Found 6 results

Name Type of Offering Accepted Date
NWQ INVESTMENT MANAGEMENT CO LLC
D 2011-11-14
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000763848
Filed Document 0000950172-11-000035
Exclusions or Exemptions N/A
Accepted Date 2011-11-14
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
D/A 2013-11-13
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000763848
Filed Document 0000950172-13-000111
Exclusions or Exemptions 506b
Accepted Date 2013-11-13
Type of Offering D/A
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
D 2019-03-18 21:27:53
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000763848
Filed Document 0001393725-19-000056
Exclusions or Exemptions 506b
Accepted Date 2019-03-18 21:27:53
Type of Offering D
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NWQ INVESTMENT MANAGEMENT CO LLC
D/A 2012-10-31
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000763848
Filed Document 0000950172-12-000065
Exclusions or Exemptions N/A
Accepted Date 2012-10-31
Type of Offering D/A
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
D/A 2015-03-11
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000763848
Filed Document 0000950172-15-000038
Exclusions or Exemptions 506b
Accepted Date 2015-03-11
Type of Offering D/A
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity
NWQ INVESTMENT MANAGEMENT COMPANY, LLC
D/A 2020-04-30 13:39:47
Amount To Be Raised Indefinite
Associated Brokers / Dealers N/A
CIK Number 0000763848
Filed Document 0001393725-20-000089
Exclusions or Exemptions 506b
Accepted Date 2020-04-30 13:39:47
Type of Offering D/A
Industry Other Banking and Financial Services
Offering Tier N/A
Principal Place of Business CALIFORNIA
Revenue or Assets Decline to Disclose
Type of Security Equity