|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wissink Consulting Group and Simba Capital Group Limited
- CIK Number
- 0001586539
- Filed Document
- 0000902664-13-003843
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591828
- Filed Document
- 0001591828-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- M Holdings Securities, Inc. and FAS Corp.
- CIK Number
- 0001310558
- Filed Document
- 0001310558-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001501640
- Filed Document
- 0001501640-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584180
- Filed Document
- 0001584180-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584761
- Filed Document
- 0001584761-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592411
- Filed Document
- 0001214659-13-006658
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $20,020,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592486
- Filed Document
- 0001405086-13-000424
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- KANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Credit Suisse Securities (USA) LLC
- CIK Number
- 0001592232
- Filed Document
- 0001592232-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592504
- Filed Document
- 0001589183-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Daniel R. Veddern, Sr. and Brian David Zeiler
- CIK Number
- 0001476351
- Filed Document
- 0001476351-13-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Republic Securities Company, LLC
- CIK Number
- 0001490945
- Filed Document
- 0001144204-13-063669
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586251
- Filed Document
- 0001586251-13-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001157845
- Filed Document
- 0001157845-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Republic Securities Company, LLC
- CIK Number
- 0001508604
- Filed Document
- 0001144204-13-063671
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $1,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592267
- Filed Document
- 0001592267-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592553
- Filed Document
- 0001592553-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001447881
- Filed Document
- 0001393725-13-000102
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001177806
- Filed Document
- 0001177806-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592410
- Filed Document
- 0001592410-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- James Billington
- CIK Number
- 0001562730
- Filed Document
- 0001562730-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Scura Paley Securities LLC
- CIK Number
- 0001570158
- Filed Document
- 0001570158-13-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $2,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591710
- Filed Document
- 0001591710-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $3,750,000
- Associated Brokers / Dealers
- NONE
- CIK Number
- 0001592535
- Filed Document
- 0001592535-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591103
- Filed Document
- 0001591103-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- Eddrick Bedford
- CIK Number
- 0001592375
- Filed Document
- 0001592375-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $19,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001255733
- Filed Document
- 0001255733-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SG Americas Securities, LLC
- CIK Number
- 0001592430
- Filed Document
- 0001140361-13-043663
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001477573
- Filed Document
- 0000919574-13-006764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- First Republic Securities Company, LLC
- CIK Number
- 0001560569
- Filed Document
- 0001144204-13-063670
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001562465
- Filed Document
- 0001562465-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $75,638,545
- Associated Brokers / Dealers
- BMO Capital Markets Corp.
- CIK Number
- 0001591648
- Filed Document
- 0001591648-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Rebecca Weatherby
- CIK Number
- 0001577076
- Filed Document
- 0001577076-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Canaccord Genuity, ACGM, Inc., Laidlaw & Company (UK) Ltd., and Dawson James Securities, Inc.
- CIK Number
- 0001577547
- Filed Document
- 0001577547-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534375
- Filed Document
- 0001393725-13-000099
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $8,584,995
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602583
- Filed Document
- 0001602583-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Other
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001592457
- Filed Document
- 0001079974-13-000742
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592541
- Filed Document
- 0001592541-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001529482
- Filed Document
- 0001529482-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Scura Paley Securities LLC
- CIK Number
- 0001570158
- Filed Document
- 0001570158-13-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001439825
- Filed Document
- 0001439825-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001091232
- Filed Document
- 0000935836-13-000549
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Morgan Stanley HedgePremier/Starboard Value & Opportunity Fund LP
See All Filings
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Morgan Stanley Smith Barney LLC
- CIK Number
- 0001530557
- Filed Document
- 0001530557-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Far Hills Group, LLC
- CIK Number
- 0001289829
- Filed Document
- 0001264128-13-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001443190
- Filed Document
- 0001209191-13-053697
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387973
- Filed Document
- 0001387973-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504737
- Filed Document
- 0001393725-13-000103
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $15,200,000
- Associated Brokers / Dealers
- Grant Williams, LP and CMS Investment Resources, LLC
- CIK Number
- 0001589874
- Filed Document
- 0001589874-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- $21,345,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001454198
- Filed Document
- 0001454198-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-11-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592076
- Filed Document
- 0001592076-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-11-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|