Document 0001181431-14-015499 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
BioPharma d'Azur, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,020,250 Associated Brokers / Dealers N/A CIK Number 0001604191 Filed Document 0001144204-14-020145 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ivWatch LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $5,850,000 Associated Brokers / Dealers N/A CIK Number 0001511754 Filed Document 0001511754-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SynerGene Therapeutics, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001091006 Filed Document 0001091006-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brixco, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001604297 Filed Document 0001604297-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEBRASKA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PxRadia See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NA CIK Number 0001604664 Filed Document 0001079974-14-000211 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WHI, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001523303 Filed Document 0001140361-14-015275 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PIMCO Absolute Return Strategy II Onshore Fund LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001336837 Filed Document 0001603977-14-000025 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tuber, LLC See All Filings	D/A	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001586820 Filed Document 0001586820-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
SRA II LLC See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alexander Capital, L.P. CIK Number 0001597474 Filed Document 0001597474-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stepsaway, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001575122 Filed Document 0001140361-14-015939 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Intuity Medical, Inc. See All Filings	D	2014-04-02 00:00:00 UTC
Amount To Be Raised $3,362,772 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-02 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity