|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- JP Morgan Securities, Inc., SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc.
- CIK Number
- 0001224274
- Filed Document
- 0001555883-14-000007
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001368836
- Filed Document
- 0001368836-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001422816
- Filed Document
- 0001422816-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001321086
- Filed Document
- 0001321086-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- Merriman Capital, Inc.
- CIK Number
- 0001134765
- Filed Document
- 0001415889-14-000659
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $1,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545746
- Filed Document
- 0001545746-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Real Estate Group LLC
- CIK Number
- 0001578378
- Filed Document
- 0001578378-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $2,184,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600574
- Filed Document
- 0001600574-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599543
- Filed Document
- 0000919574-14-001896
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-20 00:00:00 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- Cantone Research, Inc.
- CIK Number
- 0001569009
- Filed Document
- 0001569009-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-20 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599297
- Filed Document
- 0001599297-14-000001
- Exclusions or Exemptions
- 505 and 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001587822
- Filed Document
- 0001587822-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $10,999,999
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001396564
- Filed Document
- 0001396564-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $3,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600484
- Filed Document
- 0001600484-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $45,022
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600214
- Filed Document
- 0001600214-14-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $3,400,117
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001450034
- Filed Document
- 0001450034-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001372983
- Filed Document
- 0001372983-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $307,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599768
- Filed Document
- 0001572426-14-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- HONG KONG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545295
- Filed Document
- 0000902664-14-001213
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $15,694,464
- Associated Brokers / Dealers
- Eric A. Bicknese, Scott D. Offerman, Robert J. Luna, Jeremy A. Kisner, Mark L. Lopez, Jeffrey S. Anderson, Thomas D. Sanders, Kyle H. Imholte, Corbin S. Thomas, John K. Lee, Leonard R. Bettencourt, Hagop (Jacob) S. Tujian, Dwight K. Kay, David L. Funk, Nathaniel M. Kuhn, Jeremy R. Armagost, Donovan T. Kelly, Justin C. Lowy, Christina S. Nielson, David W. Toetz, David N. Chazin, John P. Schlatter, Robert A. Horning, Gary L. Pettus, Terry A. Vrieze, Joseph G. Michaletz, David S. Waters, and Andrew A. Arno
- CIK Number
- 0001595642
- Filed Document
- 0001595642-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599605
- Filed Document
- 0001437749-14-002459
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $195,950
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591548
- Filed Document
- 0001591548-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $276,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590359
- Filed Document
- 0001590359-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC
See All Filings
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001569570
- Filed Document
- 0000898432-14-000266
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $16,280,816
- Associated Brokers / Dealers
- Inland Securities Corporation and Steven D. Meahan
- CIK Number
- 0001599875
- Filed Document
- 0001599875-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $54,999,991
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513818
- Filed Document
- 0001288649-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001431420
- Filed Document
- 0000919574-14-001890
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541858
- Filed Document
- 0001541858-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $1,000,518
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001421555
- Filed Document
- 0001421555-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $30,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001262270
- Filed Document
- 0001262270-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- KENTUCKY
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- Cedar Point Capital, LLC
- CIK Number
- 0001450951
- Filed Document
- 0001235802-14-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $255,025
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001523221
- Filed Document
- 0001523221-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $5,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001581532
- Filed Document
- 0001181431-14-008136
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001541772
- Filed Document
- 0000919574-14-001888
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600401
- Filed Document
- 0001181431-14-007614
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001570317
- Filed Document
- 0001570317-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- STANDARD LIFE INVESTMENTS SECURITIES LLC
- CIK Number
- 0001582969
- Filed Document
- 0001595990-14-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569999
- Filed Document
- 0001569999-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001522208
- Filed Document
- 0001209191-14-011635
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512129
- Filed Document
- 0000935836-14-000124
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $50,822
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600214
- Filed Document
- 0001600214-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mortgage Money Market, Inc. and Erez J. Chanin
- CIK Number
- 0001518325
- Filed Document
- 0001518325-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $5,625,000
- Associated Brokers / Dealers
- GVC Capital
- CIK Number
- 0000727346
- Filed Document
- 0001011034-14-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $1,235,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599491
- Filed Document
- 0001599491-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001129676
- Filed Document
- 0001013594-14-000210
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $6,150,000
- Associated Brokers / Dealers
- Joey D. Miller and Kenneth M. Levine
- CIK Number
- 0001600157
- Filed Document
- 0001600157-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $8,920,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001084764
- Filed Document
- 0001084764-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001561628
- Filed Document
- 0001561628-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Quantix Equity Management, LLC
- CIK Number
- 0001597677
- Filed Document
- 0001597677-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-02-19 00:00:00 UTC |
- Amount To Be Raised
- $880,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600236
- Filed Document
- 0001600236-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-02-19 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|