|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001320120
- Filed Document
- 0000902664-14-000425
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001584437
- Filed Document
- 0001584437-14-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598390
- Filed Document
- 0001598390-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $59,999,880
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597925
- Filed Document
- 0001597925-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $49,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598354
- Filed Document
- 0001595481-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598215
- Filed Document
- 0000902664-14-000413
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
SCHRODER EMERGING MARKETS DEBT FUND, A SEPARATE SERIES OF SCHRODER INVESTMENT PORTFOLIOS, L.P.
See All Filings
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SCHRODER FUND ADVISORS LLC
- CIK Number
- 0001376186
- Filed Document
- 0000819176-14-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001429185
- Filed Document
- 0000902664-14-000420
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001532029
- Filed Document
- 0001532029-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $332,330,000
- Associated Brokers / Dealers
- Trinity Group Limited, Diversus Investment Advisers Pty Limited, Wise Capital (Middle East) Limited, eQ Asset Management Ltd., FPG Partners, LLC and Funds Placement Group LLC, DLR Partners, LLC, eQ Asset Management Sweden AB, ICECAPITAL Asset Management (Denmark) A/S, and ICECAPITAL Asset Management (Norway) AS
- CIK Number
- 0001569685
- Filed Document
- 0001569685-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597908
- Filed Document
- 0001597908-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001598464
- Filed Document
- 0001598464-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $11,764,896
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001097780
- Filed Document
- 0001097780-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $2,418,194
- Associated Brokers / Dealers
- Scott Seibel and Donald Harrington
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, and Barclays Capital Inc.
- CIK Number
- 0001331180
- Filed Document
- 0001140361-14-003383
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $33,971,517
- Associated Brokers / Dealers
- Kenneth Dayton
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $4,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522561
- Filed Document
- 0001522561-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- OKLAHOMA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Mineral Property
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598214
- Filed Document
- 0001565908-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC
- CIK Number
- 0001526367
- Filed Document
- 0001526367-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574710
- Filed Document
- 0001574710-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $5,129,416
- Associated Brokers / Dealers
- Scott Seibel and Donald Harrington
- CIK Number
- 0001135856
- Filed Document
- 0001135856-14-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001043587
- Filed Document
- 0000919574-14-000413
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $3,247,215
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544999
- Filed Document
- 0001544999-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Craig C. Dawson, Kevin B. Davis, Matthew H. Moncrief, EDI Financial, Inc., J. Matthew Newtown, Andrew B. Linbeck, David E. Hicks, William W. Cathriner, Matthew P. Summers, and Stephen D. Strake
- CIK Number
- 0001589065
- Filed Document
- 0001589065-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $3,225,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523210
- Filed Document
- 0001523210-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001567468
- Filed Document
- 0001567468-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001161571
- Filed Document
- 0000892712-14-000117
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $4,791,800
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595548
- Filed Document
- 0001595548-14-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000896200
- Filed Document
- 0000896200-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569042
- Filed Document
- 0000945621-14-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597343
- Filed Document
- 0001597343-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453156
- Filed Document
- 0001453156-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Coronado Investments, LLC
- CIK Number
- 0001539836
- Filed Document
- 0001539836-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598332
- Filed Document
- 0001598332-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $550,000
- Associated Brokers / Dealers
- Nobles & Richards, Inc.
- CIK Number
- 0001577396
- Filed Document
- 0001577396-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001596881
- Filed Document
- 0001596881-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001586488
- Filed Document
- 0001536386-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-28 00:00:00 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598430
- Filed Document
- 0001598430-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-28 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001539297
- Filed Document
- 0001539297-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $8,001,098
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562216
- Filed Document
- 0001562216-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $56,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001356876
- Filed Document
- 0001356876-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $2,499,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432333
- Filed Document
- 0001432333-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001209191-14-005884
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $1,500,004
- Associated Brokers / Dealers
- Pinnacle Investments LLC
- CIK Number
- 0001433106
- Filed Document
- 0001433106-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc.
- CIK Number
- 0001584477
- Filed Document
- 0001584477-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001455689
- Filed Document
- 0001455689-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001597535
- Filed Document
- 0001597535-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FINLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- Ausdal Financial Partners, Inc., Sandlapper Securities, LLC, Vestech Securities, Inc., Harbor Light Securities, Watermark Advisors, LLC, Ashton Garnett Securities, LLC, MidAmerica Financial, Saxony Securities, Sunbelt Securities, Wanger Omni Wealth, LLC, Resource Horizons Group, IBN Financial Services, Dempsey Lord Smith LLC, Detwiler Fenton, Landolt Securities, Oaktree Securities, Capital Financial Services, Inc., Cape Securities Inc., Williams Financial Group, and NTV Asset Management, LLC
- CIK Number
- 0001534460
- Filed Document
- 0001534460-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598233
- Filed Document
- 0001598233-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-01-27 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544863
- Filed Document
- 0000919574-14-000397
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-01-27 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|