Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BREEN HOLDINGS, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $31,350,000 Associated Brokers / Dealers N/A CIK Number 0001600224 Filed Document 0001405086-14-000087 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ACCESS NATIONAL CORP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $770,000 Associated Brokers / Dealers N/A CIK Number 0001176316 Filed Document 0001329800-14-000005 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
ENGAGEMENT LABS INC. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $513,656 Associated Brokers / Dealers N/A CIK Number 0001600139 Filed Document 0001183740-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
CUMBERLAND PARTNERS See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001104370 Filed Document 0000902664-14-001468 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brightleaf Mortgage Opportunity Fund I, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Quantum Capital CIK Number 0001599095 Filed Document 0001599095-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CONCEPT BROKERAGE HOLDING CORP. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $36,300 Associated Brokers / Dealers N/A CIK Number 0001600950 Filed Document 0001600950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
PAULSON CAPITAL CORP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0000704159 Filed Document 0001592747-14-000017 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Resource Shipping, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599844 Filed Document 0001599844-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TWO SIGMA CONSTELLATION ONE FUND, LTD. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456579 Filed Document 0000919574-14-000700 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GOLDRICH MINING CO See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $485,714 Associated Brokers / Dealers N/A CIK Number 0000059860 Filed Document 0001140361-14-006263 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Paradigm Alpha Blend, LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Afi Lowery CIK Number 0001565743 Filed Document 0001565743-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aperimus Offshore, Ltd. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001498265 Filed Document 0001144204-14-010932 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy IV, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001597316 Filed Document 0001597316-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners Parallel Fund I, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001345007 Filed Document 0000902664-14-000736 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patriot Drilling Program II, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001600012 Filed Document 0001600012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PCM Founders L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001599701 Filed Document 0001599701-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Magnetar Capital Fund LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001359757 Filed Document 0001359757-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HTG MOLECULAR DIAGNOSTICS, INC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $21,736,348 Associated Brokers / Dealers N/A CIK Number 0001169987 Filed Document 0001169987-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
FourPoint Holdings, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,007,200,000 Associated Brokers / Dealers JEFFERIES LLC CIK Number 0001597308 Filed Document 0001597308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LionHedge Platform Fund, L.P. - Series X See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599828 Filed Document 0000919574-14-000685 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Glade Brook Private Investors II LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599594 Filed Document 0001140361-14-006357 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Panco Pentagon City Co-Investment, LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001600045 Filed Document 0001600045-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mathiesen Capital Investments, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Carl Mathiesen CIK Number 0001599756 Filed Document 0001599756-14-000001 Exclusions or Exemptions 504, 505, 504.1, and 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GOLDRICH MINING CO See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0000059860 Filed Document 0001140361-14-006270 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
OnMyBlock, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $840,386 Associated Brokers / Dealers None CIK Number 0001599981 Filed Document 0001599981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Garrison Pioneer Co-Invest LP See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001599648 Filed Document 0001599648-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zymeworks Inc. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $949,288 Associated Brokers / Dealers N/A CIK Number 0001403752 Filed Document 0001403752-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,370,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Magnetar Equity Opportunities Fund Ltd See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514097 Filed Document 0001514097-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Playground Sessions, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,759,130 Associated Brokers / Dealers N/A CIK Number 0001559352 Filed Document 0001559352-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Andromeda Select Fund LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541127 Filed Document 0001541127-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEXUS OPPORTUNITY FUND LTD. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598551 Filed Document 0001598551-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WB WI II, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001594849 Filed Document 0001594849-14-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Financial Institutions Opportunity Fund, Limited Partnership See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471398 Filed Document 0001471398-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Other
CoNimby Services, Ltd See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001590827 Filed Document 0001590827-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DFJ Venture XI Partners Fund, LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $32,500,000 Associated Brokers / Dealers N/A CIK Number 0001598991 Filed Document 0001598991-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cornwall Domestic LP See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investment Solutions, LLC CIK Number 0001523053 Filed Document 0000902664-14-000692 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sticky's Holdings LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001599544 Filed Document 0001599544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CUR MEDIA, INC. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gottbetter Capital Markets, LLC CIK Number 0001556226 Filed Document 0001477932-14-000624 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
16000 COMMON LLC See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $905,263 Associated Brokers / Dealers N/A CIK Number 0001600101 Filed Document 0001600101-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
World Energy LLC See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Catherine Tweed CIK Number 0001475647 Filed Document 0001475647-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PARADIGM INVESTORS (QP), L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Afi Lowery CIK Number 0001448147 Filed Document 0001565743-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferson Global Growth Fund, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524308 Filed Document 0001524308-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VSJF Flexible Capital Fund, L3C See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001510603 Filed Document 0001510603-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Sophono, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,023,999 Associated Brokers / Dealers N/A CIK Number 0001556460 Filed Document 0001556460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Tapiture, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $2,339,667 Associated Brokers / Dealers N/A CIK Number 0001564779 Filed Document 0001564779-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hyperfair, Inc. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001538115 Filed Document 0001538115-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Victory Real Estate Development Corp See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001599835 Filed Document 0001599835-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
InterCapital Austin Associates, L.P. See All Filings	D	2014-02-11 00:00:00 UTC
Amount To Be Raised $6,650,000 Associated Brokers / Dealers N/A CIK Number 0001598333 Filed Document 0001598333-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Austin Fund, L.P. See All Filings	D/A	2014-02-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001542036 Filed Document 0001542036-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity