|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $431,690
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591361
- Filed Document
- 0001591361-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001582644
- Filed Document
- 0001582644-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $10,400,000
- Associated Brokers / Dealers
- TEXAKOMA FINANCIAL INC.
- CIK Number
- 0001312331
- Filed Document
- 0001312331-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591334
- Filed Document
- 0001591334-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $1,260,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592829
- Filed Document
- 0001592829-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585807
- Filed Document
- 0001585807-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- ADAM CABIBI
- CIK Number
- 0001172178
- Filed Document
- 0001085037-13-000181
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593012
- Filed Document
- 0001181431-13-061918
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472602
- Filed Document
- 0001472602-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- Summer Street Research Partners
- CIK Number
- 0001054274
- Filed Document
- 0001054274-13-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592464
- Filed Document
- 0001592464-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $2,646,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592971
- Filed Document
- 0001592971-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $5,150,000
- Associated Brokers / Dealers
- Centaurus Financial, Inc.
- CIK Number
- 0001592764
- Filed Document
- 0001592764-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Beck, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001592698
- Filed Document
- 0001592698-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584513
- Filed Document
- 0001584513-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $43,840,000
- Associated Brokers / Dealers
- CanAm Investor Services, LLC
- CIK Number
- 0001592555
- Filed Document
- 0001592555-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $4,400,000
- Associated Brokers / Dealers
- Wilshire Gun, LLC
- CIK Number
- 0001592610
- Filed Document
- 0001592610-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590146
- Filed Document
- 0001590146-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D/A |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $1,110,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001555317
- Filed Document
- 0001555317-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593169
- Filed Document
- 0001209191-13-054425
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- Capital Dynamics Broker Dealer LLC and Strategic Marketing Solutions, LLC
- CIK Number
- 0001585039
- Filed Document
- 0001585039-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557673
- Filed Document
- 0001557673-13-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562814
- Filed Document
- 0001562814-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510395
- Filed Document
- 0001510395-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592820
- Filed Document
- 0001592820-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- Woodstock Financial Group, Inc.
- CIK Number
- 0001592140
- Filed Document
- 0001592140-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $17,554,604
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592230
- Filed Document
- 0001592230-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592812
- Filed Document
- 0001592812-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592822
- Filed Document
- 0001592826-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592377
- Filed Document
- 0001405086-13-000428
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $4,084,224
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570867
- Filed Document
- 0001570867-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $2,195,429
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565336
- Filed Document
- 0001565336-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $6,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592301
- Filed Document
- 0001592301-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592268
- Filed Document
- 0001181431-13-060651
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $1,186,965
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502758
- Filed Document
- 0001140361-13-044048
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $2,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592785
- Filed Document
- 0001592785-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001054274
- Filed Document
- 0001054274-13-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $40,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592925
- Filed Document
- 0001592925-13-000002
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $2,555,157
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592944
- Filed Document
- 0001592944-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592776
- Filed Document
- 0001592776-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592899
- Filed Document
- 0001592899-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001476881
- Filed Document
- 0001476881-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592793
- Filed Document
- 0001592793-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- $6,592,296
- Associated Brokers / Dealers
- Inland Securities Corporation, Samuel J. Angelo, Jr., Christoper E. Krejci, Terrill M. Jannsen, Stuart W. Benjamin, Justin C. Lowy, Gary L. Chapman, Susan J. Gitt, Eric J. Schindler, Robert H. Chapman, Robert L. Lincoln, Brian D. Vosberg, Michael A. DiPietro, Kyle D. Addington, Jennifer J. Homman, and Jay J. Meyer
- CIK Number
- 0001587776
- Filed Document
- 0001587776-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
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|
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D |
2013-11-25 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592803
- Filed Document
- 0001592803-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-25 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-24 00:00:00 UTC |
- Amount To Be Raised
- $65,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001546077
- Filed Document
- 0000897069-13-000400
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-23 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593105
- Filed Document
- 0001593105-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-22 00:00:00 UTC |
- Amount To Be Raised
- $282,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592452
- Filed Document
- 0001592452-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-22 00:00:00 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529374
- Filed Document
- 0001529374-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-22 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
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D/A |
2013-11-22 00:00:00 UTC |
- Amount To Be Raised
- $70,000,000
- Associated Brokers / Dealers
- Cappello Capital Corp.
- CIK Number
- 0001562569
- Filed Document
- 0001209191-13-053924
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-22 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Energy Conservation
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|