Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Amici Healthcare, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001279829 Filed Document 0000902664-14-001869 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ROYCE RAZOR FUND See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001124890 Filed Document 0001124890-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
BREVAN HOWARD EMERGING MARKETS STRATEGIES FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001434436 Filed Document 0001434436-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Farallon Capital Partners, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001175707 Filed Document 0000902664-14-001857 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physician Portal, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001589832 Filed Document 0001589832-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
APJeT, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001403772 Filed Document 0001403772-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FLITE INC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $23,999,991 Associated Brokers / Dealers N/A CIK Number 0001427000 Filed Document 0001427000-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
12 MALIBU MOON/SHE SAYS IT BEST, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $462,000 Associated Brokers / Dealers N/A CIK Number 0001602780 Filed Document 0001602780-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
12 PLEASANTLY PERFECT/WINTER TIDE, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $185,000 Associated Brokers / Dealers N/A CIK Number 0001602962 Filed Document 0001602962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Athena Wellness Brands, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001541166 Filed Document 0001541166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PDT Mosaic Fund, LLC See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564627 Filed Document 0001564627-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Rathmore Fund, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001486766 Filed Document 0000902664-14-001875 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flux Power Holdings, Inc. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $5,291,460 Associated Brokers / Dealers Security Research Associates, Inc. CIK Number 0001083743 Filed Document 0001140361-14-013513 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RAYMOND JAMES CALIFORNIA HOUSING OPPORTUNITIES FUND III L.L.C. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers Sean M. Hannan, Aline Rose Lavelle, Drew Goldman, and Barry P. Boothe CIK Number 0001594615 Filed Document 0001594615-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
See Me Group, Inc. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001544205 Filed Document 0001544205-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HORIZON CREDIT OPPORTUNITIES OFFSHORE FUND LTD See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KBD SECURITIES, LLC CIK Number 0001423791 Filed Document 0001423791-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JK ASIAN INVEST LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460990 Filed Document 0001315863-14-000204 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CHINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Accelerator Fund, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers NLCG Distributors, LLC CIK Number 0001568440 Filed Document 0001012975-14-000188 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lone Cascade, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315379 Filed Document 0000902664-14-001856 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maverick Select, Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589402 Filed Document 0000947871-14-000165 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TURNER SPECTRUM LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453682 Filed Document 0001432925-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VISCOUNT SYSTEMS INC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Pickwick Capital Partners LLC CIK Number 0001158387 Filed Document 0001062993-14-001603 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
KITEDESK, INC. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,250,158 Associated Brokers / Dealers N/A CIK Number 0001602084 Filed Document 0001140361-14-013195 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Turner Global Resources & Infrastructure, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459915 Filed Document 0001432925-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STRUCTURED SERVICING HOLDINGS MASTER FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001169066 Filed Document 0001565908-14-000026 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIDAS GOLD CORP. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $3,032,332 Associated Brokers / Dealers Haywood Securities Inc. CIK Number 0001526243 Filed Document 0001140361-14-013291 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Collectors' Fund L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001087378 Filed Document 0000902664-14-001870 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OGH III LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602673 Filed Document 0001602673-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Millennium Global Estate LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145214 Filed Document 0000902664-14-001887 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BREVAN HOWARD ASIA FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001402821 Filed Document 0001402821-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Turner/Tomorrow Ventures Genesis, LP See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001602851 Filed Document 0001572412-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
adRise, Inc. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $4,091,859 Associated Brokers / Dealers N/A CIK Number 0001559427 Filed Document 0001559427-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Criquet Apparel, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $605,000 Associated Brokers / Dealers N/A CIK Number 0001560819 Filed Document 0001560819-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
CASPIAN SELECT CREDIT FUND LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001421566 Filed Document 0001421566-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Kings Capital Long Only, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572909 Filed Document 0000919574-14-002330 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stacksearch, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001567235 Filed Document 0001567235-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Farallon Capital (AM) Investors, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501082 Filed Document 0000902664-14-001863 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sentons, Inc. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $23,491,800 Associated Brokers / Dealers N/A CIK Number 0001536976 Filed Document 0001514026-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amici Global Partners, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christopher E. Engel and Lee W. Gladden CIK Number 0001402131 Filed Document 0000902664-14-001868 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Potrero Capital Research Partners II, L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572224 Filed Document 0001572224-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
12 WAR FRONT/REMEMBER THE KEG, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $645,000 Associated Brokers / Dealers N/A CIK Number 0001602947 Filed Document 0001602947-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
C&A Turnbull, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001603011 Filed Document 0001603011-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
Sapheneia Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001602914 Filed Document 0001602914-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Healthvest Craig Ranch, LLC See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001582342 Filed Document 0001582342-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
RCP Fund IX, LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers PTP Securities, LLC, Cato Capital LLC, and Haydon Hill Advisors Ltd. CIK Number 0001599547 Filed Document 0001599547-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
NinePoint Medical, Inc. See All Filings	D	2014-03-18 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001473959 Filed Document 0001473959-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SENECA CAPITAL LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219319 Filed Document 0001140361-14-013322 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Real Estate Managed Account (B), L.P. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517037 Filed Document 0001517037-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAVERICK LONG LP See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324642 Filed Document 0000947871-14-000164 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICE Focus EM Credit Fund (Cayman), Ltd. See All Filings	D/A	2014-03-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514223 Filed Document 0001514223-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund