|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001136157
- Filed Document
- 0000902664-14-001548
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PZENA INTERNATIONAL VALUE SERVICE A SERIES OF PZENA INVESTMENT MANAGEMENT INTERNATIONAL LLC
See All Filings
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001390633
- Filed Document
- 0001315863-14-000155
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570355
- Filed Document
- 0000919574-14-002096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600976
- Filed Document
- 0001600976-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457267
- Filed Document
- 0000919574-14-002089
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601707
- Filed Document
- 0001601707-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423269
- Filed Document
- 0001423269-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599735
- Filed Document
- 0001214659-14-001734
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Lodging and Conventions
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $7,560,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517973
- Filed Document
- 0001517973-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423545
- Filed Document
- 0001192482-14-000034
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $5,726,920
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601766
- Filed Document
- 0001601766-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001173034
- Filed Document
- 0000919574-14-002104
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC
- CIK Number
- 0001000275
- Filed Document
- 0001214659-14-001741
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Debt
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Freestone Securities, LLC, CREDIT SUISSE SECURITIES (USA) LLC, Dominick & Dominick, RAYMOND JAMES & ASSOCIATES, INC., Hightower Securities, LLC, PURSHE KAPLAN STERLING INVESTMENTS, INC., Stifel, Nicolaus & Company, Incorporated, DEUTSCHE BANK SECURITIES INC., LPL FINANCIAL LLC, MORGAN STANLEY & CO. LLC, and UBS FINANCIAL SERVICES INC.
- CIK Number
- 0001501157
- Filed Document
- 0000919574-14-002111
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $3,000,175
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531193
- Filed Document
- 0001531193-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001308939
- Filed Document
- 0001124725-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001183745
- Filed Document
- 0000919574-14-002084
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000843943
- Filed Document
- 0000902664-14-001543
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $4,162,089
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001160308
- Filed Document
- 0001160308-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Sunbelt Securities, Inc., Mount Yale Securities, LLC, Cambridge Investment Research, Inc., and Orchard Securities, LLC
- CIK Number
- 0001590297
- Filed Document
- 0001590297-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580909
- Filed Document
- 0001161000-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $9,835,156
- Associated Brokers / Dealers
- East Wind Securities, LLC
- CIK Number
- 0001225818
- Filed Document
- 0001225818-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576158
- Filed Document
- 0001576158-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539271
- Filed Document
- 0001539271-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
ADVANCED CAPITAL INTELLIGENCE GLOBAL CAPITAL OPPORTUNITIES LP
See All Filings
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001448381
- Filed Document
- 0001457831-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001306097
- Filed Document
- 0000919574-14-002091
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001460455
- Filed Document
- 0001460455-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BRAZIL
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543657
- Filed Document
- 0001543657-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001566310
- Filed Document
- 0000898432-14-000394
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001402824
- Filed Document
- 0001402824-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001220360
- Filed Document
- 0000902664-14-001555
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $40,000,163
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001548097
- Filed Document
- 0001548097-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601768
- Filed Document
- 0001601768-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- Gowans Research Inc.
- CIK Number
- 0001445308
- Filed Document
- 0001445308-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372084
- Filed Document
- 0001372084-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $11,590,811
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601696
- Filed Document
- 0001601696-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $5,970,000
- Associated Brokers / Dealers
- Joey D. Miller and Kenneth M. Levine
- CIK Number
- 0001589798
- Filed Document
- 0001589798-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601380
- Filed Document
- 0001601525-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $22,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597415
- Filed Document
- 0001597415-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-03-05 00:00:00 UTC |
- Amount To Be Raised
- $2,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001336185
- Filed Document
- 0001336185-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-05 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001283365
- Filed Document
- 0000919574-14-002057
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001178254
- Filed Document
- 0000902664-14-001528
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001092468
- Filed Document
- 0000919574-14-002064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Deutsche Bank Securities, Inc., Agecroft Partners LLC, Deutshe Bank Trust Company Americas, Credit Suisse Securities (USA) LLC, and Barclays Capital Inc.
- CIK Number
- 0001330073
- Filed Document
- 0001315863-14-000154
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001318419
- Filed Document
- 0001565908-14-000010
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001320943
- Filed Document
- 0001320943-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $15,500,170
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467652
- Filed Document
- 0001467652-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601259
- Filed Document
- 0001601259-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001475899
- Filed Document
- 0001475899-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Other
|
|
|
D |
2014-03-04 00:00:00 UTC |
- Amount To Be Raised
- $6,265,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601709
- Filed Document
- 0001489033-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-03-04 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|