|
|
D/A |
2013-12-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AVM, L.P., James River Securities Corp., Norfolk Markets, LLC, Anchor Asset Management LLC, and Frontier Solutions, LLC
- CIK Number
- 0001426141
- Filed Document
- 0001426141-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-13 00:00:00 UTC |
- Amount To Be Raised
- $177,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551756
- Filed Document
- 0001551756-13-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-13 00:00:00 UTC |
- Amount To Be Raised
- $3,625,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594262
- Filed Document
- 0001594262-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594042
- Filed Document
- 0001594042-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001124574
- Filed Document
- 0001124574-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001487061
- Filed Document
- 0000919574-13-006915
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581004
- Filed Document
- 0000919574-13-006908
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., UBS Financial Services Inc., Morgan Stanley & Co. Incorporated, Kelson Capital LLC, Credit Suisse Securities (USA) LLC, and Neuberger Berman LLC
- CIK Number
- 0001460028
- Filed Document
- 0000902664-13-003949
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- EdgeLine Capital
- CIK Number
- 0001537327
- Filed Document
- 0001537327-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589198
- Filed Document
- 0001589198-13-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593742
- Filed Document
- 0001593742-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $109,500,000
- Associated Brokers / Dealers
- Select Capital Corporation
- CIK Number
- 0001575428
- Filed Document
- 0001575428-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $141,057
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593879
- Filed Document
- 0001534122-13-000035
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $12,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591058
- Filed Document
- 0001140361-13-045982
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- IOWA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $962,128
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528255
- Filed Document
- 0001528255-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $11,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001480983
- Filed Document
- 0001480983-13-000006
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545677
- Filed Document
- 0001545677-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001460014
- Filed Document
- 0000902664-13-003956
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564757
- Filed Document
- 0001564757-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NETHERLANDS
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594074
- Filed Document
- 0001594074-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,881,279
- Associated Brokers / Dealers
- Jimmy Edwards and William Schantz
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000252
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,950,270
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432732
- Filed Document
- 0001432732-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593975
- Filed Document
- 0001593975-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001547142
- Filed Document
- 0001547142-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593015
- Filed Document
- 0001593015-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NOT APPLICABLE
- CIK Number
- 0001029124
- Filed Document
- 0001029124-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $5,340,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576572
- Filed Document
- 0001576572-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $15,617,700
- Associated Brokers / Dealers
- Roth Capital Partners, LLC
- CIK Number
- 0001340287
- Filed Document
- 0001340287-13-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594118
- Filed Document
- 0001594118-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
Kotak India Leveraged Bond Fund Segregated Portfolio (K Opportunities Fund SPC)
See All Filings
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594063
- Filed Document
- 0001594063-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAURITIUS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc., UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Morgan Stanley & Co. Incorporated, and Neuberger Berman LLC
- CIK Number
- 0001216245
- Filed Document
- 0000902664-13-003948
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $25,000,010
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001314727
- Filed Document
- 0001168404-13-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594064
- Filed Document
- 0001594064-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531246
- Filed Document
- 0001531246-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $5,972,678
- Associated Brokers / Dealers
- Richard Devita
- CIK Number
- 0001135856
- Filed Document
- 0001135856-13-000253
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564545
- Filed Document
- 0000919574-13-006916
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- n/a and Julien Dargent
- CIK Number
- 0001578126
- Filed Document
- 0001181431-13-062673
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $4,605,953
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594222
- Filed Document
- 0001140361-13-045986
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593973
- Filed Document
- 0001593973-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg
- CIK Number
- 0001458492
- Filed Document
- 0001181431-13-062539
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001585455
- Filed Document
- 0001585455-13-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $130,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001557640
- Filed Document
- 0001557640-13-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L EQUITIES, LLC, CHARLES B. HARRISON, PHYLLIS J. BECK, PATRICK J. WHELCHEL, SCOTT HARRISON, and LORI MAYFIELD
- CIK Number
- 0001593348
- Filed Document
- 0001593348-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594134
- Filed Document
- 0001594134-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Neuberger Berman LLC
- CIK Number
- 0001515416
- Filed Document
- 0000902664-13-003950
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551158
- Filed Document
- 0001551158-13-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $337,714
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001502317
- Filed Document
- 0001140361-13-045828
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- $19,660,340
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594054
- Filed Document
- 0001594054-13-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001178623
- Filed Document
- 0000919574-13-006909
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2013-12-12 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- North Creek Butler and Richard A. Greenman
- CIK Number
- 0001594055
- Filed Document
- 0000919574-13-006923
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2013-12-12 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|