|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $4,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001517573
- Filed Document
- 0001517573-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591731
- Filed Document
- 0001591731-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $7,046,024
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001482765
- Filed Document
- 0001482765-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $93,473
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592454
- Filed Document
- 0001183740-13-000436
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001581803
- Filed Document
- 0000927087-13-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523555
- Filed Document
- 0001523555-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581381
- Filed Document
- 0001581381-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- BrokerBank Securities, Inc. and Aethlon Capital, LLC
- CIK Number
- 0001446913
- Filed Document
- 0001446913-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588499
- Filed Document
- 0001588499-13-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $534,454
- Associated Brokers / Dealers
- Cormark Securities Inc.
- CIK Number
- 0001591956
- Filed Document
- 0001062993-13-005880
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $4,030,011
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584997
- Filed Document
- 0001584997-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591288
- Filed Document
- 0001591288-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001506742
- Filed Document
- 0001580695-13-000121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- CircleUp Network, Inc.
- CIK Number
- 0001575775
- Filed Document
- 0001575775-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $3,213,513
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589447
- Filed Document
- 0001589447-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541237
- Filed Document
- 0001541237-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591675
- Filed Document
- 0001591675-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Spartan Capital Securities, LLC
- CIK Number
- 0001520358
- Filed Document
- 0001493152-13-002263
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477648
- Filed Document
- 0001477648-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562497
- Filed Document
- 0000919574-13-006719
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $536,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001575986
- Filed Document
- 0001575986-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,703,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591392
- Filed Document
- 0001591392-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001365128
- Filed Document
- 0001140361-13-042189
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575133
- Filed Document
- 0001575133-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590925
- Filed Document
- 0001590925-13-000001
- Exclusions or Exemptions
- 504, 505, and 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $6,636,077
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001468947
- Filed Document
- 0001468947-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001418092
- Filed Document
- 0001318965-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590837
- Filed Document
- 0000950172-13-000106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $290,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001575635
- Filed Document
- 0001183740-13-000424
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584939
- Filed Document
- 0001181431-13-058205
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $106,225,000
- Associated Brokers / Dealers
- Mike Ahlers, Raymond Almanza, Rene Rolando Alvarez, Jerry C. Anderson, Tim Beeman, Al Banfe, Bradley Barre, Mark Battell, Marcus Bayly, Darrill Beebe, Douglas Neil Berkey, R. Mark Betts, Mitchell Billingsley, Robert Blacklidge, Roland Brewer, Wendell H. Britain, Gary Brosseit, Paul Brost, Charles Brown, Paul Brown, William Brown II, Gary Burke, Aaron Burns, Malcolm Campbell, James C. Cargile, Paul Carrier, Michael Castellano, Brian Cervenka, Ray Chadwick, Barney T. Chan, Thomas W. Crisman, Ralph Cigliano, Bryan Clark, Craig T. Clark, Ronald Coleman, Lynette Colletta, Gary Corona, Wade Cowart, Mark S. Crabtree, Crissman Crombie, Nicholas R. Abts, Kevin Jay Altoe, Jaqueline Davis, Mark W. Davis, Robert Adam De Leon, Christopher Driscoll, James E. Dunn, Eric Duss, Joel J. Edwards, Leon Ellis, William E. Evans, Stephen Fickenscher, Leonard W. Fox, James Frackowiak, David Frederickson, Thomas B. Freker, Gale Gajardo, William Neil Gallagher, Matthew Gallagher, Pamela Gallegos, Al Gallo, Hollie Gandy, Claude Gersene, Carl V. Gottuso, Deirdre A. Gibson, Albert Green, Peter Ayeni, Herman Griggs, Arsenio Grindulo, Randy Grube, David R. Guenette, Steve Haagenson, Deanna Hackler, Richard Hainey, Trevor H. Harbour, John Hartman, Chad Hartsfield, Madeline Helm, Paul Hess, Douglas Higley, Amy Hill, Matthew Hoffman, Mark Hollingsworth, Thomas Hudson, Richard Aliperti, Jason Jennings, Terry W. Johnson, Donald Jones, Brad Jowell, Vern Juel, Irving R. Katz, Tom Keener, Michael Kendall, Everett W. Knell, J. Thomas Knight, Robert F. Knox, Nancy Lancor, Gene Langenberg, Emil Laskowski, and John Laven
- CIK Number
- 0001502961
- Filed Document
- 0001502961-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Other
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591722
- Filed Document
- 0001591722-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556628
- Filed Document
- 0001556628-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001472146
- Filed Document
- 0001472146-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,715,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520572
- Filed Document
- 0001140361-13-042025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Various
- CIK Number
- 0001562860
- Filed Document
- 0001562860-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,280,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564499
- Filed Document
- 0001564499-13-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $105,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591754
- Filed Document
- 0001591754-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $732,500
- Associated Brokers / Dealers
- None
- CIK Number
- 0001591254
- Filed Document
- 0001591254-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- INDIANA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590819
- Filed Document
- 0001590819-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $1,299,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591725
- Filed Document
- 0001591725-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Confederated Tribes of Coos, Lower Umpqua & Siuslaw Indians
See All Filings
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $9,855,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591305
- Filed Document
- 0001591305-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Alexander Capital, L.P.
- CIK Number
- 0001590382
- Filed Document
- 0001590382-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Princor Financial Services Corporation
- CIK Number
- 0001591552
- Filed Document
- 0001181431-13-058762
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451998
- Filed Document
- 0001451998-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001276687
- Filed Document
- 0001276687-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $4,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001343322
- Filed Document
- 0001343322-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $24,999,964
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001530979
- Filed Document
- 0001530979-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $2,831,041
- Associated Brokers / Dealers
- North Texas Angel Network
- CIK Number
- 0001562906
- Filed Document
- 0001562906-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-12 00:00:00 UTC |
- Amount To Be Raised
- $21,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001144933
- Filed Document
- 0001144933-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|