|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001562103
- Filed Document
- 0001562103-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $13,000,000
- Associated Brokers / Dealers
- Sandler, O'Neill & Partners, L.P.
- CIK Number
- 0000806279
- Filed Document
- 0000897101-14-000432
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604711
- Filed Document
- 0001393725-14-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- Dannie L. Moss, Rodney Teeter, and William Evans
- CIK Number
- 0001602626
- Filed Document
- 0001602626-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Rodney Madden
- CIK Number
- 0001429533
- Filed Document
- 0001429533-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604595
- Filed Document
- 0001604595-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600523
- Filed Document
- 0001600523-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601301
- Filed Document
- 0001601301-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- $35,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601796
- Filed Document
- 0001362118-14-000053
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600194
- Filed Document
- 0001600194-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001563404
- Filed Document
- 0001563404-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2014-04-03 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001576438
- Filed Document
- 0001591514-14-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-03 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Charles Jordan & Co., LLC
- CIK Number
- 0001571484
- Filed Document
- 0000919574-14-002482
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $2,501,061
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604647
- Filed Document
- 0001604647-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $4,225,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603786
- Filed Document
- 0001603786-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604737
- Filed Document
- 0001393725-14-000046
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $269,228
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498163
- Filed Document
- 0001140361-14-015471
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604507
- Filed Document
- 0001604507-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001414428
- Filed Document
- 0001414428-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
PIMCO Absolute Return Strategy III Overlay Offshore Fund Ltd.
See All Filings
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001577866
- Filed Document
- 0001603977-14-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
See All Filings
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001571731
- Filed Document
- 0001603977-14-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001512334
- Filed Document
- 0001405086-14-000136
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001536479
- Filed Document
- 0001536479-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001461632
- Filed Document
- 0001461632-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601830
- Filed Document
- 0001601830-14-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603503
- Filed Document
- 0001546927-14-000100
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001510262
- Filed Document
- 0001510262-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001569540
- Filed Document
- 0001603977-14-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $2,731,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604400
- Filed Document
- 0001604400-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lighthouse Commodities Segregated Portfolio, a Segregated Portfolio of Lighthouse Strategies Fund SPC
See All Filings
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558909
- Filed Document
- 0001558414-14-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- Cary Street Partners LLC
- CIK Number
- 0001574698
- Filed Document
- 0001574698-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001532934
- Filed Document
- 0001603977-14-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $1,280,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001564499
- Filed Document
- 0001564499-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001438677
- Filed Document
- 0001603977-14-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Dolliver H. Frederick and Charles R. Querry
- CIK Number
- 0001599029
- Filed Document
- 0001599029-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001540085
- Filed Document
- 0001140361-14-015534
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001604580
- Filed Document
- 0000892917-14-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Warwick European Distressed & Special Situations Credit Fund Inc.
See All Filings
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602759
- Filed Document
- 0000945621-14-000103
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001401873
- Filed Document
- 0001401873-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001602785
- Filed Document
- 0001144204-14-020186
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001604559
- Filed Document
- 0001604559-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $3,120,469
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001403284
- Filed Document
- 0001403284-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Joseph Gunnar & Co., LLC
- CIK Number
- 0001603877
- Filed Document
- 0001603877-14-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603214
- Filed Document
- 0001144204-14-020352
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $1,950,000
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001573430
- Filed Document
- 0001601493-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC
- CIK Number
- 0001430674
- Filed Document
- 0001603977-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $0
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001299901
- Filed Document
- 0001144204-14-020293
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $75,000,000
- Associated Brokers / Dealers
- Equus Financial Consulting LLC
- CIK Number
- 0001603706
- Filed Document
- 0001192482-14-000067
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NA
- CIK Number
- 0001517078
- Filed Document
- 0001601493-14-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2014-04-02 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001391758
- Filed Document
- 0001391758-14-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2014-04-02 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|