Found 16 results

Name Type of Offering Accepted Date
NATIONAL PLANNING CORP/CA
D/A 2012-02-03
Amount To Be Raised $120,578
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-12-000005
Exclusions or Exemptions N/A
Accepted Date 2012-02-03
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Other
NATIONAL PLANNING CORP/CA
D 2013-01-18
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-13-000002
Exclusions or Exemptions N/A
Accepted Date 2013-01-18
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Other
NATIONAL PLANNING CORP/CA
D 2011-01-07
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351970-11-000004
Exclusions or Exemptions N/A
Accepted Date 2011-01-07
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Other
NATIONAL PLANNING CORP/CA
D/A 2014-01-24
Amount To Be Raised $10,637,905
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-14-000001
Exclusions or Exemptions 506b
Accepted Date 2014-01-24
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
NATIONAL PLANNING CORP/CA
D/A 2012-01-20
Amount To Be Raised $419,119
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-12-000002
Exclusions or Exemptions N/A
Accepted Date 2012-01-20
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Other
NATIONAL PLANNING CORP/CA
D/A 2015-01-26
Amount To Be Raised $288,746
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-15-000001
Exclusions or Exemptions 506b
Accepted Date 2015-01-26
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
NATIONAL PLANNING CORP/CA
D 2016-01-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-16-000004
Exclusions or Exemptions 506b
Accepted Date 2016-01-20
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
NATIONAL PLANNING CORP/CA
D 2017-01-20 10:22:26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-17-000002
Exclusions or Exemptions 506b
Accepted Date 2017-01-20 10:22:26
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
NATIONAL PLANNING CORP/CA
D 2012-01-20
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-12-000003
Exclusions or Exemptions N/A
Accepted Date 2012-01-20
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Other
NATIONAL PLANNING CORP/CA
D 2014-01-24
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-14-000002
Exclusions or Exemptions 506b
Accepted Date 2014-01-24
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
NATIONAL PLANNING CORP/CA
D/A 2016-01-20
Amount To Be Raised $14,206,622
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-16-000003
Exclusions or Exemptions 506b
Accepted Date 2016-01-20
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
NATIONAL PLANNING CORP/CA
D/A 2017-01-20 10:20:42
Amount To Be Raised $685,051
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-17-000001
Exclusions or Exemptions 506b
Accepted Date 2017-01-20 10:20:42
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
NATIONAL PLANNING CORP/CA
D 2010-01-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-10-000005
Exclusions or Exemptions N/A
Accepted Date 2010-01-13
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Other
NATIONAL PLANNING CORP/CA
D/A 2013-01-18
Amount To Be Raised $550,673
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-13-000001
Exclusions or Exemptions N/A
Accepted Date 2013-01-18
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets $25,000,001 - $100,000,000
Type of Security Other
NATIONAL PLANNING CORP/CA
D 2015-01-26
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-15-000002
Exclusions or Exemptions 506b
Accepted Date 2015-01-26
Type of Offering D
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other
NATIONAL PLANNING CORP/CA
D/A 2018-01-19 14:18:48
Amount To Be Raised $3,457,539
Associated Brokers / Dealers N/A
CIK Number 0001351905
Filed Document 0001351905-18-000001
Exclusions or Exemptions 506b
Accepted Date 2018-01-19 14:18:48
Type of Offering D/A
Industry Insurance
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Other