|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589755
- Filed Document
- 0001315863-13-000487
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590003
- Filed Document
- 0001590003-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $925,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589346
- Filed Document
- 0001589346-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $1,733,785
- Associated Brokers / Dealers
- Gwen Middeke, Robert Scharff, Jr., Michael Corry, Paul Flotken, and Larry Celniker
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000197
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590002
- Filed Document
- 0001590002-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001589591
- Filed Document
- 0001589591-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $120,831
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001427901
- Filed Document
- 0001183740-13-000399
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459311
- Filed Document
- 0001095449-13-000117
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570314
- Filed Document
- 0001570314-13-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $610,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589158
- Filed Document
- 0001589158-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $40,392
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509705
- Filed Document
- 0001509705-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $309,328
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001178428
- Filed Document
- 0001183740-13-000402
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Jorge A. Netto and Paul D. Weiss
- CIK Number
- 0001589258
- Filed Document
- 0001589258-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589679
- Filed Document
- 0001589679-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWITZERLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001381832
- Filed Document
- 0001381832-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001543098
- Filed Document
- 0001543098-13-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589964
- Filed Document
- 0001576947-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590046
- Filed Document
- 0001590046-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504825
- Filed Document
- 0001504825-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589694
- Filed Document
- 0001589694-13-000002
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Telecommunications
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Rudolph Cecchi
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000198
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $32,000,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587658
- Filed Document
- 0001140361-13-039479
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000052988
- Filed Document
- 0000052988-13-000134
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Construction
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $4,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584922
- Filed Document
- 0001584922-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $1,503,495
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551973
- Filed Document
- 0001551973-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001415743
- Filed Document
- 0001415743-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $750,000,000
- Associated Brokers / Dealers
- MVision Private Equity Advisers USA LLC
- CIK Number
- 0001589124
- Filed Document
- 0000950103-13-006169
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560857
- Filed Document
- 0001560857-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589512
- Filed Document
- 0001589512-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581075
- Filed Document
- 0000919574-13-005992
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589626
- Filed Document
- 0001589679-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SWITZERLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484940
- Filed Document
- 0001484940-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459311
- Filed Document
- 0001095449-13-000118
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589952
- Filed Document
- 0001140361-13-039551
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001535350
- Filed Document
- 0001535350-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565422
- Filed Document
- 0001565422-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589812
- Filed Document
- 0001589812-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001350612
- Filed Document
- 0001350612-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- $525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590292
- Filed Document
- 0001590292-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-10-24 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamilton Miller Investments, LLC
- CIK Number
- 0001590390
- Filed Document
- 0001590389-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-24 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- $210,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506114
- Filed Document
- 0001506114-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589270
- Filed Document
- 0001588839-13-000008
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND II
See All Filings
|
D |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not applicable
- CIK Number
- 0001589365
- Filed Document
- 0001589363-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- $205,162
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001486798
- Filed Document
- 0001183740-13-000396
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- Joanna Hampton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000194
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589599
- Filed Document
- 0000919574-13-005981
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- $2,880,000
- Associated Brokers / Dealers
- Arthur Gilbert, Steven Cwienkala, and Douglass Wooley
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000175
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- $8,568
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561686
- Filed Document
- 0001561686-13-000012
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001074828
- Filed Document
- 0001161697-13-000807
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-10-23 00:00:00 UTC |
- Amount To Be Raised
- $11,556,540
- Associated Brokers / Dealers
- Jennifer Kephart, Kevin Wernnick, and Sam Sheth
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000182
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-10-23 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|