Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
3i US Senior Loan Fund International, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589270 Filed Document 0001588839-13-000008 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AETOS CAPITAL DISTRESSED INVESTMENT STRATEGIES CAYMAN FUND II See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589365 Filed Document 0001589363-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
RIFT BASIN RESOURCES CORP. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $205,162 Associated Brokers / Dealers N/A CIK Number 0001486798 Filed Document 0001183740-13-000396 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers Joanna Hampton CIK Number 0001135856 Filed Document 0001135856-13-000194 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LionHedge Platform Fund, Ltd.- Series S See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589599 Filed Document 0000919574-13-005981 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,880,000 Associated Brokers / Dealers Arthur Gilbert, Steven Cwienkala, and Douglass Wooley CIK Number 0001135856 Filed Document 0001135856-13-000175 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GELIA GROUP, CORP. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $8,568 Associated Brokers / Dealers N/A CIK Number 0001561686 Filed Document 0001561686-13-000012 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
VISUALANT INC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001074828 Filed Document 0001161697-13-000807 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $11,556,540 Associated Brokers / Dealers Jennifer Kephart, Kevin Wernnick, and Sam Sheth CIK Number 0001135856 Filed Document 0001135856-13-000182 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LionHedge Platform Fund, Ltd.-Series O See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001527670 Filed Document 0000919574-13-005979 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MissionPoint AeroFarms Coinvest Fund, L.P. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590218 Filed Document 0001590218-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Floelle Inc. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589141 Filed Document 0001589141-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
TORCHLIGHT ENERGY RESOURCES INC See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers None CIK Number 0001431959 Filed Document 0001078782-13-002084 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $13,320,004 Associated Brokers / Dealers Arthur Gilbert, Steven Cwienkala, and Douglass Wooley CIK Number 0001135856 Filed Document 0001135856-13-000187 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Lem Turner LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589947 Filed Document 0001589947-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Brown Well 1 Joint Venture See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,362,500 Associated Brokers / Dealers N/A CIK Number 0001589889 Filed Document 0001589889-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Birch Equestrian Holdings, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,484,850 Associated Brokers / Dealers N/A CIK Number 0001589917 Filed Document 0001589917-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Celladon Corp See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,397,417 Associated Brokers / Dealers N/A CIK Number 0001305253 Filed Document 0001305253-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Wellfount, Corp See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,505,000 Associated Brokers / Dealers N/A CIK Number 0001495014 Filed Document 0001495014-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
Specialized Compounding, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001589876 Filed Document 0001589876-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AETOS CAPITAL LONG SHORT STRATEGIES CAYMAN FUND See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001589366 Filed Document 0001589363-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
MicroPower Global Ltd See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001488942 Filed Document 0001488942-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Energy Conservation Principal Place of Business UNITED STATES Revenue or Assets $$1 - $1,000,000 Type of Security Equity
LionHedge Platform Fund, Ltd.- Series Z See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589596 Filed Document 0000919574-13-005982 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $7,854,750 Associated Brokers / Dealers Bryant Kirk and James Gajewski CIK Number 0001135856 Filed Document 0001135856-13-000183 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $17,508,730 Associated Brokers / Dealers Kenneth Dayton and Andrew Kraus CIK Number 0001135856 Filed Document 0001135856-13-000190 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Parks REI, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001589752 Filed Document 0001589752-13-000002 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
ORO UTC, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001589938 Filed Document 0001589938-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Icon Real Estate LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001589189 Filed Document 0001589189-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
GSO Community Development Capital Group LP See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589854 Filed Document 0000902664-13-003493 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $31,200,013 Associated Brokers / Dealers Eric Wittenmyer CIK Number 0001135856 Filed Document 0001135856-13-000176 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Millville Opportunities Offshore Fund Ltd. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530735 Filed Document 0001013594-13-000522 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FieldLens, Inc. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,721,233 Associated Brokers / Dealers N/A CIK Number 0001554436 Filed Document 0001554436-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yellowfin Fund, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589834 Filed Document 0001589834-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hannah's LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $4,012,800 Associated Brokers / Dealers N/A CIK Number 0001534112 Filed Document 0000896595-13-000140 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN GENERAL LIFE INSURANCE CO See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MMC Securities Corp. CIK Number 0000005108 Filed Document 0000005108-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets $Over $100,000,000 Type of Security Other
coUrbanize, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $955,809 Associated Brokers / Dealers N/A CIK Number 0001589966 Filed Document 0001589966-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CO Everywhere, Inc. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586832 Filed Document 0001586832-13-000004 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Complexa Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers Middlebury Securities, LLC CIK Number 0001551369 Filed Document 0001551369-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
ComCapp Fisherman's Wharf, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $5,970,000 Associated Brokers / Dealers Joey D. Miller and Kenneth M. Levine CIK Number 0001589798 Filed Document 0001589798-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $79,812,275 Associated Brokers / Dealers Donald Tippett, Daniel Davis, Thomas Bass, and Brian Sharkey CIK Number 0001135856 Filed Document 0001135856-13-000188 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GELIA GROUP, CORP. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001561686 Filed Document 0001561686-13-000013 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
Simply Gum, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001589895 Filed Document 0001589895-13-000001 Exclusions or Exemptions 506c Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AtoZ Sports, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001465832 Filed Document 0001465832-13-000003 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Village Farms International, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584549 Filed Document 0001584549-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
Backspaces Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001589990 Filed Document 0001589990-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Metropolitan BancGroup Inc See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $5,611,177 Associated Brokers / Dealers N/A CIK Number 0001414706 Filed Document 0001414706-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSISSIPPI Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Legacy Terrace State Credit, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $667,660 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001560635-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Southside Compounding, LLC See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $60,000 Associated Brokers / Dealers N/A CIK Number 0001589877 Filed Document 0001589877-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Clearview Energy III, L.P. See All Filings	D/A	2013-10-23 00:00:00 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/a, N/a, N/a, N/a, N/a, N/a, N/a, N/a, Lustig Financial Services, LLC, Great Point Capital Advisors, LLC, Robert Harrell Incorporated, N/a, Camelback Wealth Management, LLC, N/a, N/a, and N/a CIK Number 0001546978 Filed Document 0001546978-13-000002 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Jujo, Inc. See All Filings	D	2013-10-23 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001589904 Filed Document 0001589904-13-000001 Exclusions or Exemptions 506b Accepted Date 2013-10-23 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity