Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised $5,129,419 Associated Brokers / Dealers Scott Seibel and Donald Harrington CIK Number 0001135856 Filed Document 0001135856-14-000146 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FloDesign Sonics, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $10,598,871 Associated Brokers / Dealers N/A CIK Number 0001605038 Filed Document 0001605038-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Snyder Brown Capital, LP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603632 Filed Document 0001603632-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCA Systems, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605268 Filed Document 0001605268-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PEAK6 Achievement Fund XL LLC See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605161 Filed Document 0001605161-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Biocycle, Inc. See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001561260 Filed Document 0001561260-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Africa Emerging Markets Fund See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001603096 Filed Document 0001605090-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitebox Multi-Strategy Fund, LP See All Filings	D/A	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emergent Financial Group, Inc. CIK Number 0001461779 Filed Document 0001461779-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CONVECTOR CAPITAL PARTNERS, LP See All Filings	D	2014-04-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers OCP Capital LLC CIK Number 0001604414 Filed Document 0000919574-14-002591 Exclusions or Exemptions 506b Accepted Date 2014-04-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Winterwood Seniors II, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $9,905,610 Associated Brokers / Dealers N/A CIK Number 0001608544 Filed Document 0001608544-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business NEVADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $5,988,453 Associated Brokers / Dealers James Bosley CIK Number 0001135856 Filed Document 0001135856-14-000142 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cardinal Spine, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001574608 Filed Document 0001574608-14-000006 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Jazz Technologies, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $58,307,000 Associated Brokers / Dealers N/A CIK Number 0001337675 Filed Document 0001178913-14-001240 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
PSM HOLDINGS INC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $3,200,000 Associated Brokers / Dealers Wilmington Capital Securities Inc. CIK Number 0001362180 Filed Document 0001441557-14-000021 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PSG Opportunity Fund LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Portfolio Strategy Group LLC CIK Number 0001406174 Filed Document 0001406174-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GCSA LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001605159 Filed Document 0001605159-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JPS Credit Opportunities Fund (DE), LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JPMorgan Securities LLC, Renshaw Bay LLC, JP Morgan Asset Management (UK) Limited, and JP Morgan Institutional Investments Inc. CIK Number 0001538699 Filed Document 0000902664-14-002064 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SELECTA BIOSCIENCES INC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $9,999,994 Associated Brokers / Dealers N/A CIK Number 0001453687 Filed Document 0001453687-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Culinary Facilities of Georgia, L.L.C. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001603052 Filed Document 0001603052-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
AG SUPER FUND INTERNATIONAL LTD See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Intercapital Securities Inc. (Japan) Distributor), Jerrod Stelli (Japan Distributor Ag, and UBS Financial Services Inc. CIK Number 0001014422 Filed Document 0001315863-14-000250 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Standard Partners, L.P. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001568493 Filed Document 0001574752-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ANGEL OAK STRUCTURED CREDIT OPPORTUNITY FUND I LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers none CIK Number 0001443773 Filed Document 0001532097-14-000007 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tome, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001605181 Filed Document 0001605181-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
Sonen Investment Management Private Access Platform Plc See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605184 Filed Document 0000897069-14-000227 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TIXFI INC. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001605024 Filed Document 0001605024-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
intelliPaper, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001502496 Filed Document 0001446933-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PSG FUND LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Portfolio Strategy Group LLC CIK Number 0001277984 Filed Document 0001277984-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TriStar Gold Inc. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $3,542,826 Associated Brokers / Dealers N/A CIK Number 0001510013 Filed Document 0001140361-14-016277 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pika Energy, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001515985 Filed Document 0001515985-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Flinders Resources Ltd See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $224,862 Associated Brokers / Dealers N/A CIK Number 0001542731 Filed Document 0000949353-14-000077 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Option To Acquire
PERFICIENT INC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $6,149,845 Associated Brokers / Dealers N/A CIK Number 0001085869 Filed Document 0001085869-14-000010 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets $Over $100,000,000 Type of Security Equity
Dlyte, LLC See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001533905 Filed Document 0001533905-14-000002 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RACEMI, INC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001139689 Filed Document 0001139689-14-000002 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AG ELEVEN PARTNERS LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CINS LLC and Lyster, Watson & Company, Inc. CIK Number 0000823845 Filed Document 0001315863-14-000248 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Addax Minerals Fund 2012, L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001604598 Filed Document 0001604598-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Simple Labs, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001605151 Filed Document 0001605151-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Debt
EMC METALS CORP. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $168,514 Associated Brokers / Dealers N/A CIK Number 0001408146 Filed Document 0001408146-14-000001 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
J.P. Morgan U.S. Corporate Finance Institutional Offshore Investors V L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604728 Filed Document 0001012975-14-000226 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BRIGHTLIGHT CAPITAL PARTNERS LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524953 Filed Document 0000945621-14-000115 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Archer Select Dislocation Fund, L.P. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604608 Filed Document 0001315863-14-000243 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Angel Oak Strategic Mortgage Income Fund, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532097 Filed Document 0001532097-14-000003 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Glade Brook Gardiners Domestic Fund LP See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600909 Filed Document 0000902664-14-002087 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
LB Merchant PSMH-2, LLC See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,625,000 Associated Brokers / Dealers N/A CIK Number 0001604702 Filed Document 0001200876-14-000074 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised $2,047,576 Associated Brokers / Dealers James S Bosely CIK Number 0001135856 Filed Document 0001135856-14-000143 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LRV Capital Partners LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546142 Filed Document 0000919574-14-002575 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quibb, Inc. See All Filings	D	2014-04-09 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001605078 Filed Document 0001605078-14-000001 Exclusions or Exemptions 506c Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SANKATY SENIOR LOAN FUND LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456955 Filed Document 0001604822-14-000044 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Andvari Fund, L.P. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565162 Filed Document 0001315863-14-000247 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
590 Partners, L.P. See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Neuberger Berman LLC CIK Number 0001574752 Filed Document 0001574752-14-000004 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RAEIF, LP See All Filings	D/A	2014-04-09 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Papamarkou Wellner & Co., Inc. CIK Number 0001477120 Filed Document 0001095449-14-000043 Exclusions or Exemptions 506b Accepted Date 2014-04-09 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund