Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Houston Global Fund LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509092 Filed Document 0001509092-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Live Learn Properties Fund II, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001601668 Filed Document 0001601668-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UBS GLOBAL ALPHA STRATEGIES LTD See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS AG New York Branch, UBS AG, UBS Financial Services Inc., UBS Global Asset Management (UK) Ltd, UBS Global Asset Management (Singapore) Ltd, UBS AG London Branch, UBS AG Jersey Branch, and UBS Deutschland AG, Frankfurt CIK Number 0001181466 Filed Document 0000902664-14-001994 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alexza Pharmaceuticals Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $3,457 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001344413 Filed Document 0001603018-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
SeaStone Offshore Fund, Ltd. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582951 Filed Document 0001140361-14-014609 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JBG Investment Fund IX, L.L.C. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001602544 Filed Document 0001140361-14-014849 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
MIG IRC, LLC See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556531 Filed Document 0001453353-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Coronation Universal Fund - Coronation Global Emerging Markets Equity Fund See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569349 Filed Document 0000943663-14-000080 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EQUINOX CONSERVATIVE FUND LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000926610 Filed Document 0000926610-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
KEEPSAFE SOFTWARE, INC. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $3,475,000 Associated Brokers / Dealers N/A CIK Number 0001602366 Filed Document 0001602384-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwest Physicians Laboratories LLC See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers None CIK Number 0001560601 Filed Document 0000927087-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle ECI Coinvestment, L.P. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001603335 Filed Document 0001140361-14-014527 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AH Parallel Fund IV, L.P. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001603197 Filed Document 0001603197-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FORESTER HEDGE, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532261 Filed Document 0000919574-14-002447 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRAIG DRILL CAPITAL II, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546137 Filed Document 0000919574-14-002454 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midsummer Small Cap, Ltd. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500751 Filed Document 0000919574-14-002442 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CA Office Investors Renaissance, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $2,870,000 Associated Brokers / Dealers N/A CIK Number 0001603117 Filed Document 0001603117-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DRAGONEER OPPORTUNITIES OFFSHORE FEEDER, L.P. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001603844 Filed Document 0001602252-14-000011 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRESCENDO PARTNERS II LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001219602 Filed Document 0000919574-14-002459 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AngelList-Rachio-Fund, a series of AngelList-FG-Funds, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $69,250 Associated Brokers / Dealers N/A CIK Number 0001603981 Filed Document 0001603981-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S.G.V. Property Fund II, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001601962 Filed Document 0001601962-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
WIND POWER HOLDINGS INC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $5,050,182 Associated Brokers / Dealers CORMARK SECURITIES (USA) LTD. and Canaccord Genuity Inc. CIK Number 0001453353 Filed Document 0001453353-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Manicube, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $999,972 Associated Brokers / Dealers N/A CIK Number 0001603724 Filed Document 0001140361-14-014576 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC - Segregated Portfolio 14 See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001469695 Filed Document 0001565908-14-000031 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Diversified, Ltd. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387152 Filed Document 0000919574-14-002446 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Threat Assessment, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers None CIK Number 0001603183 Filed Document 0001603183-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
PIMCO BRAVO Fund II Special Onshore Feeder (TE), L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001591348 Filed Document 0001599462-14-000019 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO BRAVO FUND II, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC and CITIGROUP GLOBAL MARKETS INC. CIK Number 0001572531 Filed Document 0001599462-14-000014 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forester Opportunities, Ltd. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558723 Filed Document 0000919574-14-002453 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hatteras Master Fund, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001307689 Filed Document 0001307689-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $584,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001051209-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Paperless Transaction Management, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001468389 Filed Document 0001468389-14-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
LAGUNA COMMERCIAL CAPITAL, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001603438 Filed Document 0001603438-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AQR DELTA Sapphire Fund, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458460 Filed Document 0001458460-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lucidus G4 Fund Ltd See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001544243 Filed Document 0000902664-14-001993 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR International Equity Fund II, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487702 Filed Document 0001487702-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH ENHANCEMENT PRODUCTS INC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001101026 Filed Document 0001078782-14-000473 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Freeway Funding, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers none CIK Number 0001585233 Filed Document 0001585233-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AIMS Senior Loan Access LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001603865 Filed Document 0001140361-14-014502 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ControlRad Systems, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $4,533,081 Associated Brokers / Dealers N/A CIK Number 0001558121 Filed Document 0001558121-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Atlas US Royalty LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001603018 Filed Document 0001603018-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Vogue Capital Management Fund, LP See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456134 Filed Document 0001456134-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bluestone Ventures Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001603761 Filed Document 0001511164-14-000150 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Midsummer Small Cap, L.P. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500900 Filed Document 0000919574-14-002441 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USA 1-1, LLC See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $322,500 Associated Brokers / Dealers N/A CIK Number 0001601166 Filed Document 0001601166-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Mineral Property
TCM EAGLE FUND LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603042 Filed Document 0001013594-14-000332 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Veracity Credit Corp. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001603279 Filed Document 0001603279-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
CWD Urban Fund, L.L.C. See All Filings	D/A	2014-03-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001546185 Filed Document 0001546185-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Soar, Inc. See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001603334 Filed Document 0001603334-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRESCENDO PARTNERS III LP See All Filings	D	2014-03-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405546 Filed Document 0000919574-14-002460 Exclusions or Exemptions 506b Accepted Date 2014-03-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund