Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Campus Quad, Inc. See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $167,000 Associated Brokers / Dealers N/A CIK Number 0001590871 Filed Document 0001590871-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SOHO SATELLITE FUND, LP See All Filings	D/A	2014-03-07 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001357252 Filed Document 0000919574-14-002255 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
40 Group, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001602017 Filed Document 0001602017-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
CCRC of Ames, LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $9,600,000 Associated Brokers / Dealers N/A CIK Number 0001602149 Filed Document 0001602149-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
CANYON VALLEY LITHOTRIPSY LLC See All Filings	D	2014-03-07 00:00:00 UTC
Amount To Be Raised $78,000 Associated Brokers / Dealers N/A CIK Number 0001564965 Filed Document 0001564965-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-07 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Caisson Breakwater Fund, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544284 Filed Document 0001357140-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RAFFLES ASSOCIATES LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169581 Filed Document 0001169581-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIRE DISCOVERY GROUP OFFSHORE, LTD. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001361108 Filed Document 0000919574-14-002146 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
THIRD AVENUE SPECIAL SITUATIONS FUND LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001242672 Filed Document 0000919574-14-002160 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam High Yield Fixed Income Fund, LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483244 Filed Document 0001483244-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELIZABETH PARK CAPITAL II L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Compass Securities Corp. CIK Number 0001530421 Filed Document 0000943663-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Next University, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601012 Filed Document 0001601012-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
NYES LEDGE CAPITAL PARTNERS, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001325724 Filed Document 0000919574-14-002127 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JIMMYASH LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001453696 Filed Document 0001453696-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
CARLYLE ASIA REAL ESTATE COINVESTMENT II, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458223 Filed Document 0001181431-14-011475 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Bond Capital Income Fund II LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572053 Filed Document 0001572053-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JIREH PROPERTIES Corp See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001576520 Filed Document 0001576520-14-000003 Exclusions or Exemptions 506c Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Karakoram Lender, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Karakoram Lender, LLC CIK Number 0001601673 Filed Document 0000916002-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Spinnaker Fund LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570760 Filed Document 0001570760-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iLumi Solutions, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $1,437,294 Associated Brokers / Dealers N/A CIK Number 0001600086 Filed Document 0001209191-14-017815 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SYLVAN LAKE PARTNERS LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001346194 Filed Document 0001013594-14-000308 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Third Avenue Institutional International Value Fund LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001418591 Filed Document 0000919574-14-002158 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/Armajaro Commodities Fund Ltd See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001435385 Filed Document 0001140361-14-011359 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Green Endeavors, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001487997 Filed Document 0001487997-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Founders Fund V, LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $1,015,200,000 Associated Brokers / Dealers N/A CIK Number 0001601419 Filed Document 0001601419-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459792 Filed Document 0001459792-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICONIQ Access 22, LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593858 Filed Document 0001593858-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Watershed Capital Partners II, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453073 Filed Document 0001453073-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBI, INC. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001381105 Filed Document 0001213900-14-001287 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SL North Texas Leasing, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001601859 Filed Document 0001601859-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
ICONIQ Access 24, LP See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001601757 Filed Document 0001601757-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumagear, Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $2,695,000 Associated Brokers / Dealers None CIK Number 0001556547 Filed Document 0000927087-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Fischer Offshore Fund Ltd See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001384048 Filed Document 0000919574-14-002139 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H & A REALTY MANAGEMENT INC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001601951 Filed Document 0001065949-14-000073 Exclusions or Exemptions 506c Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Private-I Partners, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Laidlaw & Company (UK) Ltd. CIK Number 0001601837 Filed Document 0001601837-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $Not Applicable Type of Security Equity
ICONIQ Access 18, LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001594067 Filed Document 0001594067-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Corbin Opportunity Fund, Ltd. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers XT Capital Partners, LLC and KELSON CAPITAL LLC CIK Number 0001571005 Filed Document 0001571005-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altus Radiation Oncology (Beaumont), L.P. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $737,500 Associated Brokers / Dealers N/A CIK Number 0001493867 Filed Document 0001162677-14-000022 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Free Flow Wines, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $1,560,000 Associated Brokers / Dealers N/A CIK Number 0001601810 Filed Document 0001601810-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
IWC Natural Resources, L.P. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600841 Filed Document 0001600841-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Seamless Medical Systems Inc. See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001601823 Filed Document 0001601823-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $No Revenues Type of Security Equity
PCM PROVIDENT AGENCY FUND LP See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453503 Filed Document 0001453503-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CP V COINVESTMENT B CAYMAN, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458236 Filed Document 0001181431-14-011468 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
DCM Ventures China Fund (DCM VII), L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $301,000,000 Associated Brokers / Dealers N/A CIK Number 0001581117 Filed Document 0001581117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FISCHER GLOBAL OPPORTUNITY FUND, L.P. See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381680 Filed Document 0000919574-14-002141 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AWHG Forsyth Investment Group, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $4,256,000 Associated Brokers / Dealers n/a CIK Number 0001598162 Filed Document 0001598162-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Allied Downhole Technologies, LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $512,812 Associated Brokers / Dealers N/A CIK Number 0001600000 Filed Document 0001600000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cabbage Bluff, LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised $6,023,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001596576 Filed Document 0001596576-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
KCD Holdings Co., LLC See All Filings	D	2014-03-06 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001601020 Filed Document 0001601020-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Wealth Advisors Conservative Growth Fund LLC See All Filings	D/A	2014-03-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299872 Filed Document 0001299872-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity