Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Swee10, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,299,998 Associated Brokers / Dealers N/A CIK Number 0001599757 Filed Document 0001140361-14-009183 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Massey Quick Multi Manager Equity Fund LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001523099 Filed Document 0001523099-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREMIUM POWER CORP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $18,547,000 Associated Brokers / Dealers N/A CIK Number 0001281994 Filed Document 0001281994-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
IDG Ventures USA III, L.P. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001598935 Filed Document 0001598935-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PNC Real Estate Tax Credit Capital Institutional Fund 52 Limited Partnership See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $101,000,000 Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001587847 Filed Document 0001587847-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Emerald Therapeutics, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $6,000,005 Associated Brokers / Dealers N/A CIK Number 0001501852 Filed Document 0001501852-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UrbanSitter, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $14,999,999 Associated Brokers / Dealers Ackrell Capital, LLC CIK Number 0001537586 Filed Document 0001537586-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PERFICIENT INC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $16,156,009 Associated Brokers / Dealers N/A CIK Number 0001085869 Filed Document 0001085869-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Behavioral Technology Group Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001600440 Filed Document 0001600440-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
FundersClub F3Q LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $104,000 Associated Brokers / Dealers N/A CIK Number 0001592401 Filed Document 0001592401-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Goji Food Solutions Ltd. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $597,532 Associated Brokers / Dealers N/A CIK Number 0001535986 Filed Document 0001535986-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
LIGHTHOUSE AGGRESSIVE GROWTH FUND LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SunTrust Investment Services, Inc., Atlantic Trust Company, and SunTrust Banks, Inc. CIK Number 0001157733 Filed Document 0001555883-14-000006 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Cohbar, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001522602 Filed Document 0001522602-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA Defensive Strategies Partership, LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540529 Filed Document 0001540529-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BioRegency, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600594 Filed Document 0001600594-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Bond Street Marketplace, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001600550 Filed Document 0001600550-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Elcelyx Therapeutics, Inc. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $24,720,101 Associated Brokers / Dealers N/A CIK Number 0001486988 Filed Document 0001486988-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Delegate Lighthouse Select Fund, LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, SunTrust Banks, Inc., and SunTrust Investment Services, Inc. CIK Number 0001555883 Filed Document 0001555883-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Myriad Opportunities US Fund Ltd See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001541829 Filed Document 0001541829-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Frame, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001600512 Filed Document 0001600512-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AltaMira Mortgage Partners LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001599881 Filed Document 0001140361-14-008767 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BLAZER & FLIP FLOPS, INC. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $3,510,000 Associated Brokers / Dealers N/A CIK Number 0001600567 Filed Document 0001600567-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Bellerophon Therapeutics LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001600132 Filed Document 0001600132-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lighthouse Credit Compass Segregated Portfolio, a segregated portfolio of Lighthouse Strategies Fund, SPC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic Trust Company, Certitude Global Investments Limited, APB Financial Group, SunTrust Investment Services, Inc., SunTrust Banks, Inc., and Primores AG CIK Number 0001522455 Filed Document 0001555883-14-000005 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Criterion Horizons Offshore, Ltd. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487012 Filed Document 0000935836-14-000131 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saltwater Reclamation Fund I, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Sandlapper Securities LLC CIK Number 0001600659 Filed Document 0001600659-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Special Credit Opportunities (Parallel) IV, L.P. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570260 Filed Document 0001140361-14-009017 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ategra Community Financial Institution Fund, LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453379 Filed Document 0000919574-14-001902 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AlpInvest FCR Secondaries Fund, L.P. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001600596 Filed Document 0001600596-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
One Degree Commercial Lending, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001600579 Filed Document 0001600579-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
KING & I AUSTRALIA 2014 L.P. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600413 Filed Document 0001600413-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Halo Neuro Inc. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001581082 Filed Document 0001581082-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
III FUND LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AVM, L.P., Maymont Partners, Inc., Anchor Asset Management LLC, Frontier Solutions, LLC, Norfolk Markets, LLC, and James River Securities Corp. CIK Number 0001077921 Filed Document 0001077921-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xi3, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001567074 Filed Document 0001567074-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business UTAH Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
GoingMyWay, LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001549875 Filed Document 0001549875-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
WestStar Capital LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers ARETE Wealth Management LLC CIK Number 0001598936 Filed Document 0001598936-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Greater Alabama Lithotripsy LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $138,683 Associated Brokers / Dealers N/A CIK Number 0001384244 Filed Document 0001384244-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnEvolv, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,794,845 Associated Brokers / Dealers N/A CIK Number 0001600553 Filed Document 0001600553-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
XF TECHNOLOGIES INC. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $3,013,294 Associated Brokers / Dealers N/A CIK Number 0001546414 Filed Document 0001546414-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Crystal Tech Fund LP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001600385 Filed Document 0001600385-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
UBS (US) TRUMBULL PROPERTY FUND LP See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001430080 Filed Document 0001430080-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
ENDURANCE WIND POWER INC. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised $1,011,240 Associated Brokers / Dealers N/A CIK Number 0001502317 Filed Document 0001140361-14-008880 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
POWERHIVE INC. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001600702 Filed Document 0001600702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
UNITED SECURITY INVESTORS II, LLC See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518324 Filed Document 0001518324-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Other
Criterion Capital Partners Ltd. See All Filings	D/A	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254282 Filed Document 0000935836-14-000132 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Swan Group Holdings, LTD See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Middlebury Securities CIK Number 0001597196 Filed Document 0001597196-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BERMUDA Revenue or Assets $No Revenues Type of Security Equity
e-Chromic Technologies, Inc. See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001600622 Filed Document 0001600622-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SOGP LP See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600671 Filed Document 0001019056-14-000274 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GGR Group, LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers None CIK Number 0001600471 Filed Document 0001600471-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Equity
Intrinsic Medical Imaging LLC See All Filings	D	2014-02-20 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001540811 Filed Document 0001540811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-02-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity