Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lone Pine Resources Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $100 Associated Brokers / Dealers N/A CIK Number 0001506932 Filed Document 0001104659-14-011027 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Baring Investment Series, LLC - Baring World Equity Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564276 Filed Document 0001564276-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baring Investment Series, LLC - Baring International Equity Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491482 Filed Document 0001491482-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Structured Credit Opportunities Fund Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569440 Filed Document 0001569440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROYAL BANK OF CANADA See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $2,300,000 Associated Brokers / Dealers RBC CAPITAL MARKETS, LLC and CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001000275 Filed Document 0001214659-14-001285 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Debt
NORTHWEST PETROLEUM INC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers Robert Van Etten CIK Number 0000837833 Filed Document 0000837833-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
Braddock Partners Offshore, Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407066 Filed Document 0000919574-14-001859 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WC ATLANTA INVESTCO LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $4,250,000 Associated Brokers / Dealers THE ENTERPRISE SECURITIES CO CIK Number 0001600433 Filed Document 0001600433-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Capital Benefit, Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $417,000 Associated Brokers / Dealers N/A CIK Number 0001600373 Filed Document 0001600373-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Other
EMG AENO Co-Investment, LP See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $270,000,000 Associated Brokers / Dealers N/A CIK Number 0001597459 Filed Document 0001597459-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Contech Holdings, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600381 Filed Document 0001600381-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
North Little Rock Medical Imaging, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001568297 Filed Document 0001568297-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Partners Capital Condor Fund VII (Cayman), L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588934 Filed Document 0001588934-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sharestates, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600426 Filed Document 0001600426-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Pursuit Vascular, Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001543609 Filed Document 0001543609-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Equity
SG Aurora Fund (Onshore) L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483918 Filed Document 0001140361-14-008220 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protein Metrics Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600469 Filed Document 0000950103-14-001174 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Payplant P2P Fund LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595043 Filed Document 0001595043-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NaviMed Partners, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568854 Filed Document 0001595990-14-000012 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Aspen Ridge, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,064,945 Associated Brokers / Dealers N/A CIK Number 0001600418 Filed Document 0001600418-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Potomac River Capital Fund 2, Ltd. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600419 Filed Document 0000902664-14-001202 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pinnacle Opportunity, LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001189551 Filed Document 0001268349-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
HealthScripts of America - Stafford, LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001600346 Filed Document 0001600346-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ALYESKA FUND LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432311 Filed Document 0001432311-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
ASCEND LEGEND FUND, LTD. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570215 Filed Document 0001405086-14-000104 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
West Hartford Grocery Center DST See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $8,159,215 Associated Brokers / Dealers Inland Securities Corporation, Douglas A. Beaney, and Jack Creighton CIK Number 0001599676 Filed Document 0000950138-14-000183 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Global Equity Event Opportunities Fund LLC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600167 Filed Document 0001264128-14-000015 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
W North Fund III, L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001599825 Filed Document 0001599825-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Baring Investment Series, LLC - Baring ACWI Ex US (SRI) Equity Fund See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539316 Filed Document 0001539316-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aleutian Fund 2, Ltd. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599656 Filed Document 0001599656-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
YOU ON DEMAND HOLDINGS, INC. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Chardan Capital Markets LLC CIK Number 0000837852 Filed Document 0001062993-14-000917 Exclusions or Exemptions 506c Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Pine River Quantitative Strategies Fund L.P. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600195 Filed Document 0001600195-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iQVCloud, LLC See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570029 Filed Document 0001570029-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
First Eagle Pacific Fund, LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506963 Filed Document 0000919574-14-001853 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Safety Quick Lighting & Fans Corp. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Bradley Woods & Co. Ltd. CIK Number 0001598981 Filed Document 0001598981-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Reaction Inc. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,576,870 Associated Brokers / Dealers N/A CIK Number 0001600230 Filed Document 0001600230-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Red Rooster MTJ, LTD. See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001600407 Filed Document 0001600239-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
ALTIGEN COMMUNICATIONS INC See All Filings	D	2014-02-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001003607 Filed Document 0001003607-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Partners Capital Condor Fund VII, L.P. See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588933 Filed Document 0001588933-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Braddock Partners, LP See All Filings	D/A	2014-02-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406947 Filed Document 0000919574-14-001860 Exclusions or Exemptions 506b Accepted Date 2014-02-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pearl CityCentre Holdings, Ltd. See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised $42,563,320 Associated Brokers / Dealers N/A CIK Number 0001600166 Filed Document 0001181431-14-007253 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
First Round CSWR, LLC See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised $867,000 Associated Brokers / Dealers N/A CIK Number 0001600720 Filed Document 0001600601-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
JANA Partners, L.P. See All Filings	D/A	2014-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156346 Filed Document 0000902664-14-001186 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DDD&G Habana, LLC See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001598997 Filed Document 0001181431-14-007291 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
MGC LLC See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001599897 Filed Document 0000949353-14-000035 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
JANA Nirvana Offshore Fund, Ltd. See All Filings	D/A	2014-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459638 Filed Document 0000902664-14-001185 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
NeurOp, Inc. See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600607 Filed Document 0001600607-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
RP - Campus Edge, L.P. See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised $4,943,218 Associated Brokers / Dealers N/A CIK Number 0001600120 Filed Document 0001600120-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Encore Gaming, LLC See All Filings	D	2014-02-17 00:00:00 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001600237 Filed Document 0000911959-14-000008 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
JANA Nirvana Fund, L.P. See All Filings	D/A	2014-02-17 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459715 Filed Document 0000902664-14-001184 Exclusions or Exemptions 506b Accepted Date 2014-02-17 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity