Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Chaikin Analytics, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001497109 Filed Document 0001497109-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Total Return Credit Fund Inc. - December 2017 See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590888 Filed Document 0000945621-13-000373 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NANO CAP NEW MILLENNIUM GROWTH FUND L P See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001277890 Filed Document 0001277890-14-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seattle Investors Group LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001584318 Filed Document 0001584318-13-000006 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oak Street Health, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001564406 Filed Document 0001564406-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Healthbox Global Partners, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001591652 Filed Document 0001591652-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES (ONSHORE) FUND, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530150 Filed Document 0001144204-13-066861 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scratch-It, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001593122 Filed Document 0001593122-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
LoanLogics, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $12,258,841 Associated Brokers / Dealers Equus Financial Consulting, LLC CIK Number 0001518893 Filed Document 0001518893-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Broad Street Real Estate Credit Partners II Offshore Master Fund, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001592278 Filed Document 0001140361-13-045022 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARVEST NATURAL RESOURCES, INC. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $5,370,120 Associated Brokers / Dealers N/A CIK Number 0000845289 Filed Document 0001209191-13-055405 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Freelance Anesthesia, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers None CIK Number 0001591891 Filed Document 0001591891-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
MOON CAPITAL GLOBAL EQUITY OFFSHORE FUND LTD. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324541 Filed Document 0000902664-13-003899 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stellus Credit VCOC Fund I, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588903 Filed Document 0001140361-13-045700 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Progress Ventures Fund II, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001575181 Filed Document 0001575181-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DigiPuppets LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001593202 Filed Document 0001593202-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Grubb Southeast Multifamily Fund IV, LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001543858 Filed Document 0001543858-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
ROY G NIEDERHOFFER NEGATIVE CORRELATION FUND LTD See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001454217 Filed Document 0001454217-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOON CAPITAL GLOBAL EQUITY PARTNERS OFFSHORE FUND LTD. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486131 Filed Document 0000902664-13-003902 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marjac Capital Partners, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591732 Filed Document 0001591732-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Vibrant Composites Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $750,005 Associated Brokers / Dealers N/A CIK Number 0001592714 Filed Document 0001592714-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ineda Systems, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $14,503,195 Associated Brokers / Dealers N/A CIK Number 0001575454 Filed Document 0001575454-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ramius IDF Master Fund LLC See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505289 Filed Document 0000926877-13-000257 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
TenantRex, LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001593555 Filed Document 0001593555-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
FINA, S.A. DE C.V. SOFOM, E.N.R. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001592087 Filed Document 0001592087-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MEXICO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
KILTEARN GLOBAL EQUITY FUND See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512079 Filed Document 0001512079-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACON Latin America Opportunities Fund IV, L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001590404 Filed Document 0001140361-13-045053 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Other
Seltzer LLC See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001592336 Filed Document 0001592336-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
Corvus Gold Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,527,069 Associated Brokers / Dealers Scarsdale Equities LLC and Euro Pacific Capital, Inc. CIK Number 0001507964 Filed Document 0001140361-13-045039 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Long/Short Credit Fund Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590900 Filed Document 0000945621-13-000365 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cerberus CT Partners, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Citi Private Advisory LLC CIK Number 0001592347 Filed Document 0001140361-13-045003 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Real Estate Debt Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590907 Filed Document 0000945621-13-000372 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2100 Freedom, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $30,006,307 Associated Brokers / Dealers N/A CIK Number 0001593386 Filed Document 0001140361-13-045128 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Glassbeam, Inc. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $3,319,682 Associated Brokers / Dealers N/A CIK Number 0001395790 Filed Document 0001395790-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne European High Yield Fund L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590747 Filed Document 0000945621-13-000360 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne European Event Driven Fund L.P. See All Filings	D/A	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532237 Filed Document 0000945621-13-000358 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Benchmark Capital Partners VIII, L.P. See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised $425,000,000 Associated Brokers / Dealers N/A CIK Number 0001593052 Filed Document 0001593052-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Capstone Equities Capital Management, LP See All Filings	D	2013-12-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529570 Filed Document 0001556218-13-000007 Exclusions or Exemptions 506b Accepted Date 2013-12-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Group Real Estate Secondary 2013 (Class P), L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593455 Filed Document 0001593455-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Panco 370 Columbus Avenue Co-Investment, LP See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593717 Filed Document 0001593717-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Growth Bancorp Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001539830 Filed Document 0000950103-13-007106 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CTM Holding, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $14,600,000 Associated Brokers / Dealers N/A CIK Number 0001592467 Filed Document 0001181431-13-061559 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Shareable Ink Corp See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $10,811,644 Associated Brokers / Dealers N/A CIK Number 0001504924 Filed Document 0001504924-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Quanergy Systems, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,499,973 Associated Brokers / Dealers N/A CIK Number 0001593480 Filed Document 0001593480-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mount Kellett Capital Partners III LP See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001593303 Filed Document 0000902664-13-003893 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Castle Rock Innovations, Inc. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001593427 Filed Document 0001140361-13-044934 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sankaty Middle Market Opportunities Fund II, L.P. See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584576 Filed Document 0001140361-13-044908 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NewQuest Asia Fund II, L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593266 Filed Document 0001593266-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Series A, a series of Balter '40 Act Capital Alternatives, L.P. See All Filings	D	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593468 Filed Document 0000898432-13-001437 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMUNDI SMITH BREEDEN SECURITIZED CREDIT OPPORTUNITIES LLC See All Filings	D/A	2013-12-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512046 Filed Document 0000919574-13-006864 Exclusions or Exemptions 506b Accepted Date 2013-12-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund