Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LiquidPractice LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001537956 Filed Document 0001104659-14-018016 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Granite Point Capital, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460125 Filed Document 0001546927-14-000088 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Complete Solar Solution, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $5,860,001 Associated Brokers / Dealers N/A CIK Number 0001562192 Filed Document 0001562192-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Bear Resources III, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $5,750,000 Associated Brokers / Dealers N/A CIK Number 0001600996 Filed Document 0001600996-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Levin Capital Trilogy Offshore, Ltd. (Class D & E Shares) See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Capital Growth Securities LLC, LCS Securities, LLC, and Pickwick Capital Partners, LLC CIK Number 0001458908 Filed Document 0000902664-14-001625 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evansburg Capital, LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569826 Filed Document 0001569826-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Multi-Shot, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $76,890,100 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001601425 Filed Document 0001601425-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Capital, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001225355 Filed Document 0000902664-14-001632 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vailshire Partners, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595214 Filed Document 0001595214-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
R'evolution Seafood at Renaissance, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001602123 Filed Document 0001602123-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business MISSISSIPPI Revenue or Assets $No Revenues Type of Security Equity
PZENA INTERNATIONAL VALUE FUND (GT), a separate investment fund of Pzena Value Group Trust See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001391855 Filed Document 0001393725-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Asia Hedged Opportunity Fund, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515342 Filed Document 0000943663-14-000032 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Novan, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $3,502,125 Associated Brokers / Dealers N/A CIK Number 0001467154 Filed Document 0001467154-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Earnest Partners China Fund (A Separate Series of the Earnest Series Investment Trust) See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562374 Filed Document 0000897069-14-000182 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iVantage Health Analytics, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $5,448,172 Associated Brokers / Dealers N/A CIK Number 0001528502 Filed Document 0001192482-14-000041 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
ZS Pharma, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001459266 Filed Document 0001459266-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN STEADFAST L P See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001214115 Filed Document 0001013594-14-000249 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG SUPER FUND INTERNATIONAL PARTNERS, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460094 Filed Document 0001315863-14-000167 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Specialists On Call, Inc. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $31,610,096 Associated Brokers / Dealers N/A CIK Number 0001396565 Filed Document 0001396565-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001590974 Filed Document 0001590974-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
AT MLP Fund, LLC See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476333 Filed Document 0000943663-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALPHAKEYS KKR ENERGY INCOME FUND, L.L.C. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC. CIK Number 0001587485 Filed Document 0001601525-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OneUp Games, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001595142 Filed Document 0001595142-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Kayak Investment Partners Fund, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571342 Filed Document 0001571342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HCN LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $234,204,287 Associated Brokers / Dealers N/A CIK Number 0001601133 Filed Document 0001601133-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZEPHYR LATIN AMERICAN FUND LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031312 Filed Document 0001172661-14-000766 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Greywolf CLO Credit Fund Offshore IA, Ltd. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543950 Filed Document 0001543950-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greywolf CLO Credit Fund Offshore I, Ltd. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543951 Filed Document 0001543951-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Koch Holdings, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,253,200 Associated Brokers / Dealers N/A CIK Number 0001173998 Filed Document 0001173998-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
IMAGE VISION LABS, INC. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001503991 Filed Document 0001209191-14-020848 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
DWS GLOBAL COMMODITIES QP TRUST See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers DeAM Investor Services, Inc. CIK Number 0001386464 Filed Document 0001386464-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Health Outcomes Sciences, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $12,750,000 Associated Brokers / Dealers N/A CIK Number 0001602369 Filed Document 0001602369-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
FPR Partners, LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $5,000,000,000 Associated Brokers / Dealers BTIG, LLC CIK Number 0001416121 Filed Document 0001416121-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rolling Cash West Campus L.P. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $2,065,000 Associated Brokers / Dealers N/A CIK Number 0001602407 Filed Document 0001602407-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mogo Finance Technology Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $266,500 Associated Brokers / Dealers N/A CIK Number 0001602842 Filed Document 0001140361-14-013130 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
AlertID Inc See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $4,405,000 Associated Brokers / Dealers N/A CIK Number 0001538544 Filed Document 0001255294-14-000177 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
On Deck Capital Inc See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $77,000,171 Associated Brokers / Dealers N/A CIK Number 0001420811 Filed Document 0001420811-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INTERCONTINENTAL CAPITAL PARTNERS, LTD. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459159 Filed Document 0001459159-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Geosphere Fund, Ltd. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415395 Filed Document 0000919574-14-002197 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DisperSol Technologies, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $7,521,690 Associated Brokers / Dealers N/A CIK Number 0001541408 Filed Document 0001541408-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Campion Designs, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001602239 Filed Document 0001602239-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
CYPRESS PARTNERS LP See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0000820988 Filed Document 0000935836-14-000153 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camelot Capital, L.P. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0000917888 Filed Document 0000917888-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Apollo Offshore Structured Credit Recovery Fund III Ltd. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001593826 Filed Document 0000950142-14-000609 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALTUS REALTY INCOME FUND, LLC See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001601468 Filed Document 0001601468-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Norcap EquityPlus Fund, L.P. See All Filings	D/A	2014-03-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537315 Filed Document 0001507943-14-000028 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Andalay Solar, Inc. See All Filings	D	2014-03-10 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001347452 Filed Document 0001140361-14-011944 Exclusions or Exemptions 506b Accepted Date 2014-03-10 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Reelio, Inc. See All Filings	D	2014-03-09 00:00:00 UTC
Amount To Be Raised $1,295,000 Associated Brokers / Dealers N/A CIK Number 0001601883 Filed Document 0001601883-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Igor, Inc. See All Filings	D	2014-03-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001582613 Filed Document 0001582613-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Turtle Fund I LLC See All Filings	D/A	2014-03-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363424 Filed Document 0001363424-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund