Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Signet Global Fixed Income Fund L P See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WFG Investments, Inc., Ounavarra Capital LLC, Ridgeway Capital Group LLC, and Virginia Ventures LLC CIK Number 0001391042 Filed Document 0001391042-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUEBLO BANCORPORATION See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001439640 Filed Document 0001439640-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
MYOMO INC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001369290 Filed Document 0001369290-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LCV Fund XVI, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,220,000 Associated Brokers / Dealers EDI Financial, Inc. CIK Number 0001588381 Filed Document 0001588381-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Real Estate Capital Fund 2013, L.L.C. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001583855 Filed Document 0001583855-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Romeo & Juliet Broadway Ltd Liability Co See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001584835 Filed Document 0001584835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Hanston Insurance Agency Inc See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $770,000 Associated Brokers / Dealers N/A CIK Number 0001314995 Filed Document 0001014108-13-000173 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SPIROX, INC. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $6,189,981 Associated Brokers / Dealers N/A CIK Number 0001574165 Filed Document 0001574165-13-000006 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ohio TechAngel Fund IV, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $3,990,000 Associated Brokers / Dealers N/A CIK Number 0001588290 Filed Document 0001588290-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Savile Row MLP III, LLC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573585 Filed Document 0001573585-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Global Bond Fund See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587662 Filed Document 0001587662-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Halyard Fixed Income Fund, L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500169 Filed Document 0001500169-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hauser Private Equity Core Fund II, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001588109 Filed Document 0001588109-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Equity
Kingsbridge PWM Partners Fund, LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001445436 Filed Document 0001315863-13-000463 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quad Opportunity Offshore Fund, Ltd. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588424 Filed Document 0001588424-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROMETHEON PHARMA, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001588339 Filed Document 0001588339-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Prospira PainCare Holdings, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $11,775,000 Associated Brokers / Dealers N/A CIK Number 0001555968 Filed Document 0001555968-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQUIMO LLC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560674 Filed Document 0001560674-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
J Investor, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001588452 Filed Document 0001588452-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Group Consulting, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,007,000 Associated Brokers / Dealers N/A CIK Number 0001588400 Filed Document 0001588400-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Other
ZUMA BEACH ENTERTAINMENT INC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers David Goldman, Dayne Roseman, James Arthur Smith, Jessica Durham, Kenneth Marts, Kimberely Durham, Maria Durham, Mark Savoy, and Ron Carter CIK Number 0001439508 Filed Document 0001019687-13-003812 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
COVENANT SURGICAL PARTNERS INC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001439789 Filed Document 0001439789-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Dinvest Global Equities L/S Ltd. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $38,750,000 Associated Brokers / Dealers N/A CIK Number 0001461163 Filed Document 0000919574-13-005751 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DW BBX Gran Torino North #1, LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001588485 Filed Document 0001588485-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Azahar Coffee Company, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001555019 Filed Document 0001555019-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Divide Nine LLC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,938,000 Associated Brokers / Dealers Rita Mansour CIK Number 0001588024 Filed Document 0001588024-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STONE LION MINES, LP See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001588506 Filed Document 0001588506-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Lomas peAk Fund, LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571087 Filed Document 0001588262-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shyp Inc See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $2,116,650 Associated Brokers / Dealers N/A CIK Number 0001588363 Filed Document 0001588363-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Revolution Ventures II, LP See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers WR Hambrecht + Co, LLC CIK Number 0001578246 Filed Document 0001578246-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Savile Row Portfolio Tail Hedge, LLC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001587948 Filed Document 0001587948-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENVEST ISRAEL PARTNERS, LTD. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560470 Filed Document 0000919574-13-005740 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Autonomy Iceland Opportunity Fund L.P. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551816 Filed Document 0001551816-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Guardian Emerging Markets Debt Fund for Tax-Exempt Trusts See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001478825 Filed Document 0001478825-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARACOSM INC See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001588203 Filed Document 0001588203-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
XLUMENA INC See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001436217 Filed Document 0001436217-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GMEDIX, Inc. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001588318 Filed Document 0001588318-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Deep Blue Performance Fund II, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588048 Filed Document 0000935836-13-000491 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chromis Fiberoptics Inc See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001372088 Filed Document 0001372088-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Evolucia Inc. See All Filings	D/A	2013-10-04 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001383006 Filed Document 0001013762-13-001282 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Cherry Hill Mortgage Investment Corp See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001571776 Filed Document 0001571776-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BVIP FUND VIII OFFSHORE, L.P. See All Filings	D	2013-10-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001588262 Filed Document 0001588262-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Home Monitoring Corp. See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $688,904 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-13-000372 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
My Retirement Account Services, LLC See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised $3,413,000 Associated Brokers / Dealers N/A CIK Number 0001479515 Filed Document 0001479515-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Dymon Asia Macro Fund See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001471120 Filed Document 0001471120-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fountain Mathes I, LP See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001587914 Filed Document 0001587914-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fore Multi Strategy Fund LP See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001312191 Filed Document 0000919574-13-005727 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peru Equity Fund See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588415 Filed Document 0001588415-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VS FX Volatility Fund, Ltd. See All Filings	D/A	2013-10-03 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476698 Filed Document 0001476698-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Quintium Advisors, LLC See All Filings	D	2013-10-03 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001498035 Filed Document 0001498035-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-10-03 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity