Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BD Partners VII, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592339 Filed Document 0001592339-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TTCP Executive Fund VI, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,325,000 Associated Brokers / Dealers N/A CIK Number 0001592713 Filed Document 0001362118-13-000123 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Shelter Senior Living VI LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $130,000,000 Associated Brokers / Dealers N/A CIK Number 0001593003 Filed Document 0001593003-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MOUNT KAMET OFFSHORE FUND LTD. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592642 Filed Document 0001013594-13-000553 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Muehler Biofuels Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001592826 Filed Document 0001592826-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCP Allen AL, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001592366 Filed Document 0001592366-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LEVEL 4 FUNDING LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers DENNIS DAHLBERG CIK Number 0001590758 Filed Document 0001590758-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $7,356,621 Associated Brokers / Dealers Michael Shannon, Joseph Thompson, and Bruce Brownell CIK Number 0001135856 Filed Document 0001135856-13-000215 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SONIAN INC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001423778 Filed Document 0001423778-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vertical Partners L.P. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094207 Filed Document 0000919574-13-006795 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIS CAPITAL GROWTH FUND LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031934 Filed Document 0001031934-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison BOE Custodial Account LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $15,510,420 Associated Brokers / Dealers Crews & Associates Inc CIK Number 0001592754 Filed Document 0001592754-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Other
Real Estate Capital Fund 2013, L.L.C. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001583855 Filed Document 0001583855-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BTG Pactual Brazil Timberland Fund I A, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592515 Filed Document 0001592515-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITE BEAR RESOURCES INC. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $25,894 Associated Brokers / Dealers N/A CIK Number 0001592681 Filed Document 0001085037-13-000176 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cendana Investments, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001591984 Filed Document 0001591984-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zewar Jewellery, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001563315 Filed Document 0001563315-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
CORNERSTONE SMR INC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $925,000 Associated Brokers / Dealers N/A CIK Number 0001218417 Filed Document 0001218417-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Wasatch Credit Association, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001592835 Filed Document 0001592835-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Credit Suisse Dollar Senior Loan Offshore Fund, Ltd. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592923 Filed Document 0001592923-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Realty Capital Properties, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $473,960,969 Associated Brokers / Dealers Realty Capital Securities, LLC CIK Number 0001507385 Filed Document 0001507385-13-000047 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MedAware Systems, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001592576 Filed Document 0001592576-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Metis Legacy Capital Income Fund I, LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001575354 Filed Document 0001575354-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $1,060,800 Associated Brokers / Dealers Christopher Nyland, Andrew Hart, Roy Imai, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-13-000216 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Solar Mosaic, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $387,025 Associated Brokers / Dealers N/A CIK Number 0001523221 Filed Document 0001523221-13-000013 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
MOUNT KAMET FUND LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589382 Filed Document 0001013594-13-000554 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PC Privada, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $11,100,000 Associated Brokers / Dealers N/A CIK Number 0001592090 Filed Document 0001592090-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Hamlyn LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585397 Filed Document 0001585397-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GIBRALTAR Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hurricanes Holdings, L.L.C. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $48,000,000 Associated Brokers / Dealers Allen & Company LLC CIK Number 0001537373 Filed Document 0001537373-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Marlin Executive Fund IV, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $5,035,000 Associated Brokers / Dealers None CIK Number 0001593036 Filed Document 0000927087-13-000017 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Oak Wind Farm, LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001539554 Filed Document 0001539554-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Trident VI, L.P. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593010 Filed Document 0001181431-13-061917 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SwanCap Opportunities Fund SCS - SIF See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers UBS Securities LLC CIK Number 0001592624 Filed Document 0001592624-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CYNVENIO BIOSYSTEMS INC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,284,704 Associated Brokers / Dealers N/A CIK Number 0001445789 Filed Document 0001445789-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Security To Be Acquired
GMI-164 CORPUS, LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $3,777,117 Associated Brokers / Dealers Michael C. Ihrie, Russ Huffington, Madison K Mooney, Zach Carey, Mark VanMourick, Azam Jaber, Torry Scott, Taher Gilani, Booby Kyle Cowand, Maria Escobar, Donald Beary, Jay Wallinger, John H. Towers, MF Long II, and Steven Pfaff CIK Number 0001587891 Filed Document 0001587891-13-000005 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Dust Cutter See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001571269 Filed Document 0001571269-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Beanfields LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $750,134 Associated Brokers / Dealers N/A CIK Number 0001589893 Filed Document 0001589893-13-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
BTG Pactual Brazil Timberland Fund I B, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592524 Filed Document 0001592524-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BTG Pactual Brazil Timberland Fund I, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592519 Filed Document 0001592519-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics Clean Energy & Infrastructure Feeder (Cayman), LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Capital Dynamics Broker Dealer LLC and Strategic Marketing Solutions, LLC CIK Number 0001585607 Filed Document 0001585039-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Everest Merchant Funding, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001592464 Filed Document 0001592464-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Delos Investment Fund, LP See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001592277 Filed Document 0001592277-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Franklin Templeton Emerging Market Debt Opportunities (Cayman) Fund, Ltd. See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Daniel R. Veddern, Sr., Patrick Hughes, and John Carter Bailey, Jr. CIK Number 0001505023 Filed Document 0001505023-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueSpruce Fund LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581020 Filed Document 0001581020-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SmooFi, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001592603 Filed Document 0001308411-13-000310 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised $8,295,856 Associated Brokers / Dealers Mike Shute CIK Number 0001135856 Filed Document 0001135856-13-000217 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Inspire Investment Fund I LLC See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592425 Filed Document 0001019687-13-004637 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Silver Partners Investments LP See All Filings	D/A	2013-11-25 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501544 Filed Document 0001501544-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Three Ring Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $525,000 Associated Brokers / Dealers N/A CIK Number 0001567789 Filed Document 0001567789-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Muehler Oil & Gas Fund, Inc. See All Filings	D	2013-11-25 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001592821 Filed Document 0001592826-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-11-25 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund