Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
L&B ONSHORE FUND LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442391 Filed Document 0001442391-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRUNSWICK HIGHLANDS HOLDINGS, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $7,333,050 Associated Brokers / Dealers Terry Wheeler, Prakash Simha, and The Strategic Financial Alliance, Inc. CIK Number 0001587115 Filed Document 0001587115-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Everest Merchant Funding, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
TRAILSIDE APARTMENTS LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593698 Filed Document 0001593698-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Securis II Fund SPC - Segregated Portfolio Seven - Cat Bonds See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593055 Filed Document 0000902664-13-003912 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAUGATUCK CAPITAL Co VIII, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $6,225,000 Associated Brokers / Dealers N/A CIK Number 0001593756 Filed Document 0001405086-13-000432 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Garcia THP Oil Prospect LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $560,000 Associated Brokers / Dealers N/A CIK Number 0001585686 Filed Document 0001585686-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marathon UCITS Funds - European Equity Fund See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583168 Filed Document 0001583168-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Partners Capital Eagle Fund (C), Ltd. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535930 Filed Document 0001535930-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Third Friday Total Return Fund, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432865 Filed Document 0001432865-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Terlingua Fund 1, LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001563658 Filed Document 0001563658-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Giggles N' Hugs, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers WestPark Capital and Merriman Capital CIK Number 0001381435 Filed Document 0001493152-13-002629 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Pharmetrics Specialty Group of Mississippi, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001593647 Filed Document 0001593647-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Marathon UCITS Funds - Japan Equity Fund See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001583370 Filed Document 0001583370-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Ft. Worth Tollway Land, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $4,005,000 Associated Brokers / Dealers none CIK Number 0001593673 Filed Document 0001593673-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MacKay Municipal Short Term Opportunities Fund, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers New York Life Distributors LLC CIK Number 0001532022 Filed Document 0001140361-13-045633 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fairmont Creamery Equity, LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001593610 Filed Document 0001593610-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COOK & BYNUM CAPITAL QP LLC See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387691 Filed Document 0001387691-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Chicagoland Grocery Venture II DST See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $7,462,604 Associated Brokers / Dealers Inland Securities Corporation, Joral T. Schmalle, Susan J. Gitt, Kenneth H . Olson, Robert S. Smith, Joseph G. Michaletz, Stephen K. Davis, Thomas J. Ealy, Nathaniel M. Kuhn, John S. Weiss, and Tomas J. Velken CIK Number 0001592207 Filed Document 0001592207-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
American Infrastructure MLP Fund II, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $630,685,000 Associated Brokers / Dealers N/A CIK Number 0001548508 Filed Document 0001593043-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HORIZON PHARMA, INC. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers JMP Securities LLC and Cowen and Company, LLC CIK Number 0001492426 Filed Document 0001590156-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
OPCM Absolute Return L P See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001377649 Filed Document 0000935836-13-000564 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MakeSpace Labs, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001593681 Filed Document 0001593681-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Copperwood Energy Fund LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560468 Filed Document 0001315863-13-000592 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus Vista Center LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Peter Merrigan CIK Number 0001590651 Filed Document 0001590651-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Bell Mountain Capital Fund, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593576 Filed Document 0001593576-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
yo gg. llc See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001593709 Filed Document 0001593709-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Honest Buildings, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001533992 Filed Document 0001533992-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MONETATE INC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $7,999,999 Associated Brokers / Dealers N/A CIK Number 0001438542 Filed Document 0001140361-13-045099 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ICONIQ Access 20, LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593540 Filed Document 0001593540-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Datasift Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $29,999,998 Associated Brokers / Dealers N/A CIK Number 0001525533 Filed Document 0001525533-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Daily Secret Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001543994 Filed Document 0001543994-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Original 13 Ciderworks, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001593496 Filed Document 0001593496-13-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Seldar Pharma, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $12,999,000 Associated Brokers / Dealers N/A CIK Number 0001552224 Filed Document 0000897069-13-000416 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lazard EM Currency Income Fund, L.P. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001535551 Filed Document 0000902664-13-003909 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rockland Power Partners II, LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers BerchWood Partners, LLC and Harpeth Securities LLC CIK Number 0001588257 Filed Document 0001588257-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard EM Currency Income Fund, Ltd. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001535453 Filed Document 0000902664-13-003911 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everest Merchant Funding, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $226,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Okra Restaurant Group, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Petty CIK Number 0001591215 Filed Document 0001591215-13-000004 Exclusions or Exemptions 506c Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Yulan Master Fund LP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592356 Filed Document 0001592356-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MONETATE INC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,190,985 Associated Brokers / Dealers N/A CIK Number 0001438542 Filed Document 0001140361-13-045101 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
CommonWealth Opportunity Capital LP See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458269 Filed Document 0001458269-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINSPHERE CORP See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $2,620,666 Associated Brokers / Dealers N/A CIK Number 0001435845 Filed Document 0001435845-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Clean Plate Restaurants, Inc. See All Filings	D/A	2013-12-06 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001591040 Filed Document 0001580695-13-000194 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D/A Industry Restaurants Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oakley-Allons Road Prospect See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $696,000 Associated Brokers / Dealers N/A CIK Number 0001593611 Filed Document 0001593611-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Other
Flurry, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $12,500,047 Associated Brokers / Dealers N/A CIK Number 0001389553 Filed Document 0001389553-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NanoICE, Inc. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001495327 Filed Document 0001495327-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
SR14 2727 Kurtz Street, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001593680 Filed Document 0001593680-13-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hogslayer, LLC See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001593718 Filed Document 0001593718-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Z&H Hospitality L.L.C. See All Filings	D	2013-12-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001593581 Filed Document 0001593581-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-06 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity