Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GTIF Private Investors LLC See All Filings	D/A	2025-12-12 16:03:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001948828 Filed Document 0001948828-25-000007 Exclusions or Exemptions 506b Accepted Date 2025-12-12 16:03:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RISE CAPITAL INVESTMENTS LLC See All Filings	D/A	2025-12-12 16:03:37 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001977416 Filed Document 0001977416-25-000004 Exclusions or Exemptions 506c Accepted Date 2025-12-12 16:03:37 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Atlantic Park Strategic Capital Fund III RNF, L.P. See All Filings	D	2025-12-12 16:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002070212 Filed Document 0000950142-25-003175 Exclusions or Exemptions 506b Accepted Date 2025-12-12 16:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sugar Land Medical Properties, L.P. See All Filings	D	2025-12-12 16:03:00 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0002097987 Filed Document 0002097987-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 16:03:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
VICUNA CAPITAL I, L.P. See All Filings	D/A	2025-12-12 16:02:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001071851 Filed Document 0000919574-25-007372 Exclusions or Exemptions 506b Accepted Date 2025-12-12 16:02:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Setpoint Credit Fund III L.P. See All Filings	D/A	2025-12-12 15:58:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gallatin Capital LLC CIK Number 0002042873 Filed Document 0000919574-25-007369 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:58:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Worthington Convergence Fund LP See All Filings	D/A	2025-12-12 15:58:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001818927 Filed Document 0001566114-25-000108 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:58:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Post Road Real Estate Credit Opportunity Fund LP See All Filings	D	2025-12-12 15:55:49 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers PJT Partners LP CIK Number 0002100930 Filed Document 0002100930-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:55:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIOLET ALTERNATIVE FUND LTD. See All Filings	D/A	2025-12-12 15:50:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001780628 Filed Document 0001780628-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:50:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RGM VALUE OPPORTUNITY FUND II, LP See All Filings	D/A	2025-12-12 15:50:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Florida Atlantic Securities Corporation CIK Number 0001265836 Filed Document 0000919574-25-007366 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:50:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Bregal Sagemount V-B L.P. See All Filings	D	2025-12-12 15:47:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002099911 Filed Document 0002099911-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:47:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Italian Soiree Nation LLC See All Filings	C	2025-12-12 15:45:39 UTC
Financial Interest The Intermediary will also receive compensation in the form of securities equal to two percent (2%) of the total number of the securities sold in the Offering. Filing Platform ALAO Invest LLC Offering Amount $380,250 CIK Number 0002100538 Filed Document 0001493152-25-027465 Accepted Date 2025-12-12 15:45:39 UTC Type of Offering C Security Offered Amount 3,278 Security Offered Type Other State CALIFORNIA
Bregal Sagemount V-A L.P. See All Filings	D	2025-12-12 15:41:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002099917 Filed Document 0002099917-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:41:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Private Opportunities Portfolio Offshore LP See All Filings	D/A	2025-12-12 15:38:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001911515 Filed Document 0001911515-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:38:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TenCore Partners U.S., LP See All Filings	D	2025-12-12 15:34:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762094 Filed Document 0001762094-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:34:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cross Creek Partners VIII, L.P. See All Filings	D	2025-12-12 15:30:53 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0002099565 Filed Document 0000912282-25-001406 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:30:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IceCap Strong Dollar Fund LP See All Filings	D/A	2025-12-12 15:29:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776640 Filed Document 0001776640-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:29:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
QTN Onshore Fund LP See All Filings	D/A	2025-12-12 15:26:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001876964 Filed Document 0000919574-25-007364 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:26:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
S2A Modular Corp See All Filings	D	2025-12-12 15:25:33 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001968769 Filed Document 0001968769-25-000003 Exclusions or Exemptions 506c Accepted Date 2025-12-12 15:25:33 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TenCore Partners Offshore, Ltd. See All Filings	D/A	2025-12-12 15:24:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762915 Filed Document 0001762915-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:24:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BACKGROUND CAPITAL FUND V, L.P. See All Filings	D	2025-12-12 15:20:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002095229 Filed Document 0001470831-25-000405 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:20:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Obra Clif Opportunity Fund III, LLC See All Filings	D/A	2025-12-12 15:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002098608 Filed Document 0001012975-25-000901 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:20:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Heritage Private Opportunities Portfolio LP See All Filings	D/A	2025-12-12 15:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001898280 Filed Document 0001898280-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TenCore II Partners, LP See All Filings	D/A	2025-12-12 15:19:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762100 Filed Document 0001762100-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:19:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KYS Vision, Inc. See All Filings	D	2025-12-12 15:14:05 UTC
Amount To Be Raised $3,335,602 Associated Brokers / Dealers N/A CIK Number 0002100962 Filed Document 0002100962-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:14:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altair Industries Fund I-A LP See All Filings	D	2025-12-12 15:13:32 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0002100260 Filed Document 0002100260-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:13:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Oslerway Capital US Fund LP See All Filings	D	2025-12-12 15:13:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002092160 Filed Document 0002092160-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:13:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Altair Industries Fund I LP See All Filings	D	2025-12-12 15:12:38 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC CIK Number 0002100259 Filed Document 0002100259-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:12:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BRIGADE STRUCTURED CREDIT OFFSHORE FUND LTD. See All Filings	D/A	2025-12-12 15:07:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622405 Filed Document 0000919574-25-007361 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:07:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GALVANIZE REAL ESTATE FUND I-E, LP See All Filings	D/A	2025-12-12 15:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC and LAZARD & CO., LIMITED CIK Number 0001992059 Filed Document 0001992059-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:03:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GALVANIZE REAL ESTATE FUND I-B, LP See All Filings	D/A	2025-12-12 15:02:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC and LAZARD & CO., LIMITED CIK Number 0001992053 Filed Document 0001992053-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:02:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fourth Edge LLC See All Filings	D	2025-12-12 15:02:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0002100879 Filed Document 0002100879-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:02:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Obra Clif Feeder 2025-1, LLC See All Filings	D	2025-12-12 15:02:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002098607 Filed Document 0001012975-25-000900 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:02:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Long Path Holdings 5, LP See All Filings	D	2025-12-12 15:01:35 UTC
Amount To Be Raised $26,412,891 Associated Brokers / Dealers N/A CIK Number 0002083936 Filed Document 0002083936-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:01:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GALVANIZE REAL ESTATE FUND I-A, LP See All Filings	D/A	2025-12-12 15:01:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC and LAZARD & CO., LIMITED CIK Number 0001992052 Filed Document 0001992052-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 15:01:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GALVANIZE REAL ESTATE FUND I, LP See All Filings	D/A	2025-12-12 14:59:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LAZARD FRERES & CO. LLC and LAZARD & CO., LIMITED CIK Number 0001992197 Filed Document 0001992197-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:59:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aqueduct Software, Inc. See All Filings	D	2025-12-12 14:57:22 UTC
Amount To Be Raised $21,905,000 Associated Brokers / Dealers N/A CIK Number 0002020003 Filed Document 0002020003-25-000003 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:57:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kore Infrastructure, LLC See All Filings	D	2025-12-12 14:56:33 UTC
Amount To Be Raised $138,625 Associated Brokers / Dealers N/A CIK Number 0001923730 Filed Document 0001923730-25-000004 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:56:33 UTC Type of Offering D Industry Other Energy Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
VITA IMAGING INC. See All Filings	C/A	2025-12-12 14:54:47 UTC
Financial Interest One percent (1%) of securities of the total amount of investments raised in the offering, along the same terms as investors. Filing Platform StartEngine Primary, LLC Offering Amount $4,145,678 CIK Number 0001804181 Filed Document 0001804181-25-000004 Accepted Date 2025-12-12 14:54:47 UTC Type of Offering C/A Security Offered Amount 3,508 Security Offered Type Common Stock State CALIFORNIA
Brigade Leveraged Capital Structures Offshore Ltd See All Filings	D/A	2025-12-12 14:54:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387215 Filed Document 0000919574-25-007358 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:54:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FCP Housing Preservation Holdings, L.P. See All Filings	D/A	2025-12-12 14:54:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001958796 Filed Document 0001470831-25-000404 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:54:08 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Void Star Holdings Inc. See All Filings	D	2025-12-12 14:53:03 UTC
Amount To Be Raised $106,537,758 Associated Brokers / Dealers N/A CIK Number 0001793491 Filed Document 0001793491-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:53:03 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
MDP Arevi Fund I-C, L.P. See All Filings	D	2025-12-12 14:48:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0002093482 Filed Document 0002093482-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:48:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Two Sigma Blazar Fund, LLC See All Filings	D/A	2025-12-12 14:47:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001957943 Filed Document 0001957943-25-000002 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:47:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MDP Arevi Fund I-B, L.P. See All Filings	D	2025-12-12 14:47:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0002093521 Filed Document 0002093521-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:47:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AE Wolfcamp I Investor Inc. See All Filings	D	2025-12-12 14:47:05 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0002096207 Filed Document 0002096207-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:47:05 UTC Type of Offering D Industry Electric Utilities Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lightning 2025, L.P. See All Filings	D	2025-12-12 14:46:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0002100696 Filed Document 0002100696-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:46:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FCP Housing Preservation Fund, L.P. See All Filings	D/A	2025-12-12 14:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001958782 Filed Document 0001470831-25-000403 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:46:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MDP Arevi Fund I-A, L.P. See All Filings	D	2025-12-12 14:46:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JEFFERIES LLC and MAGENTA CAPITAL SERVICES LTD. CIK Number 0002088765 Filed Document 0002088765-25-000001 Exclusions or Exemptions 506b Accepted Date 2025-12-12 14:46:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Indicia Corporation See All Filings	1-A POS	2025-12-12 14:45:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0002083196 Filed Document 0001213900-25-121117 Accepted Date 2025-12-12 14:45:30 UTC Type of Offering 1-A POS Industry SERVICES-MISCELLANEOUS BUSINESS SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)